Natural Law Theory Approach
Short Description
Natural law theory in connection with human rights...
Description
Natural Law Theory Approach
A Written Report
College of Law University of Eastern Philippines University Town, Northern Samar
In Partial Fulfillment Of the Requirement for the Course Human Rights Law
June 2014
ABSTRACT In the context of our predecessors on ancient philosophy, natural law is a universal rule based on reason alone. That is higher than human positive law. Under natural law theory, reason establishes a universal precept that identifies good or bad even if there no same principles established in civil law. The term is defined as a philosophical system of legal and moral
principles
purportedly
deriving
from
a
universalized
conception of human nature or divine justice rather than from legislative or judicial action. (Black’s Law Dictionary 9th ed.)
Introduction "Natural law, as it is revived today, seeks to organize the ideal element in law, to furnish a critique of old received ideals and give a basis for formulating new ones, and to yield a reasoned
canon
of
values
and
a
technique
of
applying
it.
I
should prefer to call it philosophical jurisprudence. But one can well sympathize with those who would salvage the good will of the old name as an asset of the science of law." (Roscoe Pound, The Formative Era of American Law (1938). To
begin
with,
the
cradle
of
natural
law
speaks
of
the
divine order of the progenitor. It is anchored on the instinct of man and his profound virtue which is pity. Man is naturally reasonable and his inclination to do well is the core of natural law.
Importance of natural law The
crucial
part
of
natural
law
is
natural
inclination,
rational inclination to obey the divine. Without natural law, faith cannot be cultivated into a general mandate of conscience. Definition Natural law is a system of law that is determined by nature, and
so
is
universal.
(Strauss
Leo,
1968
“Natural
Law”
International Encyclopedia of Social Sciences, Macmillan). The classic definition of the term is that natural law refers to the use of reason to analyze human nature both social and personal and deduce binding rules of moral behavior from it. (Natural Law,
Columbia
Electronic
Encyclopedia,
6th
ed.
Columbia
University Press. 2007). On the other hand, in the context of legal
theory,
interpretation
natural of
law
positive
is
law.
considered To
understand
as
basis
the
of
concept,
philosophers had theorized many definitions and explanations of natural law. First one to attempt is Plato. According to him, we live
in
a
natural
universe.
He
believed
that
there
is
even
higher truth than justice that only a very few will come to know.
This
higher
truth
Plato
calls
the
Good,
which
is
the
cosmic principle of order that unites both physical and ethical principles in a grand synthesis. It is that which gives the
whole universe and everything in it, a meaning and purpose.1 However, to explain the Good is near to quite impossible because it cannot be grasped simply in logical terms. For Plato, knowing the Good is to have a supernatural insight into the rational structure
of
the
whole
universe.
There
is
an
element
of
mysticism in his theory, but this in no way contradicts his emphasis upon rational knowledge. The dialectical acquisition of knowledge is the necessary condition of grasping the Good.2 History The sophists The stoics Greek philosophy Contemporary times Natural law and natural rights What follow natural law are natural rights. Natural law may be defined as the divine inspiration in man of the sense of justice, fairness, and righteousness, not by divine revelation or
formal
promulgation,
but
by
internal
dictates
of
reason
alone.3 The binding force of natural law grasp all men at all times,
in
every
individual,
there
is
always
a
fundamental
1
Brian R. Nelson, Western Political Thought: From Socrates to the Age of Ideology, 2nd ed., (New Jersey: Prentice Hall.,)p. 34. 2
3
Ibid, p. 35.
Hector S. De Leon and Hector M. De Leon, Jr., The Law on Obligations and Contracts, 2011 ed., (Philippines: Rex Printing Company Inc.,) p. 2
understanding of right and wrong, based on the basic standard of the criterion that is good and evil. In other words, there is an innate nature in every man known in his heart and conscience by the
dictates
of
his
moral
nature
and
is
not
a
product
of
theorizing which is the good or evil. Thus, we know that killing for the sake of killing is bad or evil because it is contrary to what we believe is just, fair or righteous. When we speak of this inward instinct of justice, fairness, and righteousness in man as divinely inspired by the dictates of his higher nature, we are talking about natural law or the law of nature.4 As compared to divine law, there is difference. Divine law is the law of religious faith made known to man by means of direct revelation. On the other hand, natural law is impressed in man as the core of his higher self at the very moment of being or even before that.5 Natural rights are those rights possessed by every citizen without being granted by the State for they are given to man by God as a human being created to His image so that he may live a happy life.6 The examples of this are the right to life, liberty, and property. According to Justice William Douglas (U.S. Supreme Court) explains natural rights in these words: “Man gets his 4
Ibid., p. 3
5
Ibid.
6
Hector S. de Leon; Textbook on the Philippine Constitution; 2008 edition (Quezon City: Rex Printing Company Inc.), p. 116
rights from the creator. They come to him because of the divine spark in every human being.” Thus deep within his conscience, man discovers a law he has not laid upon himself but inscribed by
God
and
which
he
must
obey.
Even
natural
law,
however,
imposes limitations against the misuse or abuses in the exercise of
ones
right.
Every
right
involves
a
corresponding
responsibility to others and to society.7 Natural law and human rights Natural law and human rights are closely connected to each other as interdependent forces. A question is asked commonly, what are human rights? Human rights are commonly understood as being those rights which are inherent to human being. The concept of human rights acknowledges that every single human being is entitled to enjoy his or her human rights without distinction as to race, color, sex, language, religion, political or other opinion, national or social origin, property, birth or other status. Human rights are legally guaranteed by human rights law, protecting individuals and
groups
against
actions
which
interfere
with
fundamental
freedoms and human dignity.8 They are expressed in treaties, customary
international
law,
bodies
of
principles
and
other
sources of law. Human rights law places an obligation on States 7
8
Ibid. p. 117
Human Rights A Basic Handbook for UN Staff (Office of the High Commissioner for Human rights, United Nations Staff College Project). P. 2
to act in a particular way and prohibits States from engaging in specified activities. However, the law does not establish human rights. Human rights are inherent entitlements which come to every person as a consequence of being human. Treaties and other sources of law generally serve to protect formally the rights of individuals and groups against actions or abandonment of actions by Governments which interfere with the enjoyment of their human rights.9 The following are some of the most important characteristics of human rights: 1. human rights are founded on respect for the dignity and worth of each person; 2. human rights are universal, meaning that they are applied equally and without discrimination to all people; 3. human rights are inalienable, in that no one can have his or
her
human
situations
–
rights for
taken
example,
away the
other
right
than
to
in
liberty
specific can
be
restricted if a person is found guilty of a crime by a court of law; 4. Human
rights
are
indivisible,
interrelated
and
interdependent, for the reason that it is insufficient to respect some human rights and not others. In practice, the violation of one right will often affect the respect of 9
Ibid. p. 3
several other rights. All human rights should therefore be seen
as
having
equal
importance
and
of
being
equally
essential to respect for the dignity and worth of every person.10
Aristotle’s Theory of Natural Law Aristotle did affirm the existence of a “law of nature,” but he was admired by and influenced the American Founders more for his related views on republican government and the rule of law. Aristotle was regularly included by the Founders in their lists of reliable and authoritative political philosophers. When asked once
what
was
the
philosophy
underlying
the
Declaration
of
Independence, Jefferson replied that: “All its authority rests on the harmonizing sentiments of the day, whether expressed in conversation, in letters, printed essays, or in the elementary books of public right, as Aristotle, Cicero, Locke and Sidney. John Adams similarly wrote that the principles of the American Revolution “are the principles of Aristotle and Plato, of Livy and Cicero, and Sidney, Harrington, and Locke; the principles of nature and eternal reason; the principles on which the whole government over us now stands.”11
10
Ibid.
11
Adams, Novanglus, No. 1.
The
following
are
acknowledged
doctrines
which
Aristotle
devised himself: 1. government should govern for the good of the people, not for the good of those in power; 2. there
is
a
natural
aristocracy,
and
skilled
statecraft
arranges things so that this element acquires authority, or,
failing
that,
blends
democratic
and
oligarchic
influences in society to approximate to that outcome; 3. mixed regimes are better than pure regimes, because they are more stable; 4. the best form of government in nearly all circumstances involves the balancing of aspects of all three pure regimes (kingship, aristocracy, and timocracy); 5. A pure democracy can easily turn into a tyranny of the majority.
For
Aristotle
there
is
a
very
close
connection
between
justice and law, so much so that he is willing to say that the general
virtue
of
justice
may
be
alternatively
described
as
“lawfulness.”12 The opposition commonly drawn between “natural justice” (and “natural right”) and “natural law” is therefore unwarranted
in
the
case
of
Aristotle.13
The
reason
12
Nicomachean Ethics, V.1
13
Richard Tuck, Natural Rights Theories, Cambridge, CUP 1982.
is
not
difficult to see: particular judgments about what is equal or just
immediately
imply
corresponding
generalizations,
since
there would be no reason why similar cases should not be decided in the same way. That this allotment should be 80/20 implies that
similar
cases
should
have
similar
allotments.
Thus,
on
Aristotelian terms, a law is “by nature” if the equality which it aims to ensure is such that it is justified by appeal to something other than an agreement or decision. Similarly a law would be “contrary to nature” if it forbade equalities which a law
which
was
“by
nature”
would
aim
commanded corresponding inequalities.
to
effect,
or
if
it
By a “law of nature,”
then, Aristotle does not mean statutes, or a system of rules, discernible by intellectual perception; rather, what he means are
recurring
equalities
or
inequalities
in
the
nature
of
things, which, he considers, serve to justify general claims involving
the
distribution
of
things
and
actions.
Three
important things should be noted about a “law of nature” in this sense: First,
Aristotle
thinks
that
a
“law
of
nature”
may
appropriately be invoked as grounds for disobeying a human law which contravenes it, since the “law of nature” has the higher authority. This is clear from his favorable reference to the Antigone of Sophocles and his willingness to contemplate jury
nullification in the Rhetoric.14 It is unclear from the text on what grounds Aristotle held that a law of nature has the higher authority; but we may speculate that his view here is connected with his views expressed elsewhere that the ultimate causes of nature are divine, and that human artifice should assist or complete nature rather than subvert it.15 Second, it may reasonably be wondered why, if something is a “law of nature,” it is not recognized and followed universally by
human
beings.
acknowledged
by
In
all
fact
no
cultures
prescription
and
times,
not
seems
to
even
“Do
be not
murder.” The puzzling language of the Nicomachean Ethics, which defines
nature
“influence”
in
as
something
all
times
that
and
has
places,
the
same
suggests
“force”
how
or
Aristotle
would deal with this problem.16 His view seems to be that nature, for its part, invariably suggests to us the appropriateness of framing
certain
precepts
(viz.
concerning
what
is
“just
by
nature”), but we, for our part, need to have the appropriate sensitivity to this influence. For example, on this view we frame a precept of the form, “Do not murder,” and say that this is
14 15
16
just
by
nature,
in
view
of
http://www.nlnrac.org/classical/aristotle Ibid. , Ibid.,
our
being
sensitive
to
the
“nearness and dearness” of each human being to every other.17 This nearness and dearness is an objective reality about our similarity and potential reciprocal relationships with members of the same kind; yet we may fail to be sensitive to this reality. We do not, of course, merely intellectually perceive that human beings are near and dear to one another; rather, we sense or feel these ourselves, which is to say that we are inclined to regard another’s good as our own good, and we are prepared to act to protect and promote it. Yet it can happen, in some
cultures
suppressed
or
or
circumstances,
deformed,
and
in
that
those
our
sensitivity
is
conditions
the
unusual
precept “Do not murder” will either not be articulated by us or will fail to have force. In such cases it is not nature that has changed, or the law of nature; nature remains the same, but we have failed to respond adequately to it, through a failure of sensitivity. Third, it seems to be Aristotle’s view that a “law of nature” or what is “just by nature” never has an effect on our actions without some admixture of the conventional and the arbitrary. No precept is purely natural; all precepts are framed with a view to
an
application
something example 17
Ibid.,
is
to
arbitrary of
the
particular will
be
difference
circumstances,
required. between
and
for
Aristotle’s wholesale
and
this
helpful retail
measures: in all times and places, people use larger measures in wholesale markets than in retail; they do this in view of the nature of the case—the wholesale market involves a higher-level distribution
of
goods
for
sale,
and
therefore
it
calls
for
larger measures—and in this sense “by nature wholesale measures are larger than retail;” nonetheless, which measures to use at each
level
is
purely
a
matter
of
convention
like
kilograms
rather than pounds, and grams rather than ounces. The Law of Nature is so unalterable, that God himself cannot change it. For the Power of God be infinite, yet we may say, that there are some Things to which this infinite Power does not extend, because they cannot be expressed by Propositions that contain any Sense, but manifestly imply a Contradiction. For Instance then, as God himself cannot effect, that twice two should
not
be
four;
so
neither
can
he,
that
what
is
intrinsically Evil should not be Evil. And this what Aristotle meant.
Some Things are no sooner mentioned than we discover
Depravity in them. For as the Being and Essence of Things after they
exist,
depend
not
upon
any
other,
so
neither
do
the
Properties which necessarily follow that being and Essence. Now such is the Evil of some Actions, compared with a Nature guided
by right Reason. Therefore God suffers himself to be judged of according to this Rule.18 Stoic Natural law The Stoics claim the order of the universe is fundamentally rational.
Human
rationality,
therefore,
is
a
person’s
innate
moral compass. To reason and act rationally is to be in harmony with
the
universe.
Violence
and
vice
are
consequences
of
irrationality and not being in harmony with universal laws.19 They
viewed
Natural
law,
as
a
ruling
principle
based
on
universal reason. They believed that this inherent rationality in
the
universe
was
created
by
God,
whose
law
applied
universally and equally.20 According to Marcus Aurelius, emperor of Rome and one of the greatest of the later Roman stoics, “the rational animal”
animal Human
is
consequently
beings,
also
therefore,
can
a
political
acquire
and
virtue
social only
as
citizens of the state and members of society, not in withdrawal from
their
public
duties
and
obligations
to
their
fellow
citizens. These obligations, the stoics argued, are known by all human beings on the basis of reason alone. They are therefore, what
the
obligations
stoics we
to
called one
natural
another
that
laws, exist
that by
is,
nature,
18
ethical not
by
Hugo Grotius, The Rights of War and Peace, Vol. 1, Chapter I: “What War is, and what Right is. 19 http://sevenpillarsinstitute.org/morality-101/agency-theory/natural-law 20
http://orias.berkeley.edu/summer2004/summer2004antnatlaw.htm
convention, and are therefore universally valid. They are known and apply in all societies the world over.21 Cicero Cicero (106-43 BCE) is an influential Roman jurist who was heavily influenced by the Stoics in his understanding of natural law,
which
he
described
by
writing
that
"True
law
is
right
reason in agreement with nature." It is universal ("There will not be different laws at Rome and at Athens or different laws now and in the future, but one eternal and unchangeable law will be valid for all nations and all times"), divinely-inspired, and divinely-enforced. Law is not necessarily just, but justice is inherent in nature.22 Hobbes Thomas Hobbes had a different notion as regards natural law. Since he is considered as the first great modern theorist, his viewpoint differs from the classics. Hobbes was born during war so his understanding of natural law is of negative approach. He rejects the teleological view of human nature as a false and dangerous
illusion.
Instead,
he
sees
human
nature
as
the
restless striving for power after power that has no end and therefore
no
happiness
or
perfection.
The
rejection
of
end-
directed motion underlies Hobbes’s revolution in thinking from 21
Brian R. Nelson: Western Political Thought: From Socrates to the Age of Ideology, 2nd Edition (New Jersey: Prentice Hall), pp. 74-75 22
http://orias.berkeley.edu/summer2004/summer2004antnatlaw.htm
classical
natural
law,
and
its
perfectionist
principle
of
virtue, to modern natural rights, and its minimalist principle of self-preservation.23 St. Thomas Aquinas Aquinas bases his doctrine on the natural law, as one would expect, on his understanding of God and His relation to His creation. He grounds his theory of natural law in the notion of an eternal law in God. In asking whether there is an eternal law, he begins by stating a general definition of all law. Law is a dictate of reason from the ruler for the community he rules. This dictate of reason is first and foremost within the reason or intellect of the ruler. It is the idea of what should be
done
to
insure
the
well-ordered
functioning
of
whatever
community the ruler has care for. It is a fundamental tenet of Aquinas political theory that rulers rule for the sake of the governed, like for the good and well-being of those subject to the ruler. Aquinas concludes that God has in His intellect an idea by which He governs the world. This Idea, in God, for the governance of things is the eternal law.24
23
http://www.nlnrac.org/earlymodern/hobbes
24
http://www.aquinasonline.com/Topics/natlaw.html
Natural law: Criticism Attack Defense Philosopher’s quotation Conclusion
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