Kurta F. - Konjanički kastrumi ili utvrđena sela

August 6, 2017 | Author: Драган Ћирковић | Category: Cavalry, Byzantine Empire, Unrest, Armed Conflict
Share Embed Donate


Short Description

utvrđenja justinijanovog vremena...

Description

WAR AND WARFARE IN LATE ANTIQUITY EDITED BY

ALEXANDER SARANTIS and NEIL CHRISTIE

LEIDEN • BOSTON 2013

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

CONTENTS

VOLUME 8.1 Acknowledgements  ........................................................................................ List of Contributors  ........................................................................................ Foreword  ........................................................................................................... Alexander Sarantis and Neil Christie

ix xi xvii

Waging War in Late Antiquity .................................................................... Alexander Sarantis

1

Bibliographic Essays War in Late Antiquity: Secondary Works, Literary Sources and Material Evidence  ...................................................................................... Conor Whately

101

Military Equipment and Weaponry: A Bibliographic Essay  .............. Alexander Sarantis

153

Tactics: A Bibliographic Essay  .................................................................... Alexander Sarantis

177

Organisation and Life in the Late Roman Military: A Bibliographic Essay  ............................................................................... Conor Whately

209

Strategy, Diplomacy and Frontiers: A Bibliographic Essay  ................ Conor Whately

239

Fortifijications in the West: A Bibliographic Essay ................................. Alexander Sarantis with Neil Christie

255

Fortifijications in Africa: A Bibliography Essay  ....................................... Alexander Sarantis

297

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

vi

contents

Fortifijications in the East: A Bibliographic Essay  .................................. Alexander Sarantis

317

VOLUME 8.2 Strategy and Intelligence Information and War: Some Comments on Defensive Strategy and Information in the Middle Byzantine Period (ca. A.D. 660–1025)  .................................................................................... John Haldon

373

Fortifications and Siege Warfare Fortifijications and the Late Roman East: From Urban Walls to Long Walls  .............................................................................................. James Crow

397

Siege Warfare and Counter-Siege Tactics in Late Antiquity (ca. 250–640)  ............................................................................................... Michael Whitby

433

Weaponry and Equipment Late Roman Military Equipment Culture  ............................................... J. C. N. Coulston Barbarian Military Equipment and its Evolution in the Late Roman and Great Migration Periods (3rd–5th c. A.D.)  ................. Michel Kazanski Recreating the Late Roman Army  ............................................................. John Conyard

463

493

523

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

contents

vii

Literary Sources and Topography Reporting Battles and Understanding Campaigns in Procopius and Agathias: Classicising Historians’ Use of Archived Documents as Sources  .......................................................................................................... Ian Colvin Procopius on the Struggle for Dara in 530 and Rome in 537–38: Reconciling Texts and Landscapes  ....................................................... Christopher Lillington-Martin Ammianus Marcellinus and the Nisibene Handover of A.D. 363  .... Susannah Belcher

571

599

631

The West Imperial Campaigns between Diocletian and Honorius, A.D. 284–423: the Rhine Frontier and the Western Provinces  .... Hugh Elton The Archaeology of War and the 5th c. ‘Invasions’ .............................. Michael Kulikowski Controlling the Pyrenees: a Macaque’s Burial from Late Antique Iulia Libica (Llívia, La Cerdanya, Spain)  ............................................. Oriol Olesti, Jordi Guàrdia, Marta Maragall, Oriol Mercadal, Jordi Galbany and Jordi Nadal

655

683

703

The Balkans The Archaeology of War: Homeland Security in the South-West Balkans (3rd–6th c. A.D.)  ........................................................................ John Wilkes

735

Military Encounters and Diplomatic Afffairs in the North Balkans during the Reigns of Anastasius and Justinian  ................................. Alexander Sarantis

759

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

viii

contents

Horsemen in Forts or Peasants in Villages? Remarks on the Archaeology of Warfare in the 6th to 7th c. Balkans  ..................... Florin Curta

809

The East Military Infrastructure in the Roman Provinces North and South of the Armenian Taurus in Late Antiquity  ........................................ James Howard-Johnston

853

El-Lejjūn: Logistics and Localisation on Rome’s Eastern Frontier in the 6th c. A.D.  ........................................................................................ Conor Whately

893

Civil War Wars within the Frontiers: Archaeologies of Rebellion, Revolt and Civil War  ....................................................................................................... Neil Christie

927

The Justinianic Reconquest of Italy: Imperial Campaigns and Local Responses  ......................................................................................... Maria Kouroumali

969

Abstracts in French  ........................................................................................ 1001 Index  ................................................................................................................... 1009 Series Information  .......................................................................................... 1085

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

HORSEMEN IN FORTS OR PEASANTS IN VILLAGES? REMARKS ON THE ARCHAEOLOGY OF WARFARE IN THE 6TH TO 7TH C. BALKANS Florin Curta

Abstract Conspicuously absent from 6th to early 7th c. fortifijied sites in the Balkans are stirrups and other elements of equipment signalling the presence of cavalry troops. Hoards of iron implements containing stirrups have been wrongly dated to Late Antiquity; they are in fact of a much later date (9th– 11th c. A.D.). Those hoards which can be dated to the 6th c. with some degree of certainty lack agricultural tools associated with large-scale cultivation of fijields. As most such hoards found in Early Byzantine hill-forts typically include tools for the garden-type cultivation of small plots of land, they show that no agricultural occupations could be practised inside or outside 6th c. forts, which could satisfy the needs of the existing population. Those were, therefore, forts, not fortifijied villages.

‘Now, every year a force of cavalry (στρατιῶται ἔφιπποι) from the other cities of Dalmatia used to collect at, and be dispatched from Salona, to the number of a thousand, and they would keep guard on the river Danube, on account of the Avars’. After defeating the Dalmatian cavalry force on their own territory, the Avars: held the survivors captive and dressed themselves up in their clothes, just as the others had worn them, and then mounting the horses and taking in their hands the standards and the rest of the insignia which the others had brought with them, they all started offf in military array and made for Salona. And since they had learnt by enquiry also the time at which the garrison was wont to return from the Danube (which was the Great and Holy Saturday), they themselves arrived on that same day. When they got near, the bulk of the army was placed in concealment, but up to a thousand of them, those who, to play the trick, had acquired the horses and uniforms of the Dalmatians, rode out in front. Those in the city [of Salona], recognising their insignia and dress, and also the day, for upon this day it was customary for them to return, opened the gates and received them with delight. But they, as soon as they were inside, seized the gates and signalising their exploit to the army, gave it the cue to run in and enter with them. And so they put to the sword all in the city, and thereafter made themselves masters of all the country of Dalmatia and settled down in it. (Const. Porph. DAI 30.18–58, trans. in Moravcsik and Jenkins (1967) 141 and 143). A. Sarantis, N. Christie (edd.) War and Warfare in Late Antiquity: Current Perspectives (Late Antique Archaeology 8.1–8.2 – 2010–11) (Leiden 2013), pp. 809–850

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

810

florin curta

Thus did Emperor Constantine Porphyrogenitus explain in the mid-10th c. the fall of Salona, an event of the early 7th c. There are many reasons for not taking this story literally: the tale has long been recognised as a rehashing of that in chapter 29 of the De administrando imperio (itself based on information obtained probably from local sources in Split), with Avars replacing Slavs.1 Moreover, ever since J. B. Bury, scholars have regarded the story in chapter 30 as a later addition, perhaps even following the death of Emperor Constantine Porphyrogenitus.2 The numismatic evidence shows that the destruction of Salona could not have possibly taken place as described by Constantine Porphyrogenitus, since in the early 630s Salona had still not been deserted.3 At no point during its long history did the Roman province of Dalmatia expand as far to the north or north-east as the Danube. Despite claims to the contrary, no evidence exists so far of an Avar settlement in Dalmatia.4 One might suppose, therefore, that the episode of the Avar conquest of Salona in the De administrando imperio is a strategy its author adopted to explain both the reduction of the Roman population of Dalmatia to the ‘townships on the coast’ and the subsequent conquest of the interior by Croats.5 But not everything in this episode is made up. An independent cavalry corps recruited from among inhabitants of Dalmatia was known since the 3rd c., and there are good grounds to believe that some remnants of that survived into the early 7th c. Some are ready to take Constantine Porphyrogenitus’ testimony at face value and argue that the ‘force of cavalry’ recruited in the early 600s from the cities of Dalmatia and dispatched to Salona was an urban militia.6 Others maintain that that force was indeed the reinforcements, which in the early 580s were expected to relieve Sirmium from the Avar siege.7 Either way, the point about Emperor 1 Novaković (1972) 5–52; Jakšić (1984) 322. Const. Porph. DAI 29.33 calls the Slavs Avars (Σλὰβοι οι καὶ ῎Αβαροι καλούμενοι). For a re-assessment of the testimony of Constantine Porphyrogenitus as a source for the history of late antique and early medieval Dalmatia, see Rajković (1997); and Goldstein (2005). 2 Bury (1906) 52. 3 Marović (1984) and (2006). 4 Advocates of an Avar presence in Dalmatia were both historians (Klaić (1990) 13–14) and archaeologists (Kovačević (1966)). For far more skeptical treatments of sources, see Pohl (1988) 282 and (1995); Rapanić (2001). 5 Const. Porph. DAI 30.58–60. For the story of the Croat conquest of Dalmatia, see Fine (2000); and Margetić (2001) 41–113, 121–48, and 155–70. 6 Ferluga (1978) 73. 7 Pillon (2005) 55–56 citing Menander the Guardsman. There is, however, no mention of cavalry units from Dalmatia in any of the surviving fragments from Menander’s work— see Blockley (1985).

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

horsemen in forts or peasants in villages?

811

Constantine’s story of how the Avars conquered Salona was that the military equipment of the Dalmatian horsemen was radically diffferent from that of the Avars: it was only by disguising themselves as Dalmatian horsemen that barbarians could enter the city. The unexpected loss of Dalmatia to the barbarians was brought about by Avar travestiers. However, the impression one gets from examining sources chronologically closer to the events narrated in the De administrando imperio is that the military travesty actually worked in the opposite direction. When the author of a late 6th or early 7th c. military treatise known as the Strategikon made recommendations as to the organisation and equipment of Roman cavalry troops, he left no doubt as to the source of inspiration for his advice: The horses, especially those of the offfijicers and the other special troops, in particular those in the front ranks of the battle line, should have protective pieces of iron armor about their heads and breast plates of iron or felt, or else breast and neck coverings such as the Avars use (κατὰ τὸ σχῆμα τῶν ᾿Αβάρων). The saddles should have large and thick cloths; the bridle should be of good quality; attached to the saddles should be two iron stirrups, a lasso with thong, hobble, a saddle bag large enough to hold three or four days’ rations for the soldier when needed. There should be four tassels on the back strap, one on top of the head, and one under the chin. The men’s clothing, especially their tunics, whether made of linen, goat’s hair, or rough wool, should be broad and full, cut according to the Avar pattern (κατὰ τὸ σχῆμα τῶν ᾿Αβάρων), so they can be fastened to cover the knees while riding and give a neat appearance.8 (Strategikon 1.2.35–49, trans. Dennis (1984) 13).

Even though stirrups are not specifijically attributed to the Avars, they are mentioned here in a passage marked twice and with the same words by reference to Avar practices. This is in fact a chapter of the Strategikon in which its author insists that Roman cavalrymen employ a number of devices, all said to be of Avar origin: cavalry lances, ‘with leather thongs in the middle of the shaft and with pennons’; round neck pieces ‘with linen fringes outside and wool inside’; horse armor; long and broad tunics; and tents, ‘which combine practicality with good appearance’.9 In this context, the mention of pairs of stirrups to be attached to saddles must also be interpreted as a hint to Avar practices. After all, cavalry lances, horse armour, and tents are also attributed to the Avars in the chapter

8 Stirrups are also mentioned, without any reference to the Avars, in Strategikon 2.9.22–28. 9 Strategikon 1.2.10–22. See also Szádeczky-Kardoss (1986) 208–209.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

812

florin curta

dedicated to ‘Scythians, that is Avars, Turks, and others whose way of life resembles that of the Hunnish people’, from which stirrups are nonetheless absent.10 Primarily on the basis of the Strategikon, scholars have by now accepted the idea that “contacts with nomadic groups who inhabited or passed through steppe regions north of the Danube and Black Sea made it possible for central Asian or even more easterly military equipment and practices to be transferred to the Balkans”; such is the case of the stirrup, which was adopted by Roman cavalrymen in the late 6th c. from the Avars, “who ultimately brought it from the eastern steppes and China”.11 Others, however, refuse to give the Avars any credit for the introduction of the stirrup to Europe, and instead maintain that the earliest Avar stirrups were either imports from, or imitations of specimens originating in the empire.12 The ‘stirrup controversy’ has generated a considerable amount of literature, which had very little, if any impact, on studies dedicated to the Late Roman or Early Byzantine army.13 There is to date no special study dedicated to the archaeology of the Avar influence on Roman military equipment and tactics.14 Nor has any attempt been made to assess the testimony of the Strategikon in the light of the archaeological evidence pertaining to the Early Byzantine period.15 Were Roman troops in the 6th c. Balkans equipped and armed as recommended by the author of the Strategikon? Were Avar attacks on the Balkan provinces of the empire repelled by means of cavalry troops, or was defence based more on the network of hill-forts that had been built during the long reign of Emperor Justinian? Were such fortifijied settlements a military response to a particular form of warfare, which was prevalent in the 6th c., or did they serve as refuge for the rural population in their environs? Can weapons and agricultural implement

10 Strategikon 11.2.1–3. See Bachrach (1984) 25. 11   Haldon (2002) 66. The case for an Avar influence on Roman or Early Byzantine military equipment was made by Szádeczky-Kardoss (1981). For Avar innovations in military equipment, see Hofer (1996); and Nagy (2005). 12 White (1962) 22; Freeden (1991) 624. For a critique of such views, see SchulzeDörrlamm (2006). 13 For an excellent survey of the ‘stirrup controversy’, see DeVries (1998) 95–103. Neither Kolias (1988) nor Haldon (2002) seem at all interested in the works of Lynn White and Bernard Bachrach. 14 By contrast, Early Byzantine influence on Avar culture has recently been the object of several studies, most prominently Garam (2001). 15 For the archaeology of Early Byzantium, see Rautman (1990); Sodini (1993); Zanini (1994).

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

horsemen in forts or peasants in villages?

813

fijinds, especially those from hoard assemblages excavated on Early Byzantine hill-fort sites, help determine whether their primary function was military or civilian? In this essay I argue that answers to those questions, although implicit in the abundant literature on the archaeology of the 6th and early-7th c. Balkans, constitute a compelling basis for rejecting the current interpretation of the military infrastructure of the region during the last century of Roman rule. My discussion of the partial conclusions drawn from the analysis of Avar-age stirrups and hoards of iron implements and weapons found on Early Byzantine hilltop sites is intended as a reminder that one cannot simply use the archaeological evidence as an illustration of what is already known from written sources.

Stirrups No stirrups have so far been found that could be dated, with any degree of certainty, before the Avar conquest, in the late 560s, of the Carpathian Basin.16 The earliest stirrups that could safely be attributed to the Avar age are apple-shaped, cast specimens with elongated suspension loops and flat treads slightly curved inwards, such as that found in a sacrifijicial pit in Baja (fijig. 1/1). Equally early are the stirrups with circular bow and eyelet-like suspension loop. Apple-shaped stirrups with elongated suspension loops do not appear after ca. A.D. 630, but those with circular bow and eyeletlike suspension loops remained in use throughout the 7th c., and can be even found in assemblages dated to the early 8th c.17 Two stirrups with elongated suspension loops have been found in association with Byzantine gold coins struck for Justin II (at Szentendre) and Maurice

16 Ambroz (1973) 91; Bálint (1993) 210. The year 568 is traditionally viewed as the beginning of the Avar age, primarily because that is when, according to the written sources, the Avars defeated the Gepids and forced the Lombards to migrate to Italy. However, there is so far no solid argument against dating the earliest Avar-age assemblages to before 568, see Stadler (2005) 128. ‘Early Avar’ is a technical term referring to the fijirst stage of the chronological model of Avar archaeology, which was established by Ilona Kovrig (1963) on the basis of her analysis of the Alattyán cemetery and recently refijined by Peter Stadler on the basis of calibrated radiocarbon and dendrochronological dates, see Stadler (2008) 47–59. 17 Garam (1992) 160. For stirrups with elongated attachment loops as the earliest Avarage stirrups, see Nagy (1901) 314; Kovrig (1955) 163; Garam (1990) 253; Daim (2003) 468. Aibabin (1974) called this the ‘Pereshchepyne type’ of stirrup. According to Iotov (2004) 140, 142, such stirrups belong to his class IA.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

814

florin curta

Fig. 1 Early Avar, apple-shaped cast stirrups with elongated suspension loop: 1—Baja, sacrifijicial pit; 2—unknown location in northeastern Bulgaria; 3—Pernik, Early Byzantine hill-fort; 4—Nevolino, grave 122; 5—Strezhevo, hoard of iron implements. (After Hampel (1905); Iotov (2004); Goldina and Vodolago (1990); and Janakievski (1980).)

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

horsemen in forts or peasants in villages?

815

(at Nyíregyháza-Kertgazdaság).18 Neither one of these could be dated to the 6th c., but such a date could nonetheless be advanced for other, similar specimens found both within and outside the area of the Carpathian Basin, which was controlled ca. 600 by the Avars.19 Several apple-shaped stirrups with elongated attachment loops found in Hungary (Mikebuda, Bicske, and Szeged-Öthalom) were richly decorated with a damascened ornament, which is most typical for artefacts found in assemblages fijirmly dated to ca. 630.20 Elsewhere in eastern Europe, the evidence for pre-7th c. stirrups is equally ambiguous (fijig. 2). Three stirrups with circular bow and eyelet-like suspension loop have been found in two separate burial chambers of the Klin Iar cemetery near Kislovodsk in the northern Caucasus region. Because the two burial chambers also produced solidi struck for emperors Maurice and Heraclius, respectively, the stirrups are regarded as among the earliest, if not the earliest specimens of their kind in the entire Caucasus region.21 Another stirrup of an unknown type was associated with a drachma struck in 545 for the Sassanian King Khusro I in a burial assemblage of a large cemetery excavated in the 1980s in Verkhniaia Saia, at the foot of the Ural Mountains.22 An apple-shaped specimen with elongated attachment loop

18 Hampel (1905) 343–45; Csallány (1958) 49–50 and 66–68. The coin found together with the Szentendre stirrup was a tremissis struck for Justin II in Constantinople between 565 and 578, while that found together with the Nyíregyháza stirrup was a light (23 carat-) solidus struck for Emperor Maurice in Constantinople between 584 and 602. See Somogyi (1997) 67 and 87. 19 Curta (2008a) 306–307. 20 Heinrich-Tamáska (2005) 29 and 24 fijigs. 3–4. 21   Härke and Belinskii (2000) 201–202. Two stirrups have been found beside a male skeleton in burial chamber 341, together with pressed silver belt mounts. Two solidi struck for Maurice (582–602), one freshly minted, the other worn, were found with the neighboring skeleton. Stirrups and solidi are therefore not necessarily contemporary. A fragmentary stirrup (most likely another specimen with eyelet-like suspension loop) came from burial chamber 363, together with two skeletons, a male and a female. A pendant made of a solidus struck for Heraclius of 634–41 was found next to the skull of the female skeleton. Again, the association of stirrup and coin is not warranted. I am grateful to Heinrich Härke for the details of his unpublished excavations in Klin Iar, including the complete illustration of the grave goods found in burial chambers 341, 360, and 363. 22 Grave 19: Goldina and Vodolago (1990) 29–30. Another stirrup was found in grave 45 of that same cemetery together with a Soghdian imitation of a Sassanian drachma of Varakhran V (421–39), see Goldina and Vodolago (1990) 31. Such imitations are known as ‘Bukharkhudat’ coins because they were struck in Bukhara, but they are notoriously diffijicult to date; no agreement exists on their exact chronology and historical circumstances surrounding their production. The coin from grave 45 could have just as well been minted in the 6th as in the 7th c.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

816

florin curta

Fig. 2 Distribution of late 6th to 7th c. stirrups in south-eastern Europe. The cluster in the Carpathian Basin is of Early Avar, apple-shaped cast stirrups with elongated suspension loop and flat tread slightly bent inwards. Smallest circle, thereafter up to 2, 3, and 7 specimens, respectively. (Data after Stadler (2005), with additions.)

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

horsemen in forts or peasants in villages?

817

is known from a burial assemblage from Burakovo in Tatarstan, found with a double-edged sword and belt mounts with open-work decoration known as ‘Martynovka mounts’, dated to the second half of the 6th or to the early 7th c.23 Several stirrups with circular bow and eyelet-like suspension loop from the Ural region and the steppe lands north of the Black Sea were also found in association with such typically 6th c. artefacts as belt mounts with open work decoration, foil mounts with pressed ornament, or shoe buckles with rectangular plates.24 Grave 122 in Nevolino produced an apple-shaped stirrup with elongated suspension loop (fijig. 1/4); unfortunately, there were no coins and no chronologically sensitive artefacts among the grave goods from that burial assemblage.25 A comparable stirrup was in the fijill of a robbed inhumation grave from the Birsk cemetery in Bashkortostan; the grave produced a Khwarazmian coin struck between 750 and 760—which must be regarded as a stern warning against hastily assuming early dates for all stirrups with elongated attachment loops.26 Nonetheless, where available, the archaeological evidence points unmistakably to a 7th c. date. Such is the case of the stirrup of an unknown type, found together with a solidus struck between 661 and 663 for Emperor Constans II, in a barrow of the Romanovskaia cemetery on the Lower Don River.27 Likewise for the apple-shaped stirrup from the rich burial assemblage from Malo Pereshchepyne in Left-Bank Ukraine, which was attributed to Kubrat, the Bulgar ruler allied with Emperor Heraclius

23 Izmailov (1990) 64 and 70 fijig. 2. For Martynovka mounts, see Somogyi (1987); Bálint (1992); Gavritukhin and Oblomskii (1996) 25–28. Such mounts were produced by means of two-piece moulds, such as that found in a workshop in Caričin Grad: Bavant (1990) 221–23. 24 Belt mounts with open work decoration: Goldina and Vodolago (1990) 30 (grave 28 in Verkhniaia Saia) and 51 (grave 95 in Nevolino). Foil mounts with pressed ornament: Semenov (1988) 97–99 and 100 fijig. 2.3, 4 (grave 17 in Novohryhorivka). Shoe buckles with rectangular plate: Goldina and Vodolago (1990) 124 pl. 27.43 and 146 pl. 49.11 (grave 140 in Brody); Rashev (2000) 24 (Portove, barrow 12, grave 5). For 6th and 7th c. assemblages in the steppe lands north of the Black Sea, see also Curta (2008b). 25 Grave 122: Goldina and Vodolago (1990) 53 and 146 pl. 49.10. The grave also produced a bridle bit, an iron buckle and a handmade bowl. On the other hand, grave 122 was situated in the middle of the cemetery, a position strongly suggesting a date earlier than that of graves found on the fringes, which could be dated to the late 7th, 8th, or even 9th c. 26 Grave 382: Mazhitov (1990) 261, 264–65, and 263 fijig. 2/16. The Khwarazmian coin was perforated, an even stronger indication of a late date. Among other grave goods from that burial assemblage, there was also a so-called pseudo-buckle. The chronology of such belt mounts cannot be pushed beyond A.D. 700, see Garam (2000) and Gavritukhin (2001). The association between stirrup and pseudo-buckle is also attested in grave 202 in Nevolino, for which see Goldina and Vodolago (1990) 59 and 146 pl. 49.12. 27 Semenov (1988) 109.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

818

florin curta

against the Avars. The last coins from that assemblage were 18 light (20 carat) solidi struck for Constans II between 642 and 646.28 Most other stirrups from the steppes north of the Black Sea should date to the later 7th c., if not after 700.29 Given the insistence with which the author of the Strategikon recommended imitating Avar practices, as well as the abundance of stirrups found in the region adjacent to the northern frontier of the empire, the number of specimens from the Balkans that could be dated to the late 6th or early 7th c. is surprisingly small (fijig. 3). Leaving aside misidentifijied artefacts and mounting devices occasionally found on Early Byzantine sites, there are so far just two early stirrups known from the Balkans.30 One is an isolated fijind from Pernik, more likely from the Early Byzantine than from the early medieval occupation phase on that site (fijig. 1/3);31 the other, unprovenanced, is said to be from north-eastern Bulgaria (fijig. 1/2).32 No stirrup with circular bow and eyeletlike suspension like that from Pergamon has so far been found on any 6th or early 7th c. site in the Balkans.33 Why are there not more stirrup fijinds from Early Byzantine hill-forts in the Balkans? The presence of cavalry troops in the region is clearly documented for the period during which some of the earliest apple-shaped stirrups with elongated attachment

28 Aibabin (1974) 32 and 33 fijig. 3; Werner (1984) pl. 7.15. The Malo Pereshchepyne stirrup was made of silver, not bronze. For the coins, see Sokolova (1995). All light solidi struck for Constans II were perforated, and 9 of them had precious stones set on the obverse. For Kubrat and Malo Pereshchepyne, see Werner (1985); Werner (1992b); L’vova (2000). For a chronological mise-au-point of the problem, see Gavritukhin (2006). 29 Novopokrovka: Kukharenko (1952) 36–37 and 39; Hlodosy: Smilenko (1965); Zachepilovki: Smilenko (1968); Iasinovo: Aibabin (1985) 191–96 and 192 fijig. 1.2; Voznesenka: Grinchenko (1950) pls. 1.1–4 and 6.9 and Ambroz (1982). The stirrup found in grave 204 of the large cemetery excavated in Shokshino (north-western Mordovia) may also be of 7th c., although no other grave goods are known from that assemblage. See Cirkin (1972) 163 and 162 fijig. 2.21. Seventh century stirrups are also known from cemeteries excavated in the present-day Kaliningrad oblast’ of Russia, not far from the Baltic Sea shore, see Kleemann (1956) 115 and pl. 31a. 30 Misidentifijied artefacts: Herrmann (1992) 175. I owe a debt of gratitude to Kristina Rauh for clarifying the identifijication of the iron artefact from Rupkite as defijinitely not a stirrup. See Werner (1984b) for mounting devices, whose function was probably not unlike that of the stirrups Early Byzantine corpsmen attached to the front and back of their saddles in order to transport the wounded on horseback (Strategikon 2.9.22–28). None of the other stirrups mentioned in Bugarski (2007) 258 can be dated to the 6th or 7th c. 31   Changova (1992) 181 and fijig. 168.1; Iotov (2004) pl. 71.754. 32 Iotov (2004) pl. 71.753. 33 Gaitzsch (2005) 121 and pl. 56.V29.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

horsemen in forts or peasants in villages?

819

Fig. 3 Distribution of 6th and 7th c. stirrups in Eastern Europe.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

820

florin curta

loops were deposited in Early Avar burials.34 Moreover, the presence of at least some horses on Early Byzantine sites is betrayed by occasional fijinds of bridle bits, such as those from Caričin Grad and Pazarište (Ras).35 But were there any troops stationed in the forts scattered across the Balkans, which employed the equipment of Avar inspiration recommended by the author of the Strategikon? Besides ‘Avar’, three-edged arrow heads and battle axes, there is some evidence of armour and composite bows.36 Missing, however, are lanceheads such as those found together with Early Avar stirrups. It has recently been noted that in Hungary, Early Avar stirrups appear more often with lance-heads than with any other kind of weapon.37 Lance-heads appear

34 Cavalry troops accompanying Tatimer to Constantinople in 593: Theoph. Sim. 6.7.13. During the attack on the 600 Sclavenes returning from a raid in the region of Zaldapa, Aquis, and Scopi (594), the barbarians were throwing javelins at the horses of the Roman cavalrymen: Theoph. Sim. 7.1.7. Those were clearly cavalrymen, but were they members of the local garrisons or troops from the fijield armies moved into the region? In the case of the 593 episode, the answer is very simple: Tatimer had been sent by Priscus (the general in command of the fijield army operating north of the Danube) to Emperor Maurice in Constantinope with the prisoners captured after the attack on Ardagastus’ territory. Tatimer was ambushed by Sclavenes and escaped only when infantry troops stationed in the area intervened, an indication that there were no cavalry troops available. Similarly, the episode of 594 involved the advanced guard of the fijield army under Peter (Emperor Maurice’s brother). The Romans who dismounted and approached the wagon circle were soldiers in the fijield army, not members of local garrisons. There is no indication that the Armenian troops mentioned by Sebeos (History 15, in Thomson (1999) 31) were about to move permanently to the Balkans. There is no mention of cavalrymen in Sebeos, but assuming that troops included cavalry units, then it is signifijicant that horsemen needed to be brought from outside. Therefore, the idea that the cavalry troops occasionally mentioned in relation to military events in the Balkans “are likely to have been drawn from those units stationed in the Balkans” has absolutely no support in the existing evidence. 35 Bavant (1990) 242 fijig. 171 and pl. 43.288–90; Popović (1999) 73 and 112 fijig. 59.7. 36 Three-edged arrow heads: Stoichev (2005); Dimitrov et al. (1965) 56 fijig. 25; Herrmann (1992) 175; Uenze (1992) pl. 31.24–25; Janković (1981) 179 fijig. 72a; Gabričević (1986) 89 fijig. 22.3, 6; Mano-Zisi (1958) 326 fijig. 36; and Bavant (1990) pl. 40. 237–42; Jeremić and Milinković (1995) 223 fijigs. 28g; Milinković (1995) 235 fijig. 10 d; Sretenović (1984) 233 fijig. 216.1; Popović (1999) 112 fijig. 59.4; Mikulcić (2002) 126 fijig. 15.1–3, 156 fijig. 47.12–13, and 290 fijig. 185.7; Milinković (2006) 249 fijig. 4. Battle axes: Uenze (1992) pl. 21.2,3; Bavant (1990) pl. 38.216–18; Jeremić (1995) 206, fijig. 23b; Sretenović (1984) 233, fijig. 216.6. For lamellar armour, see Bugarski (2005). Bone or antler reinforcement plates for composite bows are known both from frontier forts and from sites in the interior; however, not all of them are securely dated to the late 6th or early 7th c., see Petković (1995) 102 and pl. 38.3; ČermanovićKuzmanović (2004) 241; Ivanišević and Špehar (2005) 147–48 and 148 fijig. 9/1; Uenze (1992) pl. 43.4; Milinković (2006) 249 fijig. 4. For the reconstruction of the composite bow on the basis of the archaeological record of early Avar-age burial assemblages, see Fábián and Ricz (1991); Ricz and Fábián (1993). For the archaeological evidence of Avar lamellar armour, see Csallány (1958–1959), (1969–71) and (1982). 37 Curta (2008a) 310–11. Almost half of all burial assemblages with lances excavated in Hungary and the neighbouring regions are of the Early Avar age, see Szentpéteri (1993) 216.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

horsemen in forts or peasants in villages?

821

singly in Early Avar graves, but there are also instances of two or three per burial assemblage, often of diffferent types. The strong correlation between stirrups and lance-heads suggests that stirrups were employed primarily by lancers. Stirrups, on the other hand, were particularly important when the amount of body armour increased and, when wielding multiple weapons, especially when switching from bow to lance in action, they made the rider more top-heavy and susceptible to lose his balance.38 In other words, stirrups were the hallmark of a class of ‘professional’ mounted warriors, who could affford armour for themselves and for their war horses, a multitude of high-quality weapons, and a special training for a highly versatile form of warfare. Early Avar lances had narrow, short, and solid blades of high-quality steel, designed to pierce armour.39 These may well have been the κοντάρια, to which the author of the Strategikon refers in relation to the Avars, and which modern commentators translate as either ‘throwing spears’ or ‘stabbing lances’.40 Some argue that, much like appleshaped stirrups with elongated attachment loops, such lance-heads were of Byzantine manufacture.41 If so, their absence from the archaeological record of the 6th to early 7th c. Roman provinces in the Balkans is remarkable. None of the lance- or spearheads found on Early Byzantine hill-fort sites in the region bears any resemblance to the weapons accompanying Avar warriors to their graves.42 Equally diffferent from Avar weapons are the swords from Sadovec, Caričin Grad, and Balajnac.43 Excavations of several Early Byzantine sites produced shield bosses or handles, which are otherwise absent from Early Avar burial assemblages with stirrups.44 Judging from the existing evidence, the garrisons of 6th to 7th c. Balkan hill-top sites were more likely to have fought as infantry than as cavalry troops. Those were soldiers equipped with spears, swords, battle axes, and shields; some may

38 Curta (2008a) 312. For switching from bow to lance, see Strategikon 1.12–16; for switching from lances to bows, a particularly Avar speciality, see Strategikon 11.2.24–27. 39 Csiky (2007) 310–11 and 309 fijig. 2 (type I/1). 40 Strategikon 1.2.17 (κοντάρια καβαλλαρικά) and 11.2.24 and 26. See also Nagy (2005) 137. 41   Freeden (1991) 624. 42 For lance- and spear-heads on Early Byzantine hill-fort sites, see Gabričević (1986) 89 fijig. 22.5, 7 (Rtkovo); Deroko and Radojčić (1950) 138 fijig. 41; and Bavant (1990) pl. 40.246, 247 (Caričin Grad); Jeremić and Milinković (1995) 223 fijig. 28 c-f and 224 fijig. 30 c-e (Bregovina); Marušić (1962) pl. 4.1, 2 (Nezakcij); Lazaridis (1965) 327–34 (Nea Anchialos); Romiopoulou (1973–74) 697 (Kitros); Agallopoulou (1975) 239 (Ladochori). 43 Uenze (1992) pl. 43.3, 5–8; Deroko and Radojčić (1949) 137 fijig. 39; Jeremić (1995) 193–94. For Avar swords, see Simon (1991). 44 Milošević (1987) fijig. 24; Jeremić and Milinković (1995) 224 fijig. 30; Bavant (1990) pl. 41.255; Mikulčić (2002) 468 fijig. 385.1; Majewski et al. (1974) 179 and 181 fijig. 5a.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

822

florin curta

have used composite bows, but, again, they were not mounted archers. While horses may have indeed existed in some forts, there is no sign of the permanent presence of horsemen with equipment of Avar inspiration. If any Roman cavalrymen battled the mounted Avar warriors in the Balkans, they must have been highly mobile troops coming from outside the region. They most certainly were not from units stationed on a longer term in any of the forts excavated so far in the Balkans.

Hoards In spite of the incontrovertible testimony of the Strategikon, there is very little evidence for the use of stirrups in the late 6th or early 7th c. Balkans. Nonetheless, some scholars have recently claimed that not only were stirrups used during the Early Byzantine period, but they were also produced in the Balkans.45 Their main support for this is the presence of an appleshaped specimen with elongated suspension loop among the 15 stirrups found in the Strezhevo hoard (fijigs. 1/5; 4).46 Given that apple-shaped stirrups with elongated suspension loops are typical for Early Avar assemblages in Hungary and the surrounding regions, the conclusion was drawn that the hoard itself must be dated to the same period. A 6th c. date was also advanced for some of the artefacts with which the stirrups were associated in the hoard assemblage, especially two L-shaped keys and a processional cross. Analogies for the keys were found among artefacts from a number of Early Byzantine sites in Serbia (Caričin Grad, Jelica, Gornij Streoc, Bregovina, and Gamzigrad), even though none of them was found in an archaeological context securely dated to the 6th or early 7th c. In fact, L-shaped keys with twisted handles very similar to one of the two Strezhevo keys come from Early Medieval hoard assemblages in Bulgaria and Moravia,47 some found 45 Bugarski (2007) 262. 46 Janakievski (1980). The hoard was found during salvage excavations carried out in 1979 next to the basilica with mosaic pavement within the Early Byzantine fort at Kale. 47 Chelopech (Bulgaria): Mutafchiev (1914) 266 fijig. 243.6. Dălgopol (Bulgaria): Zlatarski (1960) 103–109 and fijig. 8. Žabokreky (Slovakia): Bartošková (1986) 61–62 and 63 fijig. 20.24. Staré Zámky (Moravia, Czech Republic): Staňa (1961) 112 fijig. 29.7. Gajary (Slovakia): Bartošková (1986) 15 fijig. 5.32. Mikulčice (Moravia, Czech Republic): Bartošková (1986) 29 fijig. 10A.48. Moravský Jan (Slovakia): Müller (1996) 370 fijig. 5.323. In Bulgaria, L-shaped keys are also known from late 9th to 10th c. burial (Oborochishte) and settlement assemblages (house 32 in Garvan), see Văzharova (1976) 333 and 335 fijig. 211.3; Văzharova (1986) 109 and 107 fijig. 99.2.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

horsemen in forts or peasants in villages?

823

Fig. 4 Hoard of iron implements found in Strezhevo (Macedonia), selected artefacts: L-shaped key, sickle, bridle bit, processional cross, and stirrups. (After Janakievski (1980).)

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

824

florin curta

together with precisely-dated artefacts, such as Late Avar strap-ends and belt mounts (which cannot be earlier than ca. 750), or Byzantine coins struck for Emperor John Tzimiskes (969–76).48 Conversely, keys known from assemblages securely dated to the 6th c. are of a completely diffferent kind and bear no resemblance to those from the Strezhevo hoard.49 Similarly, the best analogy for the iron processional cross from Strezhevo is the 10th or early 11th c. specimen at Sredishte (Bulgaria), and not the crosses from Caričin Grad, Sadovec, or Gamzigrad, all of which were suspension, and not processional crosses.50 A late, most likely 10th c. date for the Strezhevo stirrup is also strongly supported by the chronology of the 14 stirrups of Iotov’s class 5A, none datable before ca. 900.51 Tenth and 11th c. stirrups are known from two other hoard assemblages found on Early Byzantine hill-fort sites in the Balkans. One of them was found behind the eastern gate of the Early Byzantine fort in Troianov most near Kladovo, on the right bank of the Danube, in Serbia, together with a bronze censer. The latter bears no resemblance to any of the 6th c. censers known from the Balkans, and despite claims to the contrary, cannot be dated before the 10th c.52 The Troianov most hoard must therefore be associated with the later, medieval (10th to 12th c.) occupation of the site.53 Similarly, the hoard found within the Early Byzantine fort in Dolishte, not far from Varna, in Bulgaria, is of a much later date, containing, among other implements, a stirrup with elliptic bow of Iotov’s class 8A, which can only be dated after ca. 900, if not 1000.54

48 Coins of John Tzimiskes: Chelopech (Mutafchiev (1914) 264). Late Avar strap ends and belt mounts: Moravský Jan (Bartošková (1986) 35 fijig. 12. 3, 5–6, and 8–10; Müller (1996) 370 fijig. 5.327). The strap ends and belt mounts from Moravský Jan are specimens of Zábojník’s classes 90, 113, 229, and 251, respectively. Such belt fijittings are most typical for the Late Avar III phase (ca. 750-ca. 780). See Zábojník (1991) 241; Stadler (2008) 59. 49 See, for example, keys from a small hoard of casts found in Drobeta Turnu-Severin: Bejan (1976). This hoard must dated to the (late) 6th c., as afffijirmed by the presence within this of cast fijibulae with bent stem—see Curta (2001) 245. 50 Bugarski (2007) 260. For the processional cross from Sredishte, see Iotov (2004) 83 and 81, fijig. 39.546. For iron processional crosses in Bulgaria, all dated after ca. 900, see Totev (2002) and (2005). 51   Iotov (2004) 147 and 151–52 and (2007). 52 For the hoard, see Garašanin and Vašić (1987) 94, 101 fijig. 12, and 102 fijig. 13–14. For the dating of the stirrup, see Iotov (2004) 152. Bugarski (2007) 258 wrongly insists on a 7th c. date. For fijinds of 6th c. censers in the Balkans, see Rendić-Miočević (1952) 202 fijig. 1; Čorović-Ljubinković (1954) and (1956); Atanasov (2004) pl. 6. 53 For the medieval occupation in Troianov most, see Marjanović-Vujović (1987); and Milenković (1997). 54 Kouzov (2000). For the chronology of stirrups with elliptic bow, see Iotov (2004) 158.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

horsemen in forts or peasants in villages?

825

These are stern reminders that not all assemblages found on sites otherwise known to have been occupied during the 6th and 7th c. should automatically be attributed to the Early Byzantine phase of occupation. More than 20 hoards have so far been found on Early Byzantine fortifijied sites in the Balkans (see Table 1; fijig. 5). Some of them have been used as an illustration not only of a late antique occupation of those sites, but also of their ‘ruralisation’, given the presence of agricultural tools among items found with such assemblages.55 In at least two cases, the hoards themselves have been dated to the 6th or

Fig. 5 Distribution of hoards of iron implements and weapons found on Early Byzantine hill-fort sites in the Balkans.

55 Most typical for this approach is Popović (1990) and (1994–95). For the ruralisation of Balkan urban centers in the Balkans between the 5th and the 7th c., see Popović (1982).

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

826

florin curta

7th c. because of being found on Early Byzantine sites.56 Single or hoard fijinds of agricultural implements have then been used to determine the function of such sites: in spite of their fortifijication, they were supposedly not military, but civilian settlements.57 That besides agricultural tools, some hoards have also produced weapons, does not seem to have been an impediment for such an interpretation, nor was the existence of a medieval occupation phase at many of these hoard sites.58 A very diffferent interpretation, however, may be advanced on the basis of a seriation of hoards of iron implements (including those with stirrups) by correspondence analysis. With this technique, which has been introduced to archaeology only during the last 20 years or so, the relationships between hoards, those between artefact categories, and those between artefact categories and hoards, may be analysed together and represented in the same scattergram or series of scattergrams produced by the plotting of pairs of orthogonal axes. In addition to 21 hoards found on Early Byzantine sites, the analysis has also taken into consideration 11 other hoards of a certainly medieval date.59 The scattergram displaying the relationships between hoards shows a cluster in the fijirst, and another in the third and fourth quadrants (fijig. 6). Judging from the scattergram displaying the relationships between artefact categories (fijig. 7), a few outliers (Preslav 2, Stambolovo, and Montana 2) include such typically medieval tools as bill-knives of Henning’s class G5, sickles of Henning’s class H4, scythes of Henning’s class I5, and so-called ‘ogribki’.60

56 Antonova (1973) 139; Milinković (2001) 102. 57 Henning (1986) 107; Werner (1992) 415. The most recent advocate of this idea is Kirilov (2007). 58 For Troianov most, see above, n. 53. For Pernik, Shumen, Odărci, Montana, Razgrad, and Gamzigrad, see Changova (1992); Antonova (1975) and (1985); Doncheva-Petkova (1986); Kurnatowska and Mamzer (2007); Stanilov and Aleksandrov (1983); Georgieva (1961); Bikić (1997). A medieval, possibly 10th or 11th c. occupation of the site at Jelica is betrayed by potsherds of Combed Ware found within the basilica A. See Milinković (2001) 71–74, 80, and 102. 59 For the 21 hoards found on Early Byzantine sites, see Table 1. For the other, later hoards, see Bobcheva (1972); Mutafchiev (1914); Zlatarski (1960); Dzhingov (1966) 52–53; Vitlianov (1978); Pleterski (1987); Stanchev (1985); Barački (1960). The defijinition of tool types follows Henning (1987) 43, that of axes the classifijication of Bartošková (1986) 6 fijig. 1, and that of lance-heads and stirrups the classifijication of Iotov (2004) 79–83 and 140–58. For correspondence analysis, see Shennan (1990) 283–86; Bølviken et al. (1982). For an exemplary application to the analysis of burial assemblages, see Nielsen (1988). 60 Short scythes with shortened ‘half handles’ (Henning’s class I 5) were found in relatively large numbers on 9th c. sites in Bulgaria and north of the Lower Danube, see Curta (1997) 220–21. Sickles of Henning’s class H4 are considerably later than others, perhaps fijirst

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

horsemen in forts or peasants in villages?

827

Fig. 6 Correspondence analysis plot of 32 hoards of iron implements and weapons: ASEN—Asenovgrad; BALA—Balajnac; BOZHU—Bozhurovo; CARE—Carevec; CARG—Caričin Grad; CHELO—Chelopech; DALG—Dălgopol; DOLI—Dolishte; GAMZI—Gamzigrad; JELI—Jelica; MONT1—Montana 1; MONT2—Montana 2; ODAR—Odărci; OLYMP—Olympia; PERN—Pernik; PRES1—Preslav 1; PRES2— Preslav 2; RAZG—Razgrad; SEBEN—Sebenje; SHUM—Shumen; SLIV—Sliven; STAM—Stambolovo; STARA1—Stara Zagora 1; STARA2—Stara Zagora 2; STREZH—Strezhevo; TINJ—Tinje; TROI1—Troianov most 1; TROI2—Troianov most 2; VOIV—Voivoda; VRSA1—Vršac 1; VRSA2—Vršac 2; ZHEG—Zheglica.

One hoard in the fijirst quadrant (Stara Zagora 1) stands out as the only assemblage combining such items as a copper-alloy kettle, two bronze candlesticks, and several bronze vessels, including four 2nd to 3rd c. authepsae.61 That the Stara Zagora 1 hoard must be of a later date emerges from the examination of the candlesticks and of 6 bells, all of liturgical use. One bell has an inscription mentioning a certain presbyter named Sergios, another bears the monogram of Emperor Justin II—the latest appearing in the 10th c. Similarly, bill-knives of Henning’s class G5 were in use in the 900s: one was found among the grave goods of a 10th c. burial in Oborochishte—Henning (1987) 90, 96. ‘Ogribki’ are commonly interpreted as tools for scraping the kneading trough, but there is no solid argument for that interpretation. 61 Cholakov and Ilieva (2005) 54–56 and 57 pl. 1.1–4.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

828

florin curta

Fig. 7 Correspondence analysis plot of the artefact categories found in 32 hoards of iron implements and weapons: ANV—anvil; AXEFAN—battle axe, fan-shaped; AXEIIAa—battle axe, Bartošková’s class IIAa; AXEIIIAb—battle axe, Bartošková’s class IIIAb; AXEIIIB—battle axe, Bartošková’s class IIIB; BELL— cattle bell; BELTB—belt buckle; BILLG1a—bill-knife, Henning’s class G1a; BILLG1b—bill-knife, Henning’s class G1b; BILLG2b—bill-knife, Henning’s class G2b; BILLG4a—bill-knife, Henning’s class G4a; BILLG5—bill-knife, Henning’s class G5; BIT—bridle bit; BRONZE—bronze vessels; BUCK—bucket handles; CANDLE—candlestick; CENS—censer; CHAIN—plow chain; CHIS—chisel; COMB—currycomb; COUL—coulter, Henning’s class E 1; HAMM—hammer; HOEK3—drag hoe, Henning’s class K3; KETTLE—kettle; KEY1—key, L-shaped; KEY2—key, anchor-shaped; LAMP—lamp; LANCE—lance head, Iotov’s class 1B; MATTK4—mattock, Henning’s class K4; MATTK5—mattock, Henning’s class K8; MATTK8—mattock, Henning’s class K 8; MATTK10—mattock, Henning’s class K10; MATTK15—mattock, Henning’s class K15; OGRIB—tool (“ogribka”); PICKL1—pickaxe, Henning’s class L1; PICKL2—pickaxe, Henning’s class L 2; PLAN1—plane, curved; PLAN2—plane, straight; PLOWA1—ploughshare, Henning’s class A1; PLOWB3—ploughshare, Henning’s class B3; PLOWC1—ploughshare, Henning’s class C1; SCIS—scissors; SCRAPP2—scraping tool, Henning’s class P2; SCRAPP3—scraping tool, Henning’s class P3; SCYTHI2—scythe, Henning’s class I2; SCYTHI5—scythe, Henning’s class I5; SOCK—socketed share; SPADE—spade, Henning’s class F1; SPIK—spike; STIRR8A—stirrup, Iotov’s class 8A; TONGS—tongs; WHETS—whetstone; WIMB—wimble.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

horsemen in forts or peasants in villages?

829

chronological indication within the entire assemblage.62 A 6th c. date may also be advanced for the Olympia hoard, which, besides iron tools and bronze vessels, included 22,252 copper coins, mostly minimi, but also coins struck for Justinian and Justin II.63 Can the same date be therefore assigned to other hoards from the cluster in the fijirst quadrant? The Zheglica hoard includes a measuring cup with Greek inscription, which is believed to be of a 6th or early 7th c. date, although no convincing analogies are so far known.64 The Caričin Grad hoard was found within a smithy built within the portico of a street excavated in the south-western section of the Upper City; the smithy has been dated to the last phase of occupation at Caričin Grad, ca. AD 600.65 Similarly, the Odărci hoard is said to have been buried during the last phase of occupation on the site, which is coin-dated to the 610s.66 To be sure, many of the items included in hoards from the cluster in the fijirst quadrant are known only from 5th or 6th c. assemblages. For example, ploughshares of Henning’s class B3 are attested on 6th c. monastic sites and hill-forts.67 One such ploughshare, as well as a scythe of Henning’s class I2, was recovered on the site of the villa rustica in Obelia near Sofijia (Bulgaria), which was abandoned shortly before 450.68 A sickle of Henning’s class H1 was found in a house of the Early Byzantine fort in Pazarište (Ras) together with a half-follis struck for Justin II in Thessalonica in 569/70.69 All known mattocks of Henning’s class K4 have been found in assemblages or on sites dated to Late Antiquity; mattocks of classes K4 and K8, as well as billknives of Henning’s class G1a, were among the items discovered in a large (still unpublished) hoard from Voivoda, which also produced a copperalloy kettle, bronze lamps, and a clasp-helmet of the Baldenheim class.70 The seriation by correspondence analysis has isolated in the fijirst quadrant a group of hoards which appear to be of an early, most likely

62 Cholakov and Ilieva (2005) 58. A good analogy for the Stara Zagora candlesticks are two silver candlesticks from Sadovec with control stamps from the reign of Justinian— Iurukova (1992) 287. 63 Völling (1995) 425–41. All coins have since been lost. 64 Gerasimov (1946) 204. 65 Popović (1990) 295. 66 Cholakova (2005) 149. 67 Henning (1987) 59–60. The distribution of B3 ploughshares is restricted to the territory of the 5th and 6th c. Roman provinces in the northern Balkans. For fijinds from monastic sites, see Dzhambov (1956) 188 fijig. 29. For hill-fort fijinds, see Velkov (1935) fijig. 5. 68 Stancheva (1970) 535–38. 69 Popović (1999) 95–96 and 115 fijig. 61.13. 70 Henning (1987) 154. For the helmet, see Vagalinski (1998).

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

830

florin curta

6th c. date. They typically include several agricultural tools of distinct types, such as pick-axes, mattocks, drag hoes, bill-knives, sickles, and scythes, in combination with lance-heads of Iotov’s class 1B and battle-axes, either fan-shaped or of Bartošková’s class IIAa. A ploughshare of Henning’s class B3 may also appear occasionally in such an assemblage. However, the overwhelming presence of gardening tools, such as mattocks of Henning’s classes K4, K 5, and K8, and pick-axes strongly suggests that the agriculture practised in the 6th c. Balkans was restricted to areas sufffijiciently small to be cultivated with little or no use of draught animals. This has often been explained in terms of the specifijic landscape surrounding the 6th c. fortifijied sites in the Balkans. Hence, the small number of agricultural tools found in Caričin Grad, in sharp contrast to the comparatively larger number of blacksmithing or carpentry tools, was related to the hilly and densely-forested hinterland of the city, with no signs of agricultural cultivation even during the centuries pre-dating its foundation.71 Others have pointed out the causal link between the disappearance during the 5th c. of villae rusticae, and the drastic changes in the rural economy of the 6th c. Balkan provinces. Farming implements, such as mattocks and pick-axes, often of larger size than those of earlier periods, could be indications of this new economic profijile, characterised by a drastic reduction of areas under cultivation, and by the emphasis placed on human labour, with little or no use of draught animals.72 A very diffferent picture emerges from the examination of hoards from the third and fourth quadrants of the correspondence analysis plot. They produced a number of agricultural tool categories almost equal to that from late antique hoards, but of quite diffferent quality. Mattocks of Henning’s classes K4, K5, and K8 have been replaced by ‘light’ specimens of his classes K10 and K15, most typical for work in the early medieval vineyards.73 Similarly, ploughshares of Henning’s class A1 and C1 appear in great numbers (as many as 9 specimens in the Dălgopol hoard), often in combination with coulters of Henning’s class E1—indicative of the cultivation of larger fijields by means of ploughs with mouldboards, such as depicted in grafffijiti on the walls of the royal palace in Pliska, dated

71   Popović (1990) 293 and (1994–1995) 69. There is a signifijicantly smaller number of ploughshares from Early Byzantine than from Roman sites in the northern Balkans. 72 Henning (1987) 79. 73 Henning (1987) 83; Curta (1997) 220.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

horsemen in forts or peasants in villages?

831

to the 9th c.74 Ploughshares, especially where found in a great number of specimens, often appear together with socketed ard-shares of Central Asian origin, an association most typical for early medieval hoards found in north-eastern Bulgaria and south-eastern Romania.75 Spades and tanged shares in the form of spade irons (Henning’s class F2) have also been regarded as indicators of a type of agriculture associated with the early medieval nomads.76 To the same direction points the presence of scraping tools of Henning’s class P2, the earliest European specimens of which are known from 8th to 9th c. assemblages of the Saltovo-Mayaki culture of southern Ukraine and Russia, which is commonly associated with the Khazar Qaganate.77 It is therefore no surprise that hoards from the third and fourth quadrants combine agricultural tools with bridle bits and stirrups, as well as weapons typically associated with mounted shock combat, such as the spear-shaped battle axe from Shumen or axes of Bartošková’s class III.78 This is true not only for hoards, for which a medieval date may be advanced on the basis of the associated stirrups (fijig. 8), but also for others, such as Shumen, Jelica, Montana 1, or Gamzigrad, which were until now believed to be of late antique date (Table 1). Moreover, a late, possibly 9th c., date may be tentatively advanced for at least some of the hoards from the fijirst quadrant, on the basis of the presence in such assemblages of such typically medieval items as axes of Bartošková’s class III, ‘ogribki’, ploughshares of Henning’s class A1 or ‘light’ mattocks (classes K9–11) (fijig. 9). If so, then such hoards have nothing to do with the Early Byzantine forts in which they were found, and must instead be attributed to the Early Medieval occupation of those sites, and are part of a phenomenon linked to the political, administrative and military changes taking place in 9th c. Bulgaria.

74 Henning (1987) 49–69. With few exceptions, ploughshares of Henning’s class A1 are not known from 6th c. assemblages in the Balkans. 75 Curta (1997) 219. 76 Vagarelski (1929); Henning (1987) 73. The earliest evidence of ards equipped with tanged shares comes from China under the Han dynasty—see Pleterski (1987) 275. 77 Kovács (1981) 94. Along with various battle axes, scraping tools of Henning’s class P2 may have served as markers of social status for burials of Khazar warriors of the so-called afsad class—see Afanas’ev (1993) 141–42. 78 For spear-shaped axes, see Henning (1989) 91. On the use of such weapons, as well as of battle axes of Bartošková’s classes II and III, in mounted combat, see Curta (1997) 225.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

832

florin curta

Fig. 8 Hoard of iron implements found in Troianov most (Serbia), selected artefacts: sickle, scythes, belt buckle, stirrup, and censer. (After Garašanin and Vašić (1987).)

Forts There are several conclusions to be drawn from the above discussion. First, it appears that very little, if any, evidence exists for the presence of large numbers of horsemen garrisoned in Balkan forts. According to Procopius, a commander of the cavalry cohorts stationed ‘from ancient times’ at Tzurullum (present-day Çorlu, in Turkey) was defeated, captured, and savagely executed by marauding Sclavenes in A.D. 549.79 But Tzurullum was a major city in the hinterland of Constantinople, and the presence of

79 Procop. Goth. 7.38.5. The Sclavenes of A.D. 549 were probably horsemen, for Procopius calls them an ‘army’ (στράτευμα), a word he commonly uses for cavalry troops (e.g., Procop. Pers. 1.12.6, 1.21.15, 2.4.4, Procop. Vand. 3.18.13). See Ivanov et al. (1991) 234.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

horsemen in forts or peasants in villages?

833

Fig. 9 Hoard of iron implements found in Razgrad (Bulgaria), selected artefacts: battle axes, ploughshares, and billknives. (After Ivanov and Stoianov (1985).)

cavalry troops there may be explained in connection with the defence of the Anastasian Long Wall. There is nothing in the archaeological evidence so far known from Çorlu that could be used either to confijirm or to reject Procopius’ information.80 But the much richer archaeological record of 6th c. forts in the northern Balkans is unambiguous: there were very few, if any, cavalry units in Early Byzantine garrisons. No horsemen are mentioned in the garrison of Asemus, which so much impressed Peter, the 80 The only Early Byzantine remains from Çorlu known so far are the city walls, for which see Pralong (1988) 185–86. For the archaeology of the Anastasian Long Wall: Crow (2007) and (in this collection).

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

834

florin curta

general at the head of the army sent by Emperor Maurice in A.D. 594 against the Sclavenes north of the Danube.81 The evidence of weapons found on 6th c. fortifijied sites in the northern Balkans and discussed in the fijirst part of this paper also suggests that the garrisons stationed there were made up of foot-soldiers, not horsemen. But were those full-time soldiers, or were they peasants like those at Thermopylae, whom Procopius describes as suddenly becoming ‘makeshift soldiers for the occasion’, abandoning their agricultural occupations until Justinian replaced the inexperienced garrison with regular troops?82 Some scholars have interpreted the archaeological evidence of 6th c. fortifijied settlements as indicating not military, but civilian sites.83 According to Archibald Dunn, fortifijied hilltop sites in northern Greece offfered shelter to the urban and rural populations fleeing the lowlands under the continuous threat of barbarian raids.84 Andrew Poulter denies the existence of any identity or even similarity between the hill-top sites in northern Balkans, which he regards as temporary refuges, and those “regularly built fortifijications on the frontier, which more obviously performed a military role”.85 Chavdar Kirilov points to the archaeological evidence of agricultural occupations as an argument in favour of the idea that hilltop sites were fortifijied villages, not military forts.86 Because of farming implements from hoards, Pernik, Shumen, and Odărci are therefore re-interpreted as defended villages, although, in all three cases, there is plenty of evidence of an early medieval occupation phase.87

81   Theoph. Sim. 7.3.1–10. 82 Procop. Aed. 4.10. For the archaeological evidence of a Justinianic garrison guarding the pass at Thermopylae, see Rosser (2001). 83 Kirilov (2007) 333 with a critique of Ovcharov (1982). See also Milinković (2007) 166–79. 84 Dunn (1997) 144; Dunn (2004) 551–52. 85 Poulter (2004) 247, repeated verbatim in Poulter (2007) 380. While criticising others for being “too quick to assume that they [the fortifijied sites] all served a military function”, Poulter then hastily attributes the last phase of occupation on fortifijied sites in the northern Balkans to “newcomers arriving about 500 AD”, either Slavs or other “nomadic migrants”—Poulter (2004) 248 and (2007) 381. As the archaeological evidence of the last phase of occupation has nothing in common with that of sites north of the Lower Danube attributed to the 6th c. Slavs, his remarks must be treated with extreme caution, especially his idea that the “Slav pottery does not exist or is exceedingly rare because the nomadic Slavs did not use it”—Poulter (2004) 250 and (2007) 382. 86 Kirilov (2007) 333–35, on the basis of the results of Dimităr Nikolov’s excavations at Mezideva, near Krăn, for which see Nikolov (1990). However, it is not clear from either whether the abundance of agricultural tools on the site must be dated to the 5th or to the 6th c. Judging by the numismatic evidence, Mezideva was flourishing ca. A.D. 400. 87 Kirilov (2007) 337–38.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

horsemen in forts or peasants in villages?

835

We have seen that the Shumen hoard has in fact been misdated, together with other assemblages such as Jelica and Gamzigrad. As for hoards securely dated to Late Antiquity, it is important to note that farming implements, especially those used in tillage (as opposed to those used for harvesting) represent only a small percentage of the entire assemblage: the Olympia hoard, dated with coins struck for Justinian and Justin II, includes 12 harvesting implements (5 bill knives and 7 sickles), but only 6 tilling tools (two mattocks and 4 pick-axes). None of those tilling tools may be associated with any form of large-scale cultivation, and some of them were instead a natural accompaniment to forest clearing activities. The Sliven hoard (with three mattocks, one pickaxe, and 7 drag-hoes) is the only assemblage in which tilling tools predominate. For Pernik, although its hoard produced a ploughshare, two drag-hoes, three mattocks, and a pick-axe, the largest number of items comprise tools for harvesting (4 bill-knives, one scythe and 8 sickles). The same is true for the Odărci and Stara Zagora 2 hoards, in which tools for harvesting, especially sickles and scythes, appear in much greater numbers than those for tilling. Despite the presence of mattocks and pick-axes, the Carevec, Tinje, and Voivoda hoards have produced more carpentry tools (especially chisels, wimbles, saws, burins, planes, and other carving tools) than either farming implements (for both tilling and harvesting) or weapons. The only hoard in which weapons predominate is Razgrad, which is probably not of late antique date. Observation of the scattergram showing the relationships between artefact categories reveals the combination of tools and weapons underlying the structure of the late antique hoards. The cluster of hoards in the fijirst quadrant is based on a combination of tilling (mattocks of Henning’s classes K4 and K8, pick-axes of classes L1 and L2, drag-hoes of class K3, and ploughshares of class B3), harvesting (bill-knives of Henning’s classes G1 and G2b, sickles of class H1, and scythes of class I2), and primarily carpentry tools (straight planes, wimbles and chisels). If fan-shaped axes were also used in carpentry, then the number of craftsman tool types is as large as that of tilling tool types. The ‘grammar’ of late antique hoards seems to be based on the conceptual association of vineyard or fijield harvesting with tilling. Judging from the tools themselves, the latter was an activity linked to work in the garden or on small fijields, and cannot therefore serve for the identifijication of the function of any site as ‘agricultural’ and not ‘military’. The mattocks and pick-axes, as well as the sickles and bill-knives found in abundance in late antique hoards, fijit very well within the picture of small-scale cultivation of crops either within or just outside the city or fort

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

836

florin curta

walls. Large ‘open spaces’ existed, for example, on the northern side of the Early Byzantine fort built in the south-eastern corner of the ancient city of Nicopolis ad Istrum (Nikiup); there is no sign of large-scale grain cultivation, and the open spaces may have been used for garden cultivation of millet and legumes.88 Analysis of palaeobotanical assemblages from Iatrus (Krivina) has revealed that the diet of the soldiers in the fort’s garrison consisted of oats and peas, both of which may have been cultivated on site.89 This is further substantiated by the evidence of written sources: in 583, when attacking Singidunum by surprise, the Avars ‘encountered the majority of the city’s inhabitants encamped in the fijields, since the harvest constrained them to do this; for it was summer season and they were gathering in their subsistence’.90 However, there is also evidence to suggest that the small-scale cultivation on plots inside or outside city walls was not sufffijicient for the subsistence of the relatively large number of people living inside 6th c. hill-top sites. The distribution of 6th c. amphorae (particularly LR1, LR2, and spatheia) on such sites in the Balkans has been interpreted as evidence of a state-run distribution of food supplies to the garrisons stationed in forts.91 Palaeobotanical assemblages from the late 6th and early 7th c. military site at Svetinja comprised mixes of wheat, rye, barley, and millet—an indication of supplies of corn coming from outside the military settlement, probably from neighbouring Viminacium, to which they may have been shipped via the annona-like distributions signaled by fijinds of Late Roman amphorae.92 The author of the Strategikon recommends that when campaigning north of the Danube River, in Sclavene territory, Roman troops do not destroy provisions found in the surrounding countryside, but instead ship them on pack animals and boats ‘to our own country’.93 That Roman soldiers needed to rely on food supplies captured from the enemy suggests that there was no large-scale production of food in or around the fortifijied sites in the Balkans. Similarly, the analysis of 88 Poulter (1995) 166 and 181. 89 Hajnalová (1982) 232. According to Beech (2007) 244 and 247, the analysis of 6th c. samples from Nicopolis ad Istrum suggests “continued supply” of cereals, but it remains unclear whether those were locally cultivated or brought to the site from afar. 90 Theoph. Sim. 1.4.1–2 (trans. Whitby and Whitby (1986) 24–25). For a similar episode in Thessalonica during the early years of Heraclius’ reign, see the Miracles of St. Demetrius 2.2.199. 91   Curta (2001b) 209–10. For LR1 amphorae as an indicator of annona-type distributions to the army stationed in the northern Balkans, see Karagiorgou (2001). 92 Borojević (1987) 67 and 70. 93 Strategikon 11.4.8.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

horsemen in forts or peasants in villages?

837

faunal remains from Iatrus shows that the soldiers in the garrison relied heavily on hunting for meat procurement.94 Even if some inhabitants of fortifijied sites in the 6th c. Balkan provinces of the empire turned to small-scale, garden cultivation of crops in order to supplement (insufffijicient or irregular?) annona distributions, no evidence exists that such activities were anything more than temporary or economically marginal. Hill-top sites in the Balkans may not have all been military, but none of them appears to have functioned as a fortifijied village. Behind or just outside the walls of the 6th c. forts, no agricultural occupations could be practised in such a way as to satisfy the needs of the existing population. The ‘ruralisation’ of the late antique Balkans must instead be understood as the militarisation of the countryside.

Conclusion This discussion brings into focus a number of themes which have relevance to an understanding of the wider social issues underpinning the 6th c. changes in the settlement pattern of the empire’s Balkan provinces. As part of the military strategy implemented by Emperor Justinian, a great number of fortifijied sites perched on hill-tops appeared almost everywhere in the Balkans. It is difffijicult to prioritise the various factors, since they must be considered interdependent. However, the lack of sufffijicient troops in the Balkans, the disappearance of the old administrative structure, especially of civitates and provinciae, and the need to provide an efffijicient response to devastating raids by barbarian horsemen—‘Huns’, Cutrigurs, or Avars—all contributed to the implementation of a vast program of fortifijication, the size of which the Balkans had never witnessed before. The picture to emerge from the evidence reviewed is one of “landscapes of kastra”,95 a conclusion supported by the relative paucity of weapons or military equipment of Avar inspiration in relation to the existence of large numbers of cavalry units permanently stationed in the Balkan provinces. On the other hand, reflecting upon the specifijic range of farming implements discovered in hoard assemblages from Early Byzantine fortifijied

94 Bartosiewicz and Choyke (1991) 191. The situation at Iatrus sharply contrasts that at Butrint (Albania) and Tinje (Slovenia), two sites on which early and mid-6th c. animal bone assemblages are dominated by pig, with no traces of game. See Powell (2004) 306 Table 17.1; Ciglenečki (2000) 167–71. 95 Dunn (2004) 578.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

838

florin curta

sites, a more general tendency towards garden cultivation of small fijields that could be tilled by hand, without the use of draught animals, seems to suggest that among 6th c. fortifijied sites, some, at least, had a civilian, and not military function. That distinction, however, is currently too illdefijined to be operational: the identifijication of certain fortifijied sites as ‘military’ is based on “the strengths of their fortifijications, their relationships to lines of communication, and the edge of the plain, and on the presence of particular internal features”; conversely, civilian sites “do not in practical terms control the Plain, or its points of egress and entry, or its roads”.96 In reality, no criteria currently exist to enable a clear-cut distinction between ‘military’ and ‘civilian’ fortifijied sites on the basis of the archaeological evidence alone. To the extent that all 6th c. sites in the Balkans had defensive walls, it is perhaps safer to assume that they were all ‘military’, despite the wide variation in the number and quality of troops stationed in every one of them. Moreover, the sheer number of forts precludes the possibility that some of them were fortifijied villages meant to supply the others with food. There is simply no evidence of a settlement hierarchy in the 6th c. Balkans, which could possibly mirror the distinction currently, but artifijicially, drawn between various hilltop sites. The agrarian technology revealed by the analysis of hoards is one of limited resources, which could in no way be linked to a self-sufffijicient rural economy. Since the size of the fijields is dependant on the implements being used to till them, one might ask how it was possible to feed the population—military or otherwise—living within the ramparts of the numerous 6th c. Balkan forts. The emerging picture is one of contrasting lines of development. On one hand, the great number of forts must have created an enormous demand for food supplies, even if we allow for the possibility that not all forts were permanently occupied. On the other hand, there is now clear evidence of a generalised collapse of the rural economy.97 Whether or not the garrisons of 6th c. forts were made up of ‘makeshift soldiers for the occasion’, by A.D. 500 there were certainly fewer peasants in the Balkans than in 400, and virtually no peasants at all by 600. If hoards of iron implements and weapons are to be regarded as evidence of civilian sites with agricultural

96 Dunn (2004) 551–52. 97 Curta (2001b). The much rosier picture in Dunn (2005) can hardly apply to the 6th c. Much closer to reality seems to be Dunn (2004) 579: “A countryside largely divided between supposedly self-sufffijicient, but actually impoverished, kastra, albeit of diverse origins, was a stagnant and probably disafffected one”.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

horsemen in forts or peasants in villages?

839

functions, it is perhaps no accident that such hoards were found inside forts without ‘open spaces’, in which very little room was left for the possible garden cultivation of small fijields. Unless we assume that the agricultural tools found in hoards were employed for working on fijields outside the fort walls, there is no way to solve the contradiction between the concept of many, overcrowded forts providing shelter for the rural population from the lowlands, and the absence of any material culture indicators of a vibrant rural economy capable of feeding the inhabitants of forts. So, were forts built as refuges or were they part of a much broader strategy of immediate response to barbarian raids from across the Danube frontier of the empire? The idea that Justinian’s programme of fortifijication in the Balkans was based on a defence-in-depth strategy has been vehemently rejected by some or hesitantly accepted by others.98 Instead of debating whether the concept of ‘defence in depth’ had any application in the 6th c., it may be wiser to give the last word to the author of the Strategikon, that savvy Roman army offfijicer with a good knowledge of the situation on the frontier of the empire: If an enemy force, superior in strength or even equal to ours, invades our country, especially at the beginning of the invasion, we must be sure not to engage it in pitched battle. We should instead carefully lay ambushes by day or by night, block the route it is taking, seize strong points beforehand, destroy supplies along its line of march . . . All necessary supplies must be collected in very strong fortresses . . . Forts which are not in a strong natural setting should be made more secure. Part of the army, depending on the progress of the fijighting, should be assigned to their defence. Preparations should be made to transfer the inhabitants of weaker places to more strongly fortifijied ones. (Strategikon 10.2).

Acknowledgements I wish to acknowledge the contribution of the two anonymous readers to the fijinal version of this chapter. Although I disagree with both of them on almost every aspect of interpretation, their comments and recommendations helped sharpen the focus of this research and have forced me to re-think some of the implications of my conclusions.

98 Poulter (2007) 380: “There exists no evidence whatsoever that imperial Roman or Early Byzantine policy adhered to the principle of defence in depth”. Meanwhile, Crow (2007) refers to the Anastasian Long Wall as the ‘fijinal frontier’.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

840

florin curta Table 1. Re-dating of the hoards found on Early Byzantine sites

Hoard

Previous dating

New dating

Balajnac Carevec Caričin Grad Odărci Olympia Pernik Sliven Zheglica Stara Zagora 1 Gamzigrad Jelica Montana 1 Razgrad Shumen Stara Zagora 2 Strezhevo Tinje Voivoda Dolishte Montana 2 Troianov most 1 Troianov most 2 Asenovgrad

Late antique (6th c.) Late antique (6th c.) Late antique (6th c.–7th c.) Late antique (7th c.) Late antique (6th–7th c.) Late antique (5th–6th c.) Late antique (5th–6th c.) Late antique (6th c.) Late antique (6th c.) Late antique (5th–6th c.) Late antique (6th–7th c.) Late antique (5th–6th c.) Late antique (5th–6th c.) Late antique (5th–6th c.) Late antique (5th–6th c.) Late antique (7th c.) Late antique (5th–6th c.) Late antique (5th–6th c.) Early medieval (9th–10th c.) Early medieval (9th–10th c.) Early medieval (10th–11th c.) Early medieval (9th–10th c.) Early medieval (8th–9th c.)

Late antique (6th c.) Late antique (6th c.) Late antique (6th–7th c.) Late antique (5th–6th c.) Late antique (6th–7th c.) Late antique (5th–6th c.) Late antique (5th–6th c.) Late antique (6th c.) Late antique (6th c.) Early medieval (9th–10th c.) Early medieval (9th–10th c.) Early medieval (9th–10th c.) Early medieval (9th–10th c.) Early medieval (9th–10th c.) Early medieval (9th–10th c.) Early medieval (10th–11th c.) Early medieval (8th–9th c.) Early medieval (9th–10th c.) Early medieval (9th–10th c.) Early medieval (9t–10th c.) Early medieval (10th–11th c.) Early medieval (9th–10th c.) Late antique (5th–6th c.)

Bibliography Primary Sources Const. Porph. DAI = Moravcsik G. and Jenkins R. J. H. (1967) edd. Constantine Porphyrogenitus, De administrando imperio (Washington 1967). Menander = Blockley R. C. (1985) ed. and trans. The History of Menander the Guardsman (Liverpool 1985). Miracles of St. Demetrius = Lemerle P. (1979–81) Les plus anciens recueils des miracles de Saint Démétrius et la pénétration des Slaves dans les Balkans (Paris 1979–81). Procop. Goth., Procop. Vand., Procop. Pers. = Dewing H. B. (1914–54) ed. and trans. Procopius, History of the Wars 1–5 (Cambridge, Mass. and London 1914–54). Procop. Aed. = Dewing H. B. (1914–54) ed. and trans. Procopius, Buildings 7 (Cambridge, Mass. and London 1914–54). Sebeos = Thomson R. V., Howard-Johnston J. D. and Greenwood T. (1999) trans., comm. and notes. The Armenian History Attributed to Sebeos (Translated Texts for Historians 31) (Liverpool 1999). Strategikon = Dennis G. T. (1984) trans. Maurice’s Strategikon: Handbook of Byzantine Military Strategy (Philadelphia 1984).

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

horsemen in forts or peasants in villages?

841

Theoph. Sim. = Whitby M. and M. (1986) trans. The History of Theophylact Simocatta: an English Translation with Introduction and Notes (Oxford 1986). Secondary Works Afanas’ev G. E. (1993) “Sistema social’no-markiruiushchikh predmetov v muzhskikh pogrebal’nikh kompleksakh Donskikh alan”, Rossiiskaia Arkheologiia 4 (1993) 131–44. Agallopoulou P. (1975) “Ladochori Igoumenitsas”, ArchDelt 30.2 (1975) 239. Aibabin A. I. (1974) “Stremena Pereshchepinskogo tipa”, Soobshcheniia Gosudarstvennogo Ermitazha 39 (1974) 32–34. —— (1985) “Pogrebanie khazarskogo voina”, Sovetskaia Arkheologiia 3 (1985) 191–205. Aleksandrov G. (1977) “Rezultati ot razkopkite na ‘Kaleto’ v Mikhailovgrad”, Izvestiia na Muzeite v Severozapadna Bălgariia 1 (1977) 267–92. —— (1987) “Rezultati ot razkopkite na krepostta Montana (1971–1982)”, in Montana, ed. V. Velkov (Sofijia 1987) 54–85. Aleksiev I. (1976) “Nakhodka na orădiia na truda i văorăzhenie ot Carevec”, Muzei i pametnici na kulturata 16.2 (1976) 33–36. Ambroz A. K. (1973) “Stremena i sedla rannego srednevekov’ia kak khronologicheskii pokazatel’ (IV–VIII v.)”, Sovetskaia Arkheologiia 4 (1973) 81–98. —— (1982) “O Voznesenskom komplekse VIII v. na Dnepre—vopros interpretacii”, in Drevnosti epokhi velikogo pereseleniia narodov V–VIII vekov. Sovetsko-vengerskii sbornik, edd. A. K. Ambroz and I. Erdélyi (Moscow 1982) 204–22. Antonova V. (1973) “Arkheologicheksi prouchvaniia na Shumenskata krepost”, Izvestiia na Narodniia muzei Shumen 6 (1973) 127–58. —— (1975) “Grad Shumen do XI vek (V svetlinata na arkheologicheskite prouchvaniia)”, Vekove 4.6 (1975) 22–30. —— (1985) “Shumenskata krepost prez rannoto srednovekovie (VII–X v.) (obsht obzor)”, Godishnik na muzeite ot Severna Bălgariia 11 (1985) 55–63. Atanasov G. (2004) “De nouveau sur la localisation de la forteresse bas-byzantine St. Cyril en Scythie Mineure”, in Prinos lui Petre Diaconu la 80 de ani (Brăila 2004) 405–11. Bachrach B. S. (1984) “A picture of Avar-Frankish warfare from a Carolingian Psalter of the early ninth century in light of the Strategikon”, Archivum Eurasiae Medii Aevi 4 (1984) 5–27. Bálint Cs. (1992) “Kontakte zwischen Iran, Byzanz und der Steppe. Das Grab von Üç Tepe (Sowj. Azerbajdžan) und der beschlagverzierte Gürtel im 6. und 7. Jahrhundert”, in Awarenforschungen, ed. F. Daim (Vienna 1992) 309–496. —— (1993) “Probleme der archäologischen Forschung zur awarischen Landnahmen”, in Ausgewählte Probleme europäischer Landnahmen des Früh- und Hochmittelalters, edd. M. Müller-Wille and R. Schneider (Sigmaringen 1993) 195–273. Barački S. (1960) “Grupni nalazi starosrpskog gvozdenog alata iz Vršaca”, Rad Vojvodanskih Muzeja 9 (1960) 186–95. Bartosiewicz L. and Choyke A. M. (1991) “Animal remains from the 1970–1972 excavations of Iatrus (Krivina), Bulgaria”, ActaArchHung 43 (1991) 181–209. Bartošková A. (1986) Slovanské depoty železných předmětů v Československu (Prague 1986). Bavant B. (1990) “Les petits objets”, in Caričin Grad II. Le quartier sud-ouest de la ville haute, edd. B. Bavant, V. Kondić and J.-M. Spieser (Belgrade and Rome 1990) 191–257. Beech M. (2007) “The environmental archaeology research programme at Nicopolis: methodology and results”, in The Transition to Late Antiquity: on the Danube and Beyond, ed. A. G. Poulter (Proceedings of the British Academy 141) (Oxford 2007) 219–48. Bejan A. (1976) “Un atelier metalurgic de la Drobeta-Turnu Severin”, Acta Musei Napocensis 13 (1976) 257–68. Bikić V. (1997) “Srednjovekovna trapezna keramika sa Gamzigrada”, in Arheologija istočne Srbije. Zbornik radova, ed. D. Srejović (Belgrade 1997) 319–24.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

842

florin curta

Blockley R. C. (1985) ed. and trans. The History of Menander the Guardsman (Liverpool 1985). Bobcheva L. (1972) “Orădiia na truda ot srednovekovieto v muzeia v Tolbukhin”, Muzei i pametnici na kulturata 12. 2 (1972) 9–12. Bølviken E., Ricka Helskog E., Helskog K., Holm-Olsen I. M., Solheim L. and Bertelsen R. (1982) “Correspondence analysis: an alternative to principal components”, WorldArch 14 (1982) 41–60. Borojević K. (1987) “Analiza ugljenisanog semenja sa lokaliteta Svetinja”, Starinar 38 (1987) 65–71. Bugarski I. (2005) “A contribution to the study of lamellar armours”, Starinar 55 (2005) 161–79. —— (2007) “Ostava iz Strezheva: uzengije u ranovizantijskom kontekstu”, in Niš and Byzantium. Vth Symposium, Niš, 3.–5. June 2006. The Collection of Scientifijic Works 5, ed. M. Rakocija (Niš 2007) 251–67. Bury J. B. (1906) “The treatise De Administrando Imperio”, ByzZeit 15 (1906) 517–77. Čermanović-Kuzmanović A. (2004) Tekija (Belgrade 2004). Changova I. (1992) Krepostta Pernik VIII–XIV v. (Pernik 3) (Sofijia 1992). Cholakov I. M. and Ilieva P. (2005) “Ein Hortfund von Metallgegenständen der frühbyzantinischen Epoche aus Stara Zagora (Südostbulgarien)”, Archaeologia Bulgarica 9.3 (2005) 53–85. Cholakova A. (2005) “Rannovizantiiksi kompleks ot zhelezni sechiva i predmeti ot Odărci (aspekti v izsledvaneto na koletivnite nakhodki)”, Arkheologiia 46 (2005) 147–58. Ciglenečki S. (2000) Tinje nad Loko pri Žusmu. Poznoantična in zgodnjesrednjeveška naselbina (Ljubljana 2000). Cirkin A. V. (1972) “Shokshinskii mogil’nik”, Sovetskaia Arkheologiia 1 (1972) 155–70. Conchev D. (1950) “Prinos kăm bălgarskata materialna kultura”, Izvestiia na Arkheologicheskiia Institut 17 (1950) 298–305. Čorović-Ljubinković M. (1954) “L‘encensoir des environs de Kuršumlja”, ArchIug 1 (1954) 83–89. —— (1956) “Ranokhrishtjanska kadionica iz Pepeljevca”, in Konzervatorski i ispitivachki radovi, ed. M. Panić-Surep (Belgrade 1956) 139–40. Crow J. (2007) “The Anastasian Wall and the Lower Danube frontier before Justinian”, in The Lower Danube in Antiquity (VI c. B.C.–VI c. AD): International Archaeological Conference, Bulgaria-Tutrakan, 6.–7.10.2005, ed. L. Vagalinski (Sofijia 2007) 397–410. Csallány D. (1958) “Szabolcs-Szatmár megye avar leletei”, Jósa András Múzeum Evkönyve 1 (1958) 31–87. —— (1958–59) “A hajdúdorogi avar mellpáncél”, A Debreceni Déri Múzeum Évkönyve 35 (1958–59) 17–23. —— (1969–71) “Avar páncélok a Kárpát-medenceben”, Jósa András Múzeum Evkönyve 12–14 (1969–71) 7–44. —— (1982) “Avar kori páncélok a Kárpát-medenceben”, Jósa András Múzeum Evkönyve 15–17 (1982) 5–12. Csiky G. (2007) “A kora avar lándzsák tipológiája”, Archaeologiai Értesitő 132.1 (2007) 305–23. Curta F. (1997) “Blacksmiths, warriors and tournaments of value: dating and interpreting early medieval hoards of iron implements in Eastern Europe”, Ephemeris Napocensis 7 (1997) 211–68. —— (2001a) The Making of the Slavs: History and Archaeology of the Lower Danube Region, c. 500–700 (Cambridge Studies in Medieval Life and Thought 52) (Cambridge and New York 2001). —— (2001b) “Peasants as ‘makeshift soldiers for the occasion’: sixth-century settlement patterns in the Balkans”, in Urban Centers and Rural Contexts in Late Antiquity, edd. T. S. Burns and J. W. Eadie (East Lansing 2001) 199–217.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

horsemen in forts or peasants in villages?

843

—— (2008a) “The earliest Avar-age stirrups, or the ‘stirrup controversy’ revisited”, in The Other Europe in the Middle Ages: Avars, Bulgars, Khazars, and Cumans, ed. F. Curta (East Central and Eastern Europe in the Middle Ages 450–1450 2) (Leiden and Boston 2008) 297–326. —— (2008b) “The northwestern region of the Black Sea during the sixth and early seventh centuries”, Ancient West & East 7 (2008) 149–85. Daim F. (2003) “Avars and Avar archaeology”, in Regna and Gentes: the Relationships between Late Antique and Early Medieval Peoples and Kingdoms in the Transformation of the Roman World, edd. H.-W. Goetz, J. Jarnut and W. Pohl (Transformation of the Roman World 13) (Leiden and Boston 2003) 463–570. Damianov S. (1976) “Prouchvaniia na sgrada no. 8 ot kăsnoantichniia grad pri s. Voivoda, Shumensko”, Godishnik na muzeite ot Severna Bălgariia 2 (1976) 17–27. Dennis G. T. (1984) trans. Maurice’s Strategikon: Handbook of Byzantine Military Strategy (Philadelphia 1984). Deroko A. and Radojčić S. (1950) “Otkopavanje Carichina grada 1947 godine”, Starinar 1 (1950) 119–42. DeVries K. (1998) Medieval Military Technology (Peterborough 1998). Dimitrov D. P., Chichikova M., Sultov B. and Dimitrova A. (1965) “Arkheologicheskie raskopki v vostochnom sektore Nove v 1963 godu”, Izvestiia na Arkheologicheskiia Institut 28 (1965) 43–62. Doncheva-Petkova L. (1986) “Selishte ot vremeto na Părvoto bălgarsko carstvo pri s. Odărci, Tolbukhinski okrăg”, in Zbornik posveten na Boshko Babich. Mélange Boško Babić 1924–1984 (Prilep 1986) 165–68. Dunn A. W. (1997) “Stages in the transition from the late antique to the Middle Byzantine urban centre in southern Macedonia and southern Thrace”, in Aphieroma ston N. G. L. Hammond, (Etaireia Makedonikon Spoudon) (Thessalonica 1997) 137–50. —— (2004) “Continuity and change in the Macedonian countryside from Gallienus to Justinian”, in Recent Research on the Late Antique Countryside, edd. W. Bowden, L. Lavan and C. Machado (Late Antique Archaeology 2) (Leiden and Boston 2004) 535–86. —— (2005) “The problem of the Early Byzantine village in eastern and northern Macedonia”, in Les villages dans l’empire byzantin, IVe-XVe siècles, edd. J. Lefort, C. Morrisson and J.-P. Sodini (Paris 2005) 267–78. Dzhambov Kh. (1956) “Rannokhristiianska cărkva pri s. Isperikhovo, Peshterska okoliia”, Godishnik na Narodniia Arkheologicheski Muzei Plovdiv 2 (1956) 175–92. Dzhingov G. (1966) “Prinos kăm materialnata kultura na Preslav i negovata okolnost”, Arkheologiia 8, no. 2 (1966) 42–58. Fábián G. J. and Ricz P. (1991) “Ujabb adatok az avarok úgynevezett reflex íjáról (Ijtanulmány a bácskai avar kori leletek alapján)”, A Herman Otto Múzeum Évkönyve 30–31.2 (1991) 127–40. Ferluga J. (1978) L’amministrazione bizantina in Dalmazia (2nd ed., Venice 1978). Fine J. V. A. (2000) “Croats and Slavs: theories about the historical circumstances of the Croats’ appearance in the Balkans”, Byzantinische Forschungen 26 (2000) 205–18. Freeden U. v. (1991) “Awarische Funde in Süddeutschland?”, JRGZM 38 (1991) 593–627. Gabričević M. (1986) “Rtkovo—Glamija I—une forteresse de la Basse époque. Fouilles de 1980–1982”, Đerdapske sveske 3 (1986) 71–91. Gaitzsch W. (2005) Eisenfunde aus Pergamon. Geräte, Werkzeuge und Wafffen (Berlin and New York 2005). Garam É. (1990) “Bemerkungen zum ältesten Fundmaterial der Awarenzeit”, in Typen der Ethnogenese unter besonderer Berücksichtigung der Bayern, edd. H. Friesinger and F. Daim (Vienna 1990) 253–72. —— (1992) “Die münzdatierten Gräber der Awarenzeit”, in Awarenforschungen, ed. F. Daim (Vienna 1992) 135–250.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

844

florin curta

—— (2000) “Über die Beziehung der byzantinischen Goldschnallen und der awarenzeitlichen Pseudoschnallen”, in Kontakte zwischen Iran, Byzanz und der Steppe im 6.-7. Jahrhundert, ed. Cs. Bálint (Varia Archaeologica Hungarica 10) (Budapest 2000) 215–28. —— (2001) Funde byzantinischer Herkunft in der Awarenzeit vom Ende des 6. bis zum Ende des 7. Jahrhunderts (Budapest 2001). Garašanin M. and Vašić M. (1987) “Castrum Pontes. Izveshtaj o iskopavanjima u 1981. i 1982. godina”, Đerdapske sveske 4 (1987) 71–116. Gavritukhin I. O. (2001) “Evoluciia vostochnoevropeiskikh psevdopriazhek”, in Kul’tury Evraziiskikh stepei vtoroi poloviny I tysiacheletiia n.e. (iz istorii kostiuma), edd. D. A. Stashenkov, A. F. Kochkina and L. V. Kuznetsova (Samara 2001) 31–86. —— (2006) “La date du ‘trésor’ de Pereščepina et la chronologie des antiquités de l‘époque de formation du Khaganat khazar”, in La Crimée entre Byzance et le Khaganat Khazar, ed. C. Zuckerman (Monographies du Centre de recherche d’histoire et civilisation de Byzance 25) (Paris 2006) 13–30. Gavritukhin I. O. and Oblomskii A. M. (1996) Gaponovskii klad i ego kul’turno-istoricheskii kontekst (Moscow 1996). Georgieva S. (1961) “Srednovekovnoto selishte nad razvalinite na antichniia grad Abritus”, Izvestiia na Arkheologicheskiia Institut 24 (1961) 9–36. Gerasimov T. (1946) “Nakhodki v razvalinite na rannovizantiiskogo gradishche pri s. Zheglica”, Izvestiia na Arkheologicheskiia Institut 15 (1946) 203–205. Goldina R. D. and Vodolago N. V. (1990) Mogil’niki Nevolinskoi kul’tury v Priural’e (Irkutsk 1990). Goldstein I. (2005) “Discontinuity/continuity in Croatian history from the sixth to the ninth century”, in L’Adriatico della tarda Antichità all’età carolingia. Atti del convegno di studio Brescia 11–13 ottobre 2001, edd. G. Brogiolo and P. Delogu (Rome 2005) 195–211. Grinchenko V. A. (1950) “Pam’iatka VIII st. kolo s. Voznesenky na Zaporizhzhi”, Arkheolohiia 2 (1950) 37–63. Hajnalová E. (1982) “Archäobotanische Funde aus Krivina”, in Iatrus-Krivina: Spätantike Befestigung und frühmittelalterliche Siedlung an der unteren Donau (Berlin 1982) 207–35. Haldon J. F. (2002) “Some aspects of Early Byzantine arms and armour”, in A Companion to Medieval Arms and Armour, ed. D. Nicolle (Woodbridge and Rochester 2002) 65–80. Hampel J. (1905) Alterthümer des frühen Mittelalters in Ungarn (Braunschweig 1905). Härke H. and Belinskii A. (2000) “Nouvelles fouilles de 1994–1996 dans la nécropole de Klin Yar”, in Les sites archéologiques en Crimée et au Caucase durant l’Antiquité tardive et le Haut Moyen Age, edd. M. Kazanski and V. Soupault (Leiden and Boston 2000) 193–210. Heinrich-Tamáska O. (2005) Studien zu den awarenzeitlichen Tauschierarbeiten (Innsbruck 2005). Henning J. (1986) “Bulgarien zwischen Antike und Mittelalter im Spiegel der Wirtschaftsarchäologie”, Das Altertum 32.2 (1986) 100–12. —— (1987) Südosteuropa zwischen Antike und Mittelalter: Archäologische Beiträge zur Landwirtschaft des I. Jahrtausends u. Z. (Berlin 1987). —— (1989) “Vostochnoe po proiskhozhdeniiu oruzhie i snariazhenie vsadnikov v kladakh sel‘skokhoziaistvennykh zheleznykh izdelii v iugo-vostochnoi Evrope (VIII–X vv.)”, Problemi na prabălgarskata istoriia i kultura 1 (1989) 87–104. —— (2007) ed. Post-Roman Towns, Trade, and Settlement in Europe and Byzantium, 2 vols. (Berlin and New York 2007). Herrmann J. (1992) “Karasura 1981–1991. Zu den bisherigen Ergebnissen von Ausgrabungen und Forschungsarbeiten in Südthrakien zwischen Stara Zagora und Plovdiv”, ZfA 26 (1992) 153–80. Hofer N. (1996) “Bewafffnung und Kriegstechnologie der Awaren”, in Reitervölker aus dem Osten. Hunnen und Awaren. Burgenländische Landesausstellung 1996. Schloß Halbturn, 26. April-31. Oktober 1996, edd. F. Daim, K. Kaus and P. Tomka (Eisenstadt 1996) 351–54. Iotov V. (2004) Văorăzhenieto i snariazhenieto ot bălgarskoto srednovekovie (VII–XI v.) (Varna 2004).

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

horsemen in forts or peasants in villages?

845

—— (2007) “Otnosno datirovkata na sbornata nakhodka ot Strezhevo, Bitolsko”, Problemi na prabălgarskata istoriia i kultura 4.2 (2007) 171–80. Iurukova I. (1992) “Trouvailles monétaires de Sadovetz”, in Die spätantike Befestigungen von Sadovec. Ergebnisse der deutsch-bulgarisch-österreichischen Ausgrabungen 1934–1937, ed. S. Uenze (Munich 1992) 279–333. Ivaniševič V. and Špehar P. (2005) “Early Byzantine fijinds from Čečan and Gornji Streoc (Kosovo)”, Starinar 55 (2005) 133–59. Ivanov S. A., Gindin L. A. and Cymburskii V. L. (1991) “Prokopii Kesariiskii”, in Svod drevneishikh pis‘mennykh izvestii o slavianakh, edd. L. A. Gindin, S. A. Ivanov and G. G. Litavrin (Moscow 1991) 170–249. Ivanov T. and Stoianov S. (1985) Abritus: its History and Archaeology (Razgrad 1985). Izmailov I. L. (1990) “Poiavlenie i rannaia istoriia stremian v Srednem Povolzh’e”, in Voennoe delo drevnego i srednevekogo naseleniia Severnoi i Central’noi Azii. Sbornik nauchnykh trudov, edd. Iu. S. Khudiakov and Iu. A. Plotnikov (Novosibirsk 1990) 61–70. Janakievski T. (1980) “Kale, s. Strezhevo-Bitolsko (izveshtaj od zashtito arkheoloshko istrazhuvanie)”, Macedoniae Acta Archaeologica 6 (1980) 97–110. Janković Đ. Podunavski deo oblasti Akvisa u VI i pochetkom VII veka (Belgrade 1981). Jakšić N. (1984) “Constantine Porphyrogenetus as the source for destruction of Salona”, Vjesnik za arheologiju i historiju Dalmatinsku 77 (1984) 315–26. Jeremić M. (1995) “Balajnac, agglomération protobyzantine fortifijiée”, Antiquité Tardive 3 (1995) 193–207. Jeremić M. and Milinković M. (1995) “Die byzantinische Festung von Bregovina (Südserbien)”, Antiquité Tardive 3 (1995) 209–25. Karagiorgou O. (2001) “LR2: a container for the military annona on the Danubian border?”, in Economy and Exchange in the East Mediterranean during Late Antiquity: Proceedings of a Conference at Somerville College, Oxford—29th May, 1999, edd. S. Kingsley and M. Decker (Oxford 2001) 129–66. Kirilov Ch. (2007) “Der rissig gewordene Limes. Höhensiedlungen im östlichen Balkan als Zeugnis für die Schwache des oströmischen Reiches in der Spätantike”, in The Lower Danube in Antiquity (VI c. B.C.–VI c. AD): International Archaeological Conference, Bulgaria-Tutrakan, 6.–7.10.2005, ed. L. Vagalinski (Sofijia 2007) 329–52. Klaić N. (1990) Povijest Hrvata u srednjem vijeku (Zagreb 1990). Kleemann O. (1956) “Samländische Funde und die Frage der ältesten Steigbügel in Europa”, in Documenta archaeologica Wolfgang La Baume dedicata 8.II.1955 (Bonn 1956) 109–22. Kolias T. (1988) Byzantinische Wafffen (Vienna 1988). Kouzov Kh. (2000) “A fijind of medieval iron objects from the fortress near the village of Dolishte, Varna district (Bulgarian Black Sea coast)”, Archaeologia Bulgarica 4.2 (2000) 85–91. Kovačević J. (1966) “Avari na Jadranu”, in Referati sa simpozijuma praistorijske i srednjevjekovne sekcije Arheološkog Društva Jugoslavije, ed. N. Tašić (Belgrade 1966) 53–81. Kovács L. (1981) “Der landnahmezeitliche Grabfunde von Hajdúböszörmeny-Erdős tanya”, ActaArchHung 33 (1981) 81–103. Kovrig I. (1955) “Contribution au problème de l’occupation de l’Hongrie par les Avares”, ActaArchHung 6 (1955) 163–92. —— (1963) Das awarenzeitliche Gräberfeld von Alattyán (Budapest 1963). Kukharenko Iu. V. (1952) “Novopokrovskii mogil‘nik i poseleniia”, Arkheolohiia 6 (1952) 33–50. Kurnatowska Z. and Mamzer H. (2007) “Ergebnisse und Erfahrungen aus den polnischen Untersuchungen”, in Post-Roman Towns, Trade, and Settlement in Europe and Byzantium, 2 vols., ed. J. Henning (Berlin and New York 2007) 527–42. Lalović A. (1985) “Gamzigrad/Romuliana”, Arheološki pregled (1985) 164–65. Lazaridis P. (1965) “Nea Anchialos“, ArchDelt 20, no. 2 (1965) 326–34. Liubenova V. (1981) “Selishteto ot rimskata i rannovizantiiskata epokha“, in Pernik I. Poselishten zhivot na khălma Krakra ot V khil. pr. n. e. do VI v. na n. e., ed. T. Ivanov (Sofijia 1981) 107–203.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

846

florin curta

L’vova Z. A. (2000) “Pogrebeniia v Maloi Pereshchepine i Voznesenke i Kubrat, kagan Velikoi Bulgarii”, Stratum 5 (2000) 145–60. Majewski K., Press L., Kolkuna S., Sokhatski Z., Tabash Z., Shubevt V. and Kolendo J. (1974) “Arkheologicheski izledvaniia v zapadniia sektor na Nove”, Izvestiia na Arkheologicheskiia Institut 34 (1974) 176–203. Mano-Zisi Đ. (1958) “Iskopavanja na Carichinom Gradu 1955 i 1956 godine”, Starinar 7–8 (1958) 311–28. Margetić L. (2001) Dolazak Hrvata (Split 2001). Marjanović-Vujović G. (1987) “Pontes-Traianov most. Sredniovekovna ostava B”, Đerdapske sveske 4 (1987) 136–42. Marović I. (1984) “Reflexions about the year of the destruction of Salona”, Vjesnik za arheologiju i historiju Dalmatinsku 77 (1984) 293–314. —— (2006) “O godini razorenja Salone”, Vjesnik za arheologiju i historiju Dalmatinsku 99 (2006) 253–72. Marušić B. (1962) “Neki nalazi iz vremena seobe naroda u Istri”, Jadranski zbornik 5 (1962) 159–75. Mazhitov N. A. (1990) “Kompleksy s monetami VIII v. iz Birskogo mogil’nika”, Sovetskaia Arkheologiia 1 (1990) 261–66. Mikulčić I. (2002) (ed. M. Konrad) Spätantike und frühbyzantinische Befestigungen in Nordmakedonien: Städte-Vici-Refugien- Kastelle (Munich 2002). Milenković M. (1997) “Kostol-Pontes u XI–XII veku”, in Slavianskii srednevekovyi gorod, ed. V. V. Sedov (Moscow 1997) 243–51. Milinković M. (1995) “Die Gradina auf dem Jelica-Gebirge und die frühbyzantinischen Befestigungen in der Umgebung von Čačak, Westserbien”, Antiquité Tardive 3 (1995) 227–50. —— (2001) “Die byzantinische Höhenanlage auf der Jelica in Serbien—ein Beispiel aus dem nördlichen Illyricum des 6. Jh.”, Starinar 51 (2001) 71–133. —— (2006) “Osvrt na nalaze vremena seobe naroda sa juga Srbije i iz susednikh oblasti”, in Niš and Byzantium. IV Symposium, Niš, 3–5 June 2005: the Collection of Scientifijic Works 4, ed. M. Rakocija (Niš 2006) 245–63. —— (2007) “Stadt oder ‘Stadt’: frühbyzantinische Siedlungsstrukturen im nördlichen Illyricum”, in Post-Roman Towns: Trade and Settlement in Europe and Byzantium, 2 vols., ed. J. Henning (Berlin and New York 2007) 159–91. Milošević G. (1987) “Ranovizantijska arhitektura na Svetinji u Kostolcu”, Starinar 38 (1987) 39–57. Müller R. (1996) “Die Awaren und die Landwirtschaft”, in Reitervölker aus dem Osten. Hunnen und Awaren. Burgenländische Landesausstellung 1996: Schloß Halbturn, 26. April-31. Oktober 1996, edd. F. Daim, K. Kaus and P. Tomka (Eisenstadt 1996) 365–71. Mutafchiev P. (1914) “Sondazhi pri s. Chelopech”, Izvestiia na Varnenskoto arkheologichesko druzhestvo 4 (1914) 264–66. Nagy G. (1901) “Sírleletek a régibb középkorból III. Némedi (Tolna m.)”, Archaeologiai Értesitő 21 (1901) 314–18. Nagy K. (2005) “Notes on the arms of the Avar heavy cavalry”, ActaOrHung 58 (2005) 135–48. Nielsen K. H. (1988) “Correspondence analysis applied to hoards and graves of the Germanic Iron Age”, in Multivariate Archaeology: Numerical Approaches to Scandinavian Archaeology, ed. T. Madsen (Aarhus 1988) 37–54. Nikolov D. (1990) “Mezideva: a Thracian settlement in Late Antiquity”, Terra antiqua balcanica 5 (1990) 166–72. Nikolov D. and Kalchev K. (1986) “Razkopki na obekt ‘Mladezhki dom’ v Stara Zagora prez 1982 g.”, Izvestiia na muzeite ot Iugoiztochna Bălgariia 9 (1986) 39–66. Novaković R. (1972) “Neka zapazhanja o 29. i 30. glavi De administrando imperio”, Istorijski časopis 19 (1972) 5–54. Ovcharov D. (1982) Vizantiiski i bălgarski kreposti V–X vek (Sofijia 1982).

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

horsemen in forts or peasants in villages?

847

Petković S. (1995) Rimski predmeti od kosti i roga sa teritorije Gornje Mezije (Posebna izdanja 28) (Belgrade 1995). Pillon M. (2005) “Armée et défense de l’Illyricum byzantin de Justinien à Héraclius (527– 641). De la réorganisation justinienne l’émergence des ‘armées de cité’ ”, Erytheia 26 (2005) 7–85. Pleterski A. (1987) “Sebenjski zaklad”, ArhVest 38 (1987) 237–330. Pohl W. (1988) Die Awaren: Ein Steppenvolk im Mitteleuropa 567–822 n. Chr. (Munich 1988). —— (1995) “Osnove Hrvatske etnogeneze: Avari i Slaveni”, in Etnogeneza Hrvata, ed. N. Budak (Zagreb 1995) 211–23. Popović I. (1990) “Les activités professionnelles Caričin Grad vers la fijin du VIe et le début du VIIe siècle d’après les outils de fer”, in Caričin Grad II: Le quartier sud-ouest de la ville haute, edd. B. Bavant, V. Kondić and J.-M. Spieser (Belgrade and Rome 1990) 269–306. —— (1994–1995) “Les particularités de l’outillage protobyzantin dans les Balkans du Nord”, Starinar 45–46 (1994–95) 67–75. Popović M. (1999) Tvrđava Ras (Belgrade 1999). Popović V. (1982) “Desintegration und Ruralisation der Stadt im Ost-Illyricum vom 5. bis 7. Jahrhundert n. Chr.”, in Palast und Hütte: Beiträge zum Bauen und Wohnen im Altertum von Archäologen, Vor- und Frühgeschichtlern, edd. D. Papenfuss and V. M. Strocka (Mainz 1982) 545–66. Poulter A. G. (1995) Nicopolis ad Istrum: a Roman, Late Roman, and Early Byzantine City (London 1995). —— (2004) “Cataclysm on the Lower Danube: the destruction of a complex Roman landscape”, in Landscapes of Change: Rural Evolutions in Late Antiquity and the Early Middle Ages, ed. N. Christie (Aldershot and Burlington 2004) 223–53. —— (2007) “The Bulgarian-British research programme in the countryside and on the site of an Early Byzantine fortress: the implications for the Lower Danube in the 5th to 6th centuries AD”, in The Lower Danube in Antiquity (VI c. B.C.–VI c. AD): International Archaeological Conference, Bulgaria-Tutrakan, 6.–7.10.2005, ed. L. Vagalinski (Sofijia 2007) 361–84. Powell A. (2004) “The faunal remains”, in Byzantine Butrint: Excavations and Surveys, 1994– 99, edd. R. Hodges, W. Bowden and K. Lako (Oxford 2004) 305–20. Pralong A. (1988) “Remarques sur les fortifijications byzantines de Thrace orientale”, in Géographie historique du monde méditrannéen, ed. H. Ahrweiller (Paris 1988) 179–200. Rajković S. (1997) “Vizantijska Dalmacija u spisu De administrando imperio—nove dileme”, Zbornik radova Vizantološkog Instituta 36 (1997) 221–32. Rapanić Ž. (2001) “Dai coloni greci ai missionari franchi”, in Bizantini, Croati, Carolingi: Alba e tramonto di regni e imperi, edd. C. Bertelli, G. P. Brogiolo, M. Jurković, I. Matejčić, A. Milošević and C. Stella (Milan 2001) 31–59. Rashev R. (2000) Prabălgarite prez V–VII vek (Sofijia 2000). Rautman M. (1990) “Archaeology and Byzantine studies”, Byzantinische Forschungen 15 (1990) 137–65. Rendić-Miočević D. (1952) “Nekoliko zanimljivih nalaza iz starokrščanskog Solina”, Vjesnik za arheologiju i historiju Dalmatinsku 54 (1952) 199–204. Ricz P. and Fábián G. J. (1993) “Interdisciplinarni pristup rekonstrukciji avarskog luka. Kratak prikaz stanja problematike”, Rad Vojvodanskih Muzeja 35 (1993) 79–85. Romiopoulou E. (1973–74) “Agios Demetrios Kitrou”, ArchDelt 29.2 (1973–74) 697. Rosser J. (2001) “Evidence for a Justinianic garrison behind Thermopylae at the Dhema Pass”, in Mosaic. Festschrift for A. H. S. Megaw, edd. J. Herrin, M. Mullett and C. OttenFroux (London 2001) 33–41. Schulze-Dörrlamm M. (2006) “Awarische Einflüsse auf Bewafffnung und Kampftechnik des ostfränkischen Heeres in der Zeit um 600?”, in Arms and Armour as Indicators of Cultural Transfer: the Steppes and the Ancient World from Hellenistic Times to the Early

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

848

florin curta

Middle Ages, edd. M. Mode and J. Tubach (Nomaden und Sesshafte 4) (Wiesbaden 2006) 485–507. Semenov A. I. (1988) “K vyiavleniiu central’noaziatskikh elementov v kul’ture rannesrednevekovykh kochevnikov Vostochnoi Evrope”, Arkheologicheskii sbornik Gosudarstvennogo Ermitazha 29 (1988) 97–111. Shennan S. (1990) Quantifying Archaeology (Edinburgh 1990). Shtereva I. and Radeva M. (2001) “Kolektivna nakhodka ot rannovizantiiski orădiia na truda ot Sliven”, Arkheologiia 42.1–2 (2001) 79–84. Simon L. (1991) “Korai avar kardok”, Studia Comitatensia 22 (1991) 263–346. Smilenko A. T. (1965) Hlodos’ki skarbi (Kiev 1965). —— (1968) “Nakhodka 1928 g. u g. Novye Senzhary (Po materialam obsledovaniia A. K. Takhtaia)”, in Slaviane i Rus’. Sbornik statei. K shestdesiatiletiiu akad. B. A. Rybakova, edd. E. I. Krupnov, V. I. Buganov, S. A. Pletneva, I. P. Rusanova and G. F. Solov’eva (Moscow 1968) 158–66. Sodini J.-P. (1993) “La contribution de l’archéologie à la connaissance du monde byzantin (IVe–VIIe siècles)”, DOP 47 (1993) 139–84. Sokolova I. V. (1995) “Monety pereshchepinskogo klada. Katalog”, Vizantiiskii Vremennik 56 (1995) 305–19. Somogyi P. (1987) “Typologie, Chronologie und Herkunft der Maskenbeschläge: zu den archäologischen Hinterlassenschaften osteuropäischer Reiterhirten aus der pontischen Steppe im 6. Jahrhundert”, ArchAustr 71 (1987) 121–54. —— (1997) Byzantinische Fundmünzen der Awarenzeit (Innsbruck 1997). Sretenović M. (1984) “Mokranjske stene. Visheslojno naselje. Izveshtaj o arkheoloshkim istrazhivanjima u 1980. godini”, Đerdapske sveske 2 (1984) 221–30. Stadler P. (2005) Quantitative Studien zur Archäologie der Awaren I (Vienna 2005). —— (2008) “Avar chronology revisited, and the question of ethnicity in the Avar qaganate”, in The Other Europe in the Middle Ages: Avars, Bulgars, Khazars, and Cumans, ed. F. Curta (East Central and Eastern Europe in the Middle Ages 450–1450 2) (Leiden and Boston 2008) 47–82. Staňa Č. (1961) “Depot želez a žernovů na slovanském hradišti Staré Zámky u Líšně”, Sborník československé společností archeologické pri ČSAV 1 (1961) 110–20. Stanchev D. (1985) “Nakhodka na zhelezni predmeti ot s. Stambolovo, Rusenski okrăg”, Godishnik na muzeite ot Severna Bălgariia 11 (1985) 31–34. Stancheva M. (1970) “Epanouissement et disparition de deux villae rusticae près de Serdica”, in Actes du Premier Congrès international des études balkaniques et sud-est-européennes, Sofijia, 26 août-1septembre 1966, edd. V. Georgiev, N. Todorov and V. Tăpkova-Zaimova, vol. 2 (Sofijia 1970) 535–38. Stanilov S. and Aleksandrov G. (1983) “Srednovekovno ezichesko svetilishte v razvalinite na Montana”, Arkheologiia 25.1–2 (1983) 40–52. Stoichev S. (2005) “Triperite vărkhove na streli ot Shumenskiia region”, in Prof. d.i.n. Stancho Vaklinov i srednovekovnata bălgarska kultura, edd. K. Popkonstantinov, B. Borisov and R. Kostova (Veliko Tărnovo 2005) 171–77. Szádeczky-Kardoss S. (1981) “Der awarisch-türkische Einfluss auf die byzantinische Kriegskunst um 600 (Anmerkungen zum Strategikon des Maurikios)”, Studia turco-hungarica 5 (1981) 63–71. —— (1986) Avarica: Über die Awarengeschichte und ihre Quellen (Szeged 1986). Szentpéteri J. (1993) “Archäologische Studien zur Schicht der Wafffenträger des Awarentums im Karpatenbecken I”, ActaArchHung 45 (1993) 165–246. Totev K. (2002) “Tri vizantiiski procesiini krăsta ot Preslav”, Arkheologiia 43.3 (2002) 57–65. —— (2005) “Vizantiiski procesien krăst ot părvite razkopki v Pliska”, in Prof. d.i.n. Stancho Vaklinov i srednovekovna bălgarska kultura, edd. K. Popkonstantinov, B. Borisov and R. Kostova (Veliko Tărnovo 2005) 216–19.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

horsemen in forts or peasants in villages?

849

Uenze S. (1992) Die spätantiken Befestigungen von Sadovec. Ergebnisse der deutschbulgarisch-österreichischen Ausgrabungen 1934–1937 (Munich 1992). Vagalinski L. (1998) “Ein neuer spätantiker Segmenthelm aus Voivoda, Schumen Gebiet (Nordostenbulgarien)”, Archaeologia Bulgarica 2.1 (1998) 96–106. Vagarelski Kh. (1929) “Iz veshtestvennata kultura na bălgarite (rala)”, Izvestiia na Narodniia Etnografskiia Muzei 8–9 (1929) 98–110. Văzharova Zh. (1976) Slaviani i prabălgari po danni na nekropolite ot VI–XI v. na teritoriiata na Bălgariia (Sofijia 1976). —— (1986) Srednovekovnoto selishte s. Garvăn, Silistrenski okrăg (VI–XI v.) (Sofijia 1986). Velkov V. (1935) “Eine Gotenfestung bei Sadowetz (Nordbulgarien)”, Germania 19 (1935) 149–58. Vitlianov S. (1978) “Kolektivna nakhodka—zhelezni orădiia na truda ot Preslav”, Vekove 7.4 (1978) 76–78. Völling Th. (1995) “Ein frühbyzantinischer Hortfund aus Olympia”, AM 110 (1995) 425–59. Werner J. (1984) Der Grabfund von Malaja Pereščepina und Kuvrat, Kagan der Bulgaren (Munich 1984). —— (1984b) “Ein byzantinischer ‘Steigbügel’ aus Caričin Grad”, in Caričin Grad I: Les basiliques B et J de Caričin Grad, quatre objets remarquables de Caričin Grad, le trésor de Hajdučka Vodenica, edd. N. Duval and V. Popović (Belgrade and Rome 1984) 147–55. —— (1985) “Kagan Kuvrat, fondatore della Magna Bulgaria. La sua tomba a Malaja Pereščepina presso Poltava”, Archeologia Medievale 12 (1985) 709–12. —— (1992) “Golemanovo Kale und Sadovsko Kale: Kritische Zusammenfassung der Grabungsergebnisse”, in Die spätantiken Befestigungen von Sadovec (Bulgarien): Ergebnisse der deutsch-bulgarisch-österreichischen Ausgrabungen 1934–1937, ed. S. Uenze (Munich 1992) 391–417. —— (1992b) “Neues zu Kuvrat und Malaja Pereščepina”, Germania 10.2 (1992) 430–36. Whitby M. and M. (1986) trans. The History of Theophylact Simocatta: an English Translation with Introduction and Notes (Oxford 1986). White L. (1962) Medieval Technology and Social Change (Oxford 1962). Zábojník J. (1991) “Seriation von Gürtelbeschlaggarnituren aus dem Gebiet der Slowakei und Österreichs”, in K problematike osídlenia stredodunajskej oblasti vo včasnom stredoveku, ed. Z. Čilinská (Nitra 1991) 219–321. Zanini E. (1994) Introduzione all’archeologia bizantina (Rome 1994). Zlatarski D. (1960) “Kolektivna nakhodka ot slavianski sechiva ot s. Dălgopol”, Izvestiia na Varnenskoto arkheologichesko druzhestvo 11 (1960) 103–109.

List of Figures Fig. 1 Early Avar, apple-shaped cast stirrups with elongated suspension loop: 1—Baja, sacrifijicial pit; 2—unknown location in northeastern Bulgaria; 3—Pernik, Early Byzantine hill-fort; 4—Nevolino, grave 122; 5—Strezhevo, hoard of iron implements. (After Hampel (1905); Iotov (2004); Goldina and Vodolago (1990); and Janakievski (1980).) Fig. 2 Distribution of late 6th to 7th c. stirrups in south-eastern Europe. The cluster in the Carpathian Basin is of Early Avar, apple-shaped cast stirrups with elongated suspension loop and flat tread slightly bent inwards. Smallest circle, thereafter up to 2, 3, and 7 specimens, respectively. (Data after Stadler (2005), with additions.) Fig. 3 Distribution of 6th and 7th c. stirrups in Eastern Europe. Fig. 4 Hoard of iron implements found in Strezhevo (Macedonia), selected artefacts: L-shaped key, sickle, bridle bit, processional cross, and stirrups. (After Janakievski (1980).) Fig. 5. Distribution of hoards of iron implements and weapons found on Early Byzantine hill-fort sites in the Balkans.

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

850

florin curta

Fig. 6 Correspondence analysis plot of 32 hoards of iron implements and weapons: ASEN—Asenovgrad; BALA—Balajnac; BOZHU—Bozhurovo; CARE—Carevec; CARG— Caričin Grad; CHELO—Chelopech; DALG—Dălgopol; DOLI—Dolishte; GAMZI— Gamzigrad; JELI—Jelica; MONT1—Montana 1; MONT2—Montana 2; ODAR—Odărci; OLYMP—Olympia; PERN—Pernik; PRES1—Preslav 1; PRES2—Preslav 2; RAZG— Razgrad; SEBEN—Sebenje; SHUM—Shumen; SLIV—Sliven; STAM—Stambolovo; STARA1—Stara Zagora 1; STARA2—Stara Zagora 2; STREZH—Strezhevo; TINJ—Tinje; TROI1—Troianov most 1; TROI2—Troianov most 2; VOIV—Voivoda; VRSA1—Vršac 1; VRSA2—Vršac 2; ZHEG—Zheglica. Fig. 7 Correspondence analysis plot of the artefact categories found in 32 hoards of iron implements and weapons: ANV—anvil; AXEFAN—battle axe, fan-shaped; AXEIIAa—battle axe, Bartošková’s class IIAa; AXEIIIAb—battle axe, Bartošková’s class IIIAb; AXEIIIB—battle axe, Bartošková’s class IIIB; BELL—cattle bell; BELTB— belt buckle; BILLG1a—bill-knife, Henning’s class G1a; BILLG1b—bill-knife, Henning’s class G1b; BILLG2b—bill-knife, Henning’s class G2b; BILLG4a—bill-knife, Henning’s class G4a; BILLG5—bill-knife, Henning’s class G5; BIT—bridle bit; BRONZE—bronze vessels; BUCK—bucket handles; CANDLE—candlestick; CENS—censer; CHAIN— plow chain; CHIS—chisel; COMB—currycomb; COUL—coulter, Henning’s class E 1; HAMM—hammer; HOEK3—drag hoe, Henning’s class K3; KETTLE—kettle; KEY1— key, L-shaped; KEY2—key, anchor-shaped; LAMP—lamp; LANCE—lance head, Iotov’s class 1B; MATTK4—mattock, Henning’s class K4; MATTK5—mattock, Henning’s class K8; MATTK8—mattock, Henning’s class K 8; MATTK10—mattock, Henning’s class K10; MATTK15—mattock, Henning’s class K15; OGRIB—tool (“ogribka”); PICKL1—pickaxe, Henning’s class L1; PICKL2—pickaxe, Henning’s class L 2; PLAN1—plane, curved; PLAN2—plane, straight; PLOWA1—ploughshare, Henning’s class A1; PLOWB3—ploughshare, Henning’s class B3; PLOWC1—ploughshare, Henning’s class C1; SCIS—scissors; SCRAPP2—scraping tool, Henning’s class P2; SCRAPP3—scraping tool, Henning’s class P3; SCYTHI2—scythe, Henning’s class I2; SCYTHI5—scythe, Henning’s class I5; SOCK— socketed share; SPADE—spade, Henning’s class F1; SPIK—spike; STIRR8A—stirrup, Iotov’s class 8A; TONGS—tongs; WHETS—whetstone; WIMB—wimble. Fig. 8 Hoard of iron implements found in Troianov most (Serbia), selected artefacts: sickle, scythes, belt buckle, stirrup, and censer. (After Garašanin and Vašić (1987).) Fig. 9 Hoard of iron implements found in Razgrad (Bulgaria), selected artefacts: battle axes, ploughshares, and billknives. (After Ivanov and Stoianov (1985).)

© 2013 Koninklijke Brill NV ISBN 978-90-04-25257-8

View more...

Comments

Copyright ©2017 KUPDF Inc.