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SAMPLE QUESTIONS 1 a) b) Right Answer Chater Na!e % a) b) c) d) Right Answer Chater Na!e  a) b) c) Right Answer Chater Na!e 6 a) b) c) d) Right Answer Chater Na!e , a) b) c) d) Right Answer Chater Na!e : a) b) c) d) Right Answer Chater Na!e ; a) b) c) d) Right Answer Chater Na!e  a) b) c) d) Right Answer Chater Na!e @ a) b) Right Answer Chater Na!e 10 a) b) c) d) Right Answer Chater Na!e 11 a) b) c) d) Right Answer Chater Na!e 1% a) b) c) d) Right Answer Chater Na!e

What is the advantage of G-Sec? No Credit Risk High Return A Return "Risk and #erfor!ance of $unds Sa!e Sa!e da& da& NA' NA' is is a a(ic (icab ab(e (e for a( a(ica icatio tion n sub sub!i !itte tted d bef befor ore e  #* in the the fo(( fo((owi owing ng case case Rs+ , akh invest!ent in ./uit& $und Rs+ 1+,0 akh in ebt $und Rs+ ,0"000 in i/uid $und An& sche!e 2 3nvestor service $or $or Rs+ Rs+ , ak akhs hs inve invest sted ed in G3 G34 fun fund d 5 6 #*" #*" what what NA' NA' is is a a(i (ica cab( b(e? e? Sa!e a& NA' Ne7t a& NA' NA' NA' of the busi busine ness ss da& da& on on which which the fund funds s are are ava avai(a i(ab( b(e e for for uti( uti(i8a i8ati tion on befo before re cut cut-of -offf ti!e ti!e C 3nvestor service ife 3nsurance is !eant for   3nvest!ent 4a7 Saving i/uidit& Risk Coverage  He(ing 3nvestors with financia( (anning 4he fo((o fo((owin wing g dist distrib ribut utio ion n cha chann nne( e( is not not (ike (ike(& (& to have have wide wide netw networ ork k for for distr distrib ibut ution ion 2anks 3$A Regiona( istributor   #ost 9ffice 2 $und istribution and channe( !anage!ent ractices $ree $ree risk risk rof rofi( i(in ing g too too(( is is ava avai( i(ab ab(e (e with with fo(( fo((ow owin ing g co! co!a ani nies es webs websit ites es A*C istribution Agencies Research Agencies  A(( of the the above above  Reco!!ending *ode( ortfo(ios and financia( (ans A Aoint!en !ent of A*C A*C ca can be ter! ter!iinated b&. $AS.

Right Answer Chater Na!e

2 Accounting"'a(uation and 4a7ation Ca(cu(ate NA'+ ./uit& 'a(uation Rs %60 crore" *one& *arket 'a(ue Rs  crore" ividend Accrued Rs 6 crore+ .7enses : crore+ >nit Caita( %00 crore F $ace va(ue is Rs 10) 11+@ 1%+

%1 a) b) c) d) Right Answer Chater Na!e %16 a) b) Right Answer

1%+6 1+% 2 Accounting"'a(uation and 4a7ation $oreigner can not invest in *utua( funds even after co!(eting BC+ 4R>. $AS. A

Chater Na!e

3nvestor Service

%1, a) b) c) d) Right Answer Chater Na!e %1: a) b) Right Answer Chater Na!e

3nvestors wou(d be incentivi8ed to ho(d their units (onger" b& reducing the (oad as the unit ho(ding eriod increased+ 4his is known as .7it oad .ntr& oad Contingent eferred sa(es charge None of the above A Accounting"'a(uation and 4a7ation 4he !utua( fund trust is e7e!ted fro! ta7+ 4R>. $AS. A Accounting"'a(uation and 4a7ation  An& caita( (oss fro! the transaction wou(d not be a((owed to be set off against other caita( gains of the investor u to the va(ue of the dividend inco!e e7e!ted+ 3f . $AS. 2 Accounting"'a(uation and 4a7ation istribution of invest!ent ortfo(io in different assets is ca((ed asset a((ocation+ 4R>. $AS. A Reco!!ending *ode( ortfo(ios and financia( (ans uring econo!ic tur!oi( it can be risk& to invest in . $AS. A Accounting"'a(uation and 4a7ation Wea(th ta7 is a&ab(e at the a(icab(e rates on e/uit& !utua( fund units 4R>. $AS. 2 Accounting"'a(uation and 4a7ation $or a debt sche!e with corus of Rs+ %,0 cr" what is the !a7i!u! a!ount that can be charged b& the A*C as recurring e7ense" if a(( !one&s have co!e fro! the 4o 1, cities ? ,+:%, Cr  

% a) b) c) d)

, Cr   6+:%, Cr   ,+%, Cr  

Right Answer Chater Na!e %6 a) b)

 Accounting"'a(uation and 4a7ation As er S.23 regu(ations" foreign nationa(s are er!itted to invest in 3ndian !utua( funds" subJect to BC 4R>. $AS.

Right Answer Chater Na!e

A 3nvestor Service

%, a) b) Right Answer Chater Na!e %: a) b) c) d) Right Answer Chater Na!e %; a) b) c) d) Right Answer

#AN Card is not re/uired for !utua( fund invest!ents be(ow Rs %0"000 er !utua( fund er financia( &ear" where a&!ent is in cash 4R>. $AS. A 3nvestor Service 3nvest!ents in !utua( fund can be !ade using