Frederick Cox is open to opportunities in West Palm Beach FL, Charlotte NC, Dallas Ft Worth TX, and Atlanta GA. He is a ...
Resume FREDERICK D. COX CISA, CISM, CIPP, CRISC 561.427.8692
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INFORMATION SECURITY EXECUTIVE Subject matter expert in Information Security Risk Management. Accomplished senior manager with a 25year professional track record of successfully assessing information security risks and designing information security programs for financial institutions and corporations. Master at identifying and clarifying information security and technology risks and coordinating remediation efforts. Proven ability to lead and direct. Creative problem solver and strategic decision maker in fast-paced fluid environments. Effective team leader, continually empowering staff through training, guidance and motivation. Author – “Information Security: Risk Management of GLBA and Service Provider Oversight”. (Amazon e-Book). Areas of Strength Information Security Architecture Regulatory Compliance Cost Control & Savings Leadership Mentoring Cloud Information Risk Issue Identification & Resolution Strategic Partnerships Employee Awareness Campaigns Risk Assessments Data Breach Management Clean Sarbanes-Oxley (SOX) GLBA Privacy HIPAA SAS 70 Reports
PROFESSIONAL EXPERIENCE SEACOAST NATIONAL BANK, Stuart, Florida
2010 to Present
Vice President Information Security and Privacy Officer Implemented firm wide Information Security Program – Awareness Program, Risk Assessments, Architecture. Satisfactory rating from the OCC. GLBA Compliance. Implemented Data Leak Prevention Software and reduced data leaks firm wide. Responsible for department budget of $250,000. FDC ASSOCIATES, West Palm Beach, Florida 2006 to Present Information Security consulting company in South Florida with $700,000 in revenues. Chief Executive Officer Launched and maintain all aspects of information security business including marketing, sales, accounting and staffing. Supervise 5 full-time 1099 consultants. Assess clients’ information security risks, review audit plans, and present findings and recommendations to Audit and Board of Directors. Generated significant costs savings for 10 clients after performing SOX audits that indicated testing controls were correct. Accomplished clean SAS 70 reports for over 30 clients by designing and remediating their internal technology controls before official SAS 70 testing. Achieved regulatory compliance for all clients. ACCUME PARTNERS, Fort Lauderdale, Florida and New York, NY nd National $45 million, 2 Tier CPA firm.
2000 to 2006
Managing Director, Information Security Services Directed technology audit and information security practice (Budget $1.8MM) for 155 clients, of which 137 were regulated financial institutions. Performed SAS70, Type II reviews and SOX/HIPAA/GLBA Compliance remediation. Achieved regulatory compliance and satisfactory and higher regulatory ratings after identifying and remediating information security control weaknesses. Invited to speak every quarter at Miami Institute of Internal Auditors, “A Day With The Experts” meetings and received Best Speaker Award 2 times. SUMITOMO BANK LIMITED, The Americas, New York, New York Sixth largest Bank in the world, during this time frame. Vice President Information Security
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1997 to 2000
Resume Oversaw all audit activities throughout North and South America, and was Y2K Project Manager Achieved a satisfactory rating from the Federal Reserve Board.
FREDERICK D. COX
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BANK OF TOKYO-MITSUBISHI, New York, New York Largest bank in the world during this time frame.
1996 to 1997
Audit Technology Officer Directed bank’s technology audits throughout North and South America, performed annual risk assessments and IT general controls reviews. Supervised wire transfer security audits including OFAC filtering and BSA compliance. Created an annual technology audit program to identify controls that would mitigate business risks. Implemented global risk identification and management software system. Secured satisfactory rating from Federal Reserve Board.
ADDITIONAL EXPERIENCE (details on request) Senior Technology Auditor, SALOMON BROTHERS Technical Auditor, Assistant Treasurer, JP MORGAN EDP Audit Coordinator, MOBIL OIL CORPORATION Senior EDP Auditor, DEPARTMENT OF THE NAVY System Auditor, PPG INDUSTRIES / COOPERS & LYBRAND
FORMAL EDUCATION Tulane Law School Certificate in Corporate Governance, New Orleans, Louisiana University of California at Santa Cruz, Santa Cruz, California Bachelor of Arts in Economics and Bachelor of Arts in Psychology, Minors in Mathematics & Computer Science CERTIFICATIONS CISA CISM CRISC CIPP
Certified Information Systems Auditor Certified Information Security Manager Certified in Risk and Information Systems Control Certified Information Privacy Professional PUBLICATIONS
Information Security: Risk Management of GLBA and Service Provider Oversight. (Amazon e-Book). September 2011. RECOMMENDATION Wilfried Jackson, former CEO Citi Group Nevada, hired Fred as a IT Consultant in 2007 “Fred Cox is an exceptional Technology Professional with substantial knowledge and experience in the broad areas of Technology and the Financial Services Industry. He is comfortable interacting with senior level executives and members of the Board of Directors. His impeccable integrity is his business card. I have had the pleasure of receiving the highest levels of professional services from Fred and his team. I fully endorse his professional services.” July 2, 2009
Top qualities: Expert, High Integrity, Creative
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