Seismic Evaluation of Buildings Using Rapid Visual Screening Method

A PROJECT REPORT ON

“SEISMIC EVALUATION OF BUILDINGS USING RAPID VISUAL SCREEN METHOD” Submitted By:

Prateek Kumar Dhir (0911011075) Subhasis Badatya (0911011079) Sakti Swarup Das (1021011010) Nigam Prasad Meher (0911011013) Anupam Samantaray (0911011112) Neelabh Joshi (0911011034) Arunima Chakraborty (0911011052) In the partial fulfillment of the award of the degree of

BACHELOR OF TECHNOLOGY IN CIVIL ENGINEERING

UNDER THE GUIDENCE OF Mrs. SUKANTI ROUT (Assistant Professor)

INSTITUTE OF TECHNICAL EDUCATION AND RESEARCH (Faculty of Engineering)

SIKSHA „O‟ ANUSANDHAN UNIVERSITY BHUBANESWAR - 751030

INSTITUTE OF TECHNICAL EDUCATION & RESEARCH (FACULTY OF ENGINEERING)

SIKSHA „O‟ ANUSANDHAN UNIVERSITY

CERTIFICATE This is to certify that this project work entitled “SEISMIC EVALUATION OF BUILDINGS USING RAPID VISUAL SCREENING METHOD” is a bonafide work of: Prateek Kumar Dhir (0911011075) Subhasis Badatya (0911011079) Sakti Swarup Das (1021011010) Nigam Prasad Meher (0911011013) Anupam Samantaray (0911011112) Neelabh Joshi (0911011034) Arunima Chakraborty (0911011052) of 8th semester Civil Engineering in the year 2013 towards the partial fulfillment of the requirements for the award of degree of Bachelor of Technology in Civil Engineering INSTITUTE OF TECHNICAL EDUCATION AND RESEARCH

Dr. Manas Ranjan Das (H.O.D in charge)

External Examiner

Mrs. Sukanti Rout (Project In charge)

DECLARATION We here by declare that the work presented in the project report “SEISMIC EVALUATION OF BUILDINGS USING RAPID VISUAL SCREENING METHOD” towards the partial fulfillment of the requirements for the award of degree of “Bachelor of Technology” under SIKSHA „O‟ ANUSANDHAN UNIVERSITY and submitted to the Department of Civil Engineering, Institute Of Technical Education & Research is an authentic record of our own, carried out under supervision of Mrs. Sukanti Rout, Assistant Professor, Department of Civil Engineering, INSTITUTE OF TECHNICAL EDUCATION & RESEARCH, Bhubaneswar.

Date:12-04-2013

Prateek Kumar Dhir (0911011075) Subhasis Badatya (0911011079) Sakti Swarup Das (1021011010) Nigam Prasad Meher (0911011013) Anupam Samantaray (0911011112) Neelabh Joshi (0911011034) Arunima Chakraborty (0911011052)

This is to certify that the above statement made by the candidates is correct to the best of my knowledge.

Date:12-04-2013

Signature of the Guide

Sukanti Rout (Asst. Prof.)

ACKNOWLEDGEMENT With great pleasure, we express our sincere and heartfelt gratitude to our project guide, Mrs. Sukanti Rout, Assistant Professor, Department of Civil Engineering, Institute of Technical Education & Research, Bhubaneswar, for the valuable guidance, constant encouragement and creative suggestions offered during the course of this work and also in preparing this report.

We express our sincere thanks to Dr. Manas Ranjan Das, Head of the Department, Department of Civil Engineering, Institute of Technical Education & Research, Bhubaneswar, for his valuable support and advice.

Our sincere thanks are extended to all the teachers of the Department of Civil Engineering and to all our friends and parents for their help and support.

Prateek Kumar Dhir (0911011075) Subhasis Badatya (0911011079) Sakti Swarup Das (1021011010) Nigam Prasad Meher (0911011013) Anupam Samantaray (0911011112) Neelabh Joshi (0911011034) Arunima Chakraborty (0911011052)

LIST OF ABBREVIATIONS ATC – Applied Technology Council RVS – Rapid Visual Screening NEHRP – National Earthquake Hazards Reduction Program FEMA – Federal Emergency Management Agency NRCC – National Research Council, Canada IS – Indian Standards IEP – Initial Evaluation Procedure VSM – Vulnerability Score Modifiers VS – Vulnerability Score BS – Basic Score FRAME – Steel Frame INF – Burnt Brick Masonry Infill Wall MRF – Moment-Resisting Frame FD – Flexible Diaphragm SW – Shear Wall LM – Light Metal BAND – Seismic Band URM4 – Unreinforced Masonry (Lime Mortar) URM3 – Unreinforced Burnt Brick or Stone Masonry (Cement Mortar) RD – Rigid Diaphragm N/A – Not Applicable EMS-98 – European Macro seismic Scale DNK – Do Not Know GIS – Geographical Info System OSAC – Orissa Space Application Centre

ABSTRACT With rapid population growth over the past 30 years and no significance seismic activity during this period, the unchecked development of the built environment in India has been resulted in little resilience to earthquake. Identifying buildings due to this unchecked development that has high vulnerability is of critical importance both for reliable loss estimation as a result of an expected earthquake and setting priority criteria for strengthening of those buildings Bhuj earthquake of 26 January 2001 caused 14,000 casualties. Main reason for such huge casualties is low earthquake awareness and poor construction practices. Based on the technology advancement and knowledge gained after earthquake occurrences, the seismic code is usually revised. Last revision of IS 1893 (Criteria for earthquake resistant design of structures) was done in 2002 after a long gap of about 18 years. Some new clauses were included and some old provisions were updated. Economic factors such as decrease in economic opportunities in rural areas and consequent migration to the urban areas is one of the major reasons for the growth of a city. Urbanization not only changes the entire landscape of a city but also brings in many socioeconomic and lifestyle changes. Most recent constructions in the urban areas consist of poorly designed and constructed buildings. Such unplanned and haphazard growth will choke the city and will be potentially dangerous for a natural event like earthquake. Seismic vulnerability assessment of buildings in urban areas is an essential component of a comprehensive earthquake disaster management policy. Detailed seismic vulnerability evaluation is technically complex and expensive procedure because of field survey. Simpler procedures can help to rapidly evaluate the vulnerability of different types of buildings, so that the more complex evaluation procedures can be limited to the most critical things. Rapid Visual Screening (RVS) is a classical method of preliminary vulnerability studies, which requires minimum input to classify the vulnerability level. In order to assess vulnerability of buildings in rapid manner.

CONTENTS 1. INTRODUCTION

1-5

EVALUATION

1

1.1 SEISMIC EVALUATION

1

1.2 NEED OF SEISMIC EVALUATION OF BUILDINGS

1

1.3 METHODS OF SEISMIC EVALUATION

2

1.3.1 QUALITATIVE METHOD

2

1.3.1.1

CONDITION ASSESSMENT

3

1.3.1.2

VISUAL INSPECTION

3

1.3.1.3

NON-DESTRUCTIVE TESTING

3

1.3.2 ANALYTICAL METHOD

3

1.3.2.1

CAPACITY/DEMAND METHOD

4

1.3.2.2

PUSH OVER ANALYSIS

4

1.3.2.3

INELASTIC TIME HISTORY ANALYSIS

4

1.4 PROCESSES OF SEISMIC EVALUATION

4

1.4.1 RAPID VISUAL SCREENING (RVS)

4

1.4.2 PRELIMINARY EVALUATION

5

1.4.3 DETAILED EVALUATION

5

2. REVIEW OF RAPID VISUAL SCREENING METHODS

6-7

3. RAPID VISUAL SCREENING METHOD

8-10

3.2 RVS PROCEDURE, OBJECTIVES AND SCOPE

9

3.3 USES OF RVS RESULTS

10

4. RAPID VISUAL SCREENING IMPLEMENTATION SEQUENCE 4.1 RAPID VISUAL SCREENING IMPLEMENTATION SEQUENCE 4.1.1 PRE-FIELD PLANNING

11-24 11 13

4.1.2 SELECTION AND REVIEW OF THE DATA COLLECTION FORM 4.1.2.1 DETERMINATION OF KEY SEISMIC CODE ADOPTION

14 18

DATES AND OTHER CONSIDERATIONS 4.1.2.2 ISSUES TO BE CONSIDERED DURING PRE-FIELD WORK

19

REVIEW OF THE DATA COLLECTION FORM 4.1.2.3 QUALIFICATIONS AND TRAINING FOR SCREENERS 4.1.3 ACQUISITION AND REVIEW OF PRE-FIELD DATA

20 20

4.1.3.1 ASSESSOR’S FILES

21

4.1.3.2 BUILDING DEPARTMENT FILES

22

4.1.3.1 PREVIOUS STUDIES

22

4.1.4 SOILS INFORMATION

22

4.1.4.1

Type I – HARD SOIL,

22

4.1.4.2

Type II – MEDIUM SOIL,

23

4.1.4.3

Type III – SOFT SOIL,

23

4.1.5 REVIEW OF CONSTRUCTION DOCUMENTS

24

4.1.6 FIELD SCREENING OF BUILDINGS

24

4.1.7 CHECKING THE QUALITY AND FILING THE FIELD DATA IN THE

24

RECORD- KEEPING SYSTEM

5. COMPLETING THE DATA COLLECTION FORM 5.1 VERIFYING AND UPDATING THE BUILDING IDENTIFICATION

25-49 26

INFORMATION 5.1.1 NUMBER OF STORIES

27

5.1.2 YEAR BUILT

28

5.1.3 SCREENER IDENTIFICATION

28

5.1.4 TOTAL FLOOR AREA

28

5.2 SKETCHING THE PLAN AND ELEVATION VIEWS

28

5.3 DETERMINING SOIL TYPE

30

5.4 DETERMINING AND DOCUMENTING OCCUPANCY

31

5.4.1 OCCUPANCY

31

5.4.1.1

32

ASSEMBLY

5.4.1.2 COMMERCIAL

32

5.4.1.3 EMERGENCY SERVICES

32

5.4.1.4

GOVERNMENT

32

5.4.1.5

HISTORIC

32

5.4.1.6

INDUSTRIAL.

33

5.4.1.7

OFFICE.

33

5.4.1.8 RESIDENTIAL.

33

5.4.1.9 SCHOOL.

33

5.4.2 OCCUPANCY LOAD 5.5 IDENTIFYING POTENTIAL NONSTRUCTURAL FALLING HAZARDS

33 34

5.5.1 UNREINFORCED CHIMNEYS.

34

5.5.2 PARAPETS.

34

5.5.3 HEAVY CLADDING.

34

5.6 IDENTIFYING THE LATERAL-LOAD- RESISTING SYSTEM AND

36

DOCUMENTING THE RELATED BASIC STRUCTURAL SCORE 5.6.1 BUILDING TYPES CONSIDERED BY THE RVS PROCEDURE AND

37

RELATED BASIC STRUCTURAL SCORES 5.6.2 GRADES OF DAMAGEABILITY

37

5.6.3 IDENTIFYING THE LATERAL-FORCE- RESISTING SYSTEM

38

5.6.4 DISTINGUISHING BETWEEN FRAME AND BEARING WALL

39

BUILDING SYSTEMS. 5.6.5 INTERIOR INSPECTIONS

41

5.6.6 SCREENING BUILDINGS WITH MORE THAN ONE LATERAL-

42

FORCE-RESISTING SYSTEM 5.7 IDENTIFYING SEISMIC PERFORMANCE ATTRIBUTES AND RECORDING

42

SCORE MODIFIERS 5.7.1 MID-RISE BUILDINGS

44

5.7.2 HIGH-RISE BUILDINGS

44

5.7.3 VERTICAL IRREGULARITY

44

5.7.4 PLAN IRREGULARITY

45

5.7.5 CODE DETAILING

46

5.7.5.1 PRE-CODE

46

5.7.5.2 POST-BENCHMARK

47

5.8 DETERMINING THE FINAL SCORE

47

5.9 PHOTOGRAPHING THE BUILDING

48

5.10 COMMENTS SECTION

49

6. EVALUATION OF STUDY AREA USING RVS METHOD

50-59

6.1 INTRODUCTION TO STUDY AREA

50

6.2 METHODOLOGY

51

6.2.1 PRE-FIELD PLANNING

51

6.2.2 SELECTION AND REVIEW OF THE DATA COLLECTION FORM

51

6.2.3 ACQUISITION AND REVIEW OF PRE-FIELD DATA

51

6.2.3.1 COLLECTION OF BUILDING LOCATIONS THROUGH

51

GOOGLE EARTH 6.2.3.2

PROCESSING OF COLLECTED RASTER IMAGES USING

52

ARCMAP 6.2.3.2.1 RECTIFICATION

52

6.2.3.2.2 DIGITIZATION

52

6.2.3.2.3 MAP COMPOSING/LAYOUT

53

6.2.3.3 SELECTION OF SOIL TYPE 6.2.4 SELECTION OF CONSTRUCTION TYPE AND ITS OTHER

58 59

PARAMETERS 6.2.5 FIELD SCREENING OF INDIVIDUAL BUILDINGS

59

6.2.6 CALCULATION OF FINAL SCORE

59

7. RESULT AND DISCUSSION

60-75

8. CONCLUSION

76

9. REFERENCES 77 *****

Seismic Evaluation of Building Using RVS Method | 1

CHAPTER

INTRODUCTION

1

EVALUATION In evaluation the objective is to determine how an existing building will respond to a given force. This corresponds to an analysis of a building structure where the structural elements, the materials and the dead loads are given. It is not desired to calculate a worst case scenario by choosing a conservative model and making conservative assumptions on the material properties but to assess the most probable behavior of the building subjected to applied action. Thus the real material properties and the real loading have to be taken without any safety factors. The evaluation of existing buildings plays an important role in earthquake scenario projects where the risk of damage in a certain area is estimated in order to decide appropriate risk reduction strategies.

1.1 SEISMIC EVALUATION Most of the existing buildings lacks in adequate earthquake resistance because they are not designed according to modern codes and prevalent earthquake resistance design practice. Seismic evaluation is one of the most challenging tasks for structural engineers. The aim of the seismic evaluation is to access the possible seismic response of buildings, which may be seismically deficient. The evaluation may be helpful for adopting the retrofitting of structures. The methods of seismic evaluation of existing buildings are not adequately developed. In developed countries research on seismic evaluation have been undertaken during last two decades.

1.2 NEED OF SEISMIC EVALUATION OF BUILDINGS 

Earthquakes are natural hazards, but the disasters are man-made.



As has often been quoted, Earthquakes don‘t kill, unsafe buildings do.



It is the high vulnerability of our building stock that turns these hazards into disasters.

Seismic Evaluation of Building Using RVS Method | 2  

The collapse of engineered and non-engineered building during earthquakes is the main contributor to the loss of lives and injuries to the people. Building codes generally do not specify good practice, but simply a level of resistance to forces to be attained based on the best known data. Despite the tragic loss of life and property caused by the earthquake, it provided an opportunity to learn how to be better prepared for larger earthquakes and how to mitigate the damaging effects of future earthquakes.

1.3 METHODS OF SEISMIC EVALUATION The methods available for seismic evaluation of existing buildings can be broadly classified into two categories; 1. Qualitative method 2. Analytical method

Methods Of Seismic Evaluation

Qualitative methods

Condition Assessment

Visual Inspection

Analytical methods Nondestructive testing

C/D method

Push over Method

Inelastic time history method

1.3.1 QUALITATIVE METHOD The qualitative methods are based on the available background information of the structures, past performance of similar structures under severe earthquakes, visual interpretation report, some non-destructive test results etc. 1. Condition assessment

Seismic Evaluation of Building Using RVS Method | 3 2. Visual inspection 3. Non-destructive testing

1.3.1.1

CONDITION ASSESSMENT

Condition assessment is a process which measures both the actual and required condition of a constructed asset frequency and method of inspection, data to be collected, should always be related to the service being provided by the particular asset. The aim should always be to ensure data is used to determine need and timing of some preventative or remedial action to maintain the desired level of service.

1.3.1.2

VISUAL INSPECTION

Visual inspection is a method that provides a means of detecting and examining a variety of surface flaws, such as corrosion, contamination, surface finish and surface discontinuities on joints. This is also most widely used method for detecting and examining surface cracks, which are particularly important because of the relationship to structural failure mechanisms. This involves a wide variety of equipment, ranging from examination with a naked eye to the use of interference microscopes for measuring the depth of scratches in a finish of finely polished or naked surfaces.

1.3.1.3

NON-DESTRUCTIVE TESTING

Non-destructive testing is a wide group of analysis techniques used to evaluate the properties of a material, component or system without causing damage.

1.3.2 ANALYTICAL METHOD However analytical methods are based on considering the capacity and ductility of buildings, which are based on the detailed dynamic analysis of the buildings. The methods in this category are : 1. Capacity/Demand Method 2. Push over Analysis 3. Inelastic time history analysis

Seismic Evaluation of Building Using RVS Method | 4

1.3.2.1

CAPACITY/DEMAND METHOD

This method has been initially presented by ATC (1983). The forces and the displacement resulting from an elastic analysis for design earthquake are called demand. These are compared with the capacity of different members to resist these forces and displacement. A (C/D) ratio less than one indicates member failure and thus need retrofitting. When the ductility is consider in the section the demand capacity ratio can be equated to section ductility demand of 2 or 3. The C/D procedures have been subjected to more detailed examination in the light of recent advances in earthquake repose studies. The main difficulty encountered in using this method is that there is no relationship between member and structure ductility factor because of non-linear behavior.

1.3.2.2

PUSH OVER ANALYSIS

The push over analysis of a structure is a static non-linear analysis under permanent vertical loads and gradually increasing lateral loads. The equivalent static lateral loads approximately represent earthquake-induced forces. A plot of total base shear verses top displacement in a structure is obtain by this analysis that would indicate any premature failure or weakness. The analysis is carried out up to failure, thus it enables determination of collapse load and ductility capacity. On a building frame, load-displacement is applied incrementally, the formation of plastic hinges, stiffness degradation, and plastic rotation is monitored, and lateral inelastic force versus displacement response is analytically computed. This type of analysis enables weakness in the structure to be identified. The decision to retrofit can be taken on the basis of such studies.

1.3.2.3

INELASTIC TIME HISTORY ANALYSIS

A seismic deficient building will be subjected to inelastic action during design earthquake motion. The inelastic time history analysis of the building under strong ground motion brings out the regions of weakness and ductility demand in the structure. This is the most rational method available for assessing building performances. There are computer programs for this type of analysis. This methodology is used to ascertain deficiency and post elastic response under strong ground shaking.

1.4 PROCESSES OF SEISMIC EVALUATION 1.4.1 Phase I: RAPID VISUAL SCREENING (RVS) This is a very quick way of assessing the building vulnerability based on visual screening. Evaluation in this first level does not require any analysis. The RVS methodology is referred to

Seismic Evaluation of Building Using RVS Method | 5 as a ―sidewalk survey‖ in which an experienced screener visually examines a building to identify features that affect the seismic performance of the building, such as the building type, seismicity, soil conditions and irregularities. The visual survey of a building can be completed in less than 30 minutes and can be accomplished from the street without entering into a building. This survey is carried out based on the checklists provided in forms 1 & 2. A performance score is calculated for each building based on numerical values on the RVS form corresponding to the features of the building. This performance score mainly depends on soil type, building condition, architectural and earthquake resistance features. Other important data regarding the building is also gathered during the screening, including the occupancy of the building and the presence of nonstructural falling hazards. In this, nonstructural interior components are not evaluated. The performance score is compared to a ―cut-off‖ score to determine whether a building has potential vulnerabilities that should be evaluated further by an experienced engineer. From these scores, we can come to a conclusion on whether the building strength is adequate for earthquake forces likely to occur at the site.

1.4.2 Phase II: PRELIMINARY EVALUATION Preliminary evaluation methodology is applied when in-depth evaluation of buildings stock is required. In this stage, simplified analysis of the building under investigation is performed based on a variety of methods. This phase involves the following tasks: Collection of drawings and redraw (if possible) in AutoCAD, identification of the sizes of all columns and beams, load calculations, configuration related checks and strength related checks.

1.4.3 Phase III: DETAILED EVALUATION This is the third phase of evaluation. It requires linear or nonlinear analyses of the building based on as-built dimensions. This phase involves the following tasks: Calculation of vertical distribution of lateral forces by static method, eccentricity calculation for additional torsional moment, shear distribution to frames, beam forces, column forces, component level analysis of calculation of moment of resistance in hogging & sagging, check for shear capacity of beam, column flexural capacity, strong column weak beam considerations, storey drift of the frame. Lastly, correlation will be drawn based on detailed evaluation and RVS score.

Seismic Evaluation of Building Using RVS Method | 6

CHAPTER

2

REVIEW OF RAPID VISUAL SCREENING METHODS

The rapid visual screening (RVS) procedure was used by private-sector organizations and government agencies to evaluate more than 70,000 buildings nationwide (ATC, 2002). This widespread application provided important information about the purposes for which the document was used, the ease-of-use of the document, and perspectives on the accuracy of the scoring system upon which the procedure was based. Concurrent with the widespread use of the document, damaging earthquakes occurred in California and elsewhere, and extensive research and development efforts were carried out under the National Earthquake Hazards Reduction Program (NEHRP). These efforts yielded important new data on the Performance of buildings in earthquakes, and on the expected distribution, severity, and occurrence of earthquake-induced ground shaking As of now we have many different visual screening methods, i.e., FEMA-RVS, TurkishRVS, Greece-RVS, Canada-RVS, Japan-RVS, New Zealand-RVS and Indian-RVS methodologies. Also, a number of guidelines are available from Federal Emergency Management Agency (FEMA) of the United States for seismic risk assessment and rehabilitation of buildings. These include FEMA 178 (1992) published in 1989 and revised in 1992, FEMA 310 (1998) developed as revised version of FEMA 178, and FEMA 154 (2002) for rapid visual screening of buildings (published originally in 1988 and revised in 2002). The RVS method was originally developed by the Applied Technology Council (ATC) in the late 1980‘s and published in 1988 in the FEMA 154 report. It is a "sidewalk survey" approach that enabled users to classify surveyed buildings into two categories: those acceptable as to ―risk to life safety‖ or those that may be seismically hazardous and should be evaluated in more detail by a design professional, experienced in seismic design. The Turkish Simple Survey procedure is a two level risk assessment procedure which has been proposed on the basis of statistical correlations obtained by employing a database of 477 damaged buildings surveyed after the 1999 Düzee earthquake (Sucuoglu and Yazgan, 2003). The first level incorporates recording of building parameters from the street side and in the second level, these are extended by structural parameters measured by entering into the ground storey. A fuzzy logic based on the Rapid Visual Screening procedure was developed in Greece (Demartinos and Dritsos, 2006) for the categorization of buildings into five different damage grades in the event of a future earthquake. RVS method was suggested by National Research Council, Canada (NRCC 1993) is

Seismic Evaluation of Building Using RVS Method | 7 based on a seismic priority index which accounts for both, structural and nonstructural factors including soil conditions, building occupancy, building importance and falling hazards to life safety and a factor based on occupied density and the duration of occupancy. The Japanese procedure (JPDPA 2001) is based on seismic index (IS) for total earthquake resisting capacity of a storey which is estimated as the product of basic seismic index based on strength and ductility indices, an irregularity index, and a time index. The evaluation is based on very few parameters and lacks clarity regarding ranking of buildings based on a scoring or rating system. The New Zealand code (NZSEE 2006) recommends a two-stage seismic performance evaluation of buildings. The Initial Evaluation Procedure (IEP) involves making an initial assessment of performance of existing buildings against the standard required for a new building, which is defined as ‗percentage new building standard‘. There have been some efforts in India towards developing rapid visual screening methods. The earthquake vulnerability assessment of buildings in Gandhidham & Adipur is determined based on the RVS forms proposed by Sudhir K Jain et al. for Indian conditions. The evaluation is based on few parameters of building. The parameters of the buildings are building height, frame action, pounding effect, structural irregularity, short columns, heavy overhang, soil conditions, falling hazard, apparent building quality, diaphragm action etc. On the basis of above mentioned parameters, performance score of the buildings has been calculated. The formula of the performance score is given as PS= (BS) – Σ[(VSM) x (VS)] Where VSM represents the Vulnerability Score Modifiers and VS represents the Vulnerability Score that is multiplied with VSM to obtain the actual modifier to be applied to the BS or Basic Score. Based on the scores of RVS, some percentage of structures will be selected for preliminary evaluation and further for detailed evaluation. RVS is useful when the number of buildings to be evaluated is large. In this survey, even non-engineers may collect data and assign scores. Finally correlation between three phases will be standardized for further application of seismic evaluation in other cities falling in zone IV and V of seismic zoning map of India. Based upon this complete evaluation we can develop strategies for both short-term and long-term mitigation and plans to reduce risk in different areas.

Seismic Evaluation of Building Using RVS Method | 8

CHAPTER

3

RAPID VISUAL SCREENING METHOD

The rapid visual screening procedure (RVS) has been developed for a broad audience, including building officials and inspectors, and government agency and private-sector building to identify, inventory, and rank buildings that are potentially seismically hazardous. Although RVS is applicable to all buildings, its principal purpose is to identify (1) Older buildings designed and constructed before the adoption of adequate seismic design and detailing requirements, (2) Buildings on soft or poor soils, (3) Buildings having performance characteristics that negatively influence their seismic response. Once identified as potentially hazardous, such buildings should be further evaluated by a design professional experienced in seismic design to determine if, in fact, they are seismically hazardous. The RVS uses a methodology based on a ―sidewalk survey‖ of a building that enabled users to classify surveyed buildings into two categories: those acceptable as to risk to life safety or those that may be seismically hazardous and should be evaluated in more detail by a design professional experienced in seismic design. And a Data Collection Form, which the person conducting the survey completes, based on visual observation of the building from the exterior, and if possible, the interior. The Data Collection Form includes space for documenting building identification information, including its use and size, a photograph of the building, sketches, and documentation of pertinent data related to seismic performance, including the development of a numeric seismic hazard score. Once the decision to conduct rapid visual screening for a community or group of buildings as been made by the RVS authority, the screening effort can be expedited by pre-planning, including the training of screeners, and careful overall management of the process. Completion of the Data Collection Form in the field begins with identifying the primary structural lateral-load-resisting system and structural materials of the building. Basic Structural

Seismic Evaluation of Building Using RVS Method | 9 Hazard Scores for various building types are provided on the form, and the screener circles the appropriate one. For many buildings, viewed only from the exterior, this important decision requires the screener to be trained and experienced in building construction. The screener modifies the Basic Structural Hazard Score by identifying and circling Score Modifiers, which are related to observed performance attributes, and which are then added (or subtracted) to the Basic Structural Hazard Score to arrive at a final Structural Score, S. The Basic Structural Hazard Score, Score Modifiers, and final Structural Score, S, all relate to the probability of building collapse, if severe ground shaking occur (that is, a ground shaking level equivalent to that currently used in the seismic design of new buildings). Higher S scores corresponding to better expected seismic performance. Use of the RVS on a community-wide basis enables the RVS authority to divide screened buildings into two categories: those that are expected to have acceptable seismic performance, and those that may be seismically hazardous and should be studied further. The procedure is meant to be the preliminary screening phase of a multi-phase procedure for identifying potentially hazardous buildings. Buildings identified by this procedure must be analyzed in more detail by an experienced seismic design professional. Because rapid visual screening is designed to be performed from the street, with interior inspection not always possible, hazardous details will not always be visible, and seismically hazardous buildings may initially identified as potentially hazardous by RVS may prove to be adequate

3.2 RVS PROCEDURE, OBJECTIVES AND SCOPE The Rapid Visual Screening method is designed to be implemented without performing any structural calculations. The procedure utilises a damageability grading system that requires the evaluator to (1) identify the primary structural lateral load-resisting system, and (2) identify building attributes that modify the seismic performance expected for this lateral load-resisting system along with non-structural components. The inspection, data collection and decisionmaking process typically occurs at the building site, and is expected to take couple of hours for a building, depending on its size. The screening is based on Code based Seismic Intensity, Building Type and Damageability Grade as observed in past earthquake and covered in MSK/European macrointensity

Seismic Evaluation of Building Using RVS Method | 10

3.3 USES OF RVS RESULTS The main uses of this procedure in relation to seismic upgrading of existing buildings are: i.

To identify if a particular building requires further evaluation for assessment of its seismic vulnerability.

ii.

To assess the seismic damageability (structural vulnerability) of the building and seismic rehabilitation needs.

iii.

To identify simplified retrofitting requirements for the building (to collapse prevention level) where further evaluations are not considered necessary or not found feasible.

Seismic Evaluation of Building Using RVS Method | 11

CHAPTER

4

RAPID VISUAL SCREENING IMPLEMENTATION SEQUENCE

There are several steps involved in planning and performing an RVS of potentially seismically hazardous buildings. First step, if it is to be a public or community project, the local governing body and local building officials should formally approve of the general procedure. Second, the public or the members of the community should be informed about the purpose of the screening process and how it will be carried out. There are also other decisions to be made, such as use of the screening results, responsibilities of the building owners and the community, and actions to be taken.

4.1 RAPID VISUAL SCREENING IMPLEMENTATION SEQUENCE

Seismic Evaluation of Building Using RVS Method | 12 The implementation sequence includes: 

   

Pre-field planning, including selection of the area to be surveyed, identification of building types to be screened, selection and development of a record-keeping system, and compilation and development of maps that document local seismic hazard information Selection and review of the Data Collection Form; Acquisition and review of pre-field data; including review of existing building files and databases to document information identifying buildings to be screened (e.g., address, lot number, number of stories, design date) and identifying soil types for the survey area; Review of existing building plans, if available; Field screening of individual buildings which consists of: 1. Verifying and updating building identification information, 2. Walking around the building and sketching a plan and elevation view on the Data Collection Form, 3. Determining occupancy (that is, the building use and number of occupants), 4. Determining soil type, if not identified during the pre-planning process, 5. Identifying potential nonstructural falling hazards, 6. Identifying the seismic-lateral-load resisting system (entering the building, if possible, to facilitate this process) and circling the Basic Structural Hazard Score on the Data Collection Form, 7. Identifying and circling the appropriate seismic performance attribute Score Modifiers (e.g., number of stories, design date, and soil type) on the Data Collection Form, 8. Determining the Final Score, S (by adjusting the Basic Structural Hazard Score with the Score Modifiers identified in Step 7), and deciding if a detailed evaluation is required, and 9. Photographing the building; and



Checking the quality and filing the screening data in the record-keeping system, or database

Seismic Evaluation of Building Using RVS Method | 13

4.1.1 PRE-FIELD PLANNING The RVS authority may decide according to the budget, time or other types of constraints. Priorities should be set and certain areas within the region should be surveyed immediately, whereas other areas can be surveyed at a later time because they are assumed to be less hazardous. An area may be selected because it is older and may have a higher density of potentially seismically hazardous buildings relative to other areas. For example an older part of the RVS authority region that consists mainly of commercial unreinforced masonry buildings may be of higher priority than a newer area with mostly warehouse facilities, or a residential section of a city consisting of wood frame single-family dwellings. Compiling and developing maps for the surveyed region is important in the initial planning phase as well as in scheduling of screeners. Maps of soil profiles, although limited, will be directly useful in the screening, and maps of landslide potential, liquefaction potential, and active faults provide useful background information about the relative hazard in different areas. Maps of lots will be useful in scheduling screeners and, as data are collected, in identifying areas with large numbers of potentially hazardous buildings Another important phase of pre-field planning is interaction with the local design profession and building officials. Discussions should include verification of certain aspects of seismic design and detailings are to be adopted and enforced. This will be used in adjusting the scoring system for local practices and specifying benchmark years. The record-keeping system will vary among RVS authorities, depending on needs, goals, budgets and other constraints, and may in fact consist of several systems. Part of this planning phase may include deciding how buildings are to be identified. Some suggestions are street address, assessor‘s parcel number, census tract, and lot number or owner. Consideration should be given to developing a computerized database containing location and other building information, which could easily be used to generate peel-off labels for the Data Collection Form, or to generate forms that incorporate unique information for each building. The advantage of using a computerized record generation and collection system is that graphical data, such as sketches and photographs, are increasingly more easily converted to digital form and stored on the computer, especially if they are collected in digital format in the field. If a computerized database is not used, microfilm is a good storage medium for original hard copy, because photographs, building plans, screening forms and subsequent follow-up documentation can be kept together and easily copied. Another method that has been used is to generate a separate hard-copy file for each building as it is screened. In fact, the screening form can be reproduced on a large envelope and all supporting material and photographs stored inside.

Seismic Evaluation of Building Using RVS Method | 14 This solves any problems associated with attaching multiple sketches and photographs, but the files grow rapidly and may become unmanageable.

4.1.2 SELECTION AND REVIEW OF THE DATA COLLECTION FORM As per IS 1893:2002 (Part 1), India has been divided into 4 seismic hazard zones. The details of different seismic zones are given below: Zone II Zone III Zone IV Zone V

Low seismic hazard (damage during earthquake may be of MSK Intensity VI or lower) Moderate seismic hazard (maximum damage during earthquake may be upto MSK Intensity VII) High seismic hazard (maximum damage during earthquake may be upto MSK Intensity VIII) Very high seismic hazard (maximum damage during earthquake may be of MSK Intensity IX or greater)

There are three Data Collection Forms based on seismicity in India:   

Seismic Zone II, Seismic Zone III, Seismic Zone IV & V

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Seismic Evaluation of Building Using RVS Method | 16

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Seismic Evaluation of Building Using RVS Method | 18 Full-sized versions of each form are provided along with a Quick Reference Guide that contains definitions and explanations for terms used on the Data Collection Form. Each Data Collection Form provides space to record the building identification information, draw a sketch of the building (plan and elevation views), attach a photograph of the building, indicate the occupancy, indicate the soil type, document the existence of falling hazards, develop a Final Structural Score, S, for the building, indicate if a detailed evaluation is required, and provide additional comments. The structural scoring system consists of a matrix of Basic Structural Hazard Scores (one for each building type and its associated seismic lateral force- resisting system) and Score Modifiers to account for observed attributes that modify seismic performance. The Basic Structural Hazard Scores and Score Modifiers are based on (1) Design and construction practices in the region, (2) Attributes known to decrease or increase seismic resistance capacity, and (3) Maximum considered ground motions for the seismicity region under consideration. The Basic Structural Hazard Score, Score Modifiers, and Final Structural Score, S, all relate to the probability of building collapse, should the maximum ground motions considered by the RVS procedure occur at the site. Final S scores typically range from 0 to 7, with higher S scores corresponding to better seismic performance.

4.1.2.1 DETERMINATION OF KEY SEISMIC CODE ADOPTION DATES AND OTHER CONSIDERATIONS The Data Collection Form is meant to be a model that may be adopted and used. The form may also be modified according to the needs of the RVS authority. Therefore, another aspect of the screening planning process is to review the Data Collection Form to determine if all required data are represented or if modifications should be made to reflect the needs and special circumstances of the authority. For example, an RVS authority may choose to define additional occupancy classes such as ―parking structure‖ or ―multi-family residential.‖ One of the key issues that must be addressed in the planning process is the determination of 1) The year in which seismic codes were initially adopted and enforced by the local jurisdiction, and 2) The year in which significantly improved seismic codes were adopted and enforced (this latter year is known as the benchmark year). In high and moderate seismicity regions, the Basic Structural Hazard Scores for the various building types are calculated for buildings built after

Seismic Evaluation of Building Using RVS Method | 19 the initial adoption of seismic codes, but before substantially improved codes were adopted. For these regions, Score Modifiers designated as ―Pre Code‖ and ―Post Benchmark‖ are provided, respectively, for buildings built before the adoption of codes and for buildings built after the adoption of substantially improved codes. In low seismicity regions, the Basic Structural Hazard Scores are calculated for buildings built before the initial adoption of seismic codes. For buildings in these regions, the Score Modifier designated as ―Pre Code‖ is not applicable (N/A), and the Score Modifier designated as ―Post Benchmark‖ is applicable for buildings built after the adoption of seismic codes. Therefore, as part of this review process, the RVS authority should identify 1) The year in which seismic codes were first adopted and enforced in the area to be screened, 2) The ―benchmark‖ year in which significantly improved seismic code requirements were adopted for each building type considered by the RVS procedure (see Table 2-2), and 3) The year in which the community adopted seismic anchorage requirements for heavy cladding. During the review of the Data Collection Form, the RVS authority should confer with the chief building official, plan checkers, and other design professionals experienced in seismic design to identify the years in which the affected jurisdiction initially adopted and enforced seismic codes (if ever) for the building lateral-force resisting structural systems considered by the RVS procedure. Since municipal codes are generally adopted by the city council, another source for this information, in many municipalities, is the city clerk‘s office. In addition to determining the year in which seismic codes were initially adopted and enforced, the RVS authority should also determine (1) The benchmark years in which substantially improved seismic codes were adopted and enforced for the various lateral-load-resisting systems and (2) The year in which anchorage requirements for cladding were adopted and enforced.

4.1.2.2 ISSUES TO BE CONSIDERED DURING PRE-FIELD WORK REVIEW OF THE DATA COLLECTION FORM  

Evaluate completeness of occupancy categories and appropriateness of occupancy loads Determine year in which seismic codes were initially adopted in the jurisdiction

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Determine ―benchmark‖ years in which the jurisdiction adopted and enforced significantly improved seismic codes for the various building types considered by the RVS procedure Determine year in which the jurisdiction adopted and enforced anchorage requirements for heavy cladding

4.1.2.3 QUALIFICATIONS AND TRAINING FOR SCREENERS It is anticipated that a training program will be required to ensure a consistent, high quality of the data and uniformity of decisions among screeners. Training should include discussions of lateral force- resisting systems and how they behave when subjected to seismic loads, how to use the Data Collection Form, what to look for in the field, and how to account for uncertainty. In conjunction with a professional engineer experienced in seismic design, screeners should simultaneously consider and score buildings of several different types and compare results. This will serve as a ―calibration‖ for the screeners. This process can easily be accomplished in a classroom setting with photographs of actual buildings to use as examples. Prospective screeners review the photographs and perform the RVS procedure as though they were on the sidewalk. Upon completion, the class discusses the results and students can compare how they did in relation to the rest of the class.

4.1.3 ACQUISITION AND REVIEW OF PRE-FIELD DATA Information on the structural system, age or occupancy may be available from supplemental sources. These data, from assessor and building department files, insurance (Sanborn) maps, and previous studies, should be reviewed and collated for a given area before commencing the field survey for that area. It is recommended that this supplemental information either be written directly on the Data Collection Forms or to be entered into a computerized database. The advantage of a database is that selected information can be printed in a report format that can be taken into the field, or printed onto peel-off labels that can be affixed to the Data Collection Form.

Seismic Evaluation of Building Using RVS Method | 21 4.1.3.1 ASSESSOR’S FILES

Building identification portion of RVS Data Collection Form Although assessor‘s files may contain information about the age of the building, the floor area and the number of stories, most information relates to ownership and assessed value of the land and improvements, and thus is of relatively little value for RVS purposes. The construction type indicated is often incorrect and in most cases should not be used. In addition, the age of a building retrieved from assessor‘s files may not be of the year in which the structure was built. Usually assessor‘s files contain the year that the building was first eligible for taxation. Because the criteria for this may vary, the date may be several years after the building was designed or constructed. If no other source of information is available this will give a good estimate of the period during which the building was constructed. However, this date should not be used to

Seismic Evaluation of Building Using RVS Method | 22 establish conclusively the code under which the building was designed. Assessor‘s offices may have parcel or lot maps, which may be useful for locating sites or may be used as a template for sketching building adjacencies on a particular city block. 4.1.3.2 BUILDING DEPARTMENT FILES The extent and completeness of information in building department files will vary from jurisdiction to jurisdiction. For example, in some locations all old files have been removed or destroyed, so there is no information on older buildings. In general, files (or microfilm) may contain permits, plans and structural calculations required by the city. Sometimes there is occupancy and use information, but little information about structural type will be found except from the review of plans or calculations. 4.1.3.1 PREVIOUS STUDIES In a few cases, previous building inventories or studies of hazardous buildings or hazardous nonstructural elements (e.g., parapets) may have been performed. These studies may be limited to a particular structural or occupancy class, but they may contain useful maps or other relevant structural information and should be reviewed. Other important studies might address related seismic hazard issues such as liquefaction or landslide potential. Local historical societies may have published books or reports about older buildings in the community. Fire departments are often aware of the overall condition and composition of building interiors

4.1.4 SOILS INFORMATION Soil type has a major influence on amplitude and duration of shaking, and thus structural damage. Generally speaking, the deeper the soils at a site, the more damaging the earthquake motion will be. The three soil types considered in the RVS procedure as per IS 1893:2002 are 1. Type I – Hard Soil, 2. Type II – Medium Soil, 3. Type III – Soft Soil,

4.1.4.1 Type I – Hard Soil, Well graded gravel and sand gravel mixtures with or without clay binders and clayey sands poorly graded or sand clay mixtures having standard penetration value (N-value) above 30 comes under hard soil.

Seismic Evaluation of Building Using RVS Method | 23 4.1.4.2 Type II – Medium Soil, All soils with standard penetration value (N) between 10 and 30 and poorly graded sands or gravely sands with little or no fines with N>15 comes under medium soil. 4.1.4.3 Type III – Soft Soil, All soils having standard penetration value N