Ejemplo Plan Auditoria Informatica

 

PFBKIBDHÔK JI FB BYJHZC\ÏB IK HKEC\OÂZHDB Zcjb bujhtcrïb riquhiri ji ukb bjidubjb pfbkibdhôk, dck if ehk ji jiehkhr dfbrboikti fcs clnithvcs y bfdbkdi jif trblbnc, bsï dcoc fbs tèdkhdbs y mirrbohiktbs b uthfhzbr, fbs mcrbs mcolris b riquirhr pbrb fb inidudhôk ji fb rivhshôk2. Clnithvcs y bfdbkdi jif trblbnc ji bujhtcrïb hkecroâthdb  •  Zèdkhdbs y mirrbohiktbs b uthfhzbr>  Fhkibohiktcs y dcknuktc ji mirrbohiktbs ji •  hopfioiktbdhôk DCLHZ ik if jcohkhc ispidïehdc. Mcrbs mcolris b riquirhr pbrb fb inidudhôk ji fb rivhshôk. •  \idurscs riquirhjcs> pcrtâthf, hopriscrb, jhspckhlhfhjbj ji dckixhôk b Hktirkit, scetwbri ji •  prcjudthvhjbj (prcdisbjcr ji pbfblrbs, mcnb ifidtrôkhdb ji dâfdufc, prcgrbob pbrb fb prisiktbdhckis oufthoijhb), pbpifis ji trblbnc privhcs, hkecrois ji bujhtcrïbs bktirhcris y ispbdhc eïshdc ji trblbnc. Jiktrc ji fb pfbkibdhôk pfbkibdhôk tbolhèk si si hkdfuyi fb bdthvhjbj bdthvhjbj ji dcoprikshôk dcoprikshôk jif kigcdhc y ji su bolhikti, b trbvès ji fb dubf if bujhtcr fcgrb ukb vhshôk gikirbf ji fb crgbkhzbdhôk y ji fcs prcdiscs hktirkcs ik if ârib ji istujhc. If isquiob risuoik ji fb hkecrobdhôk jisdrhtb mbstb isti puktc>

Pfbkibdhôk ji fb Bujhtcrhb DCLHZ   

Dckcdhohiktc gikirbf ji fb Ykhjbj ik Istujhc   

Dckcdhohiktc gikirbf jif prcdisc ik istujhc         

∜

∜

∜

∜

Jisdrhpdhôk jif prcdisc  Thstiobthzbdhôk jif prcdisc  Bdthvhjbjis inidutbjbs  Bkâfhshs rhisgcs/boikbzbs/hopbdtc y dcktrcfis hkecroâthdcs jhspckhlfis y ridcoikjbjcs.   

Dckcdhohiktc jif shstiob ji hkecrobdhôk uthfhzbjc    Jisdrhpdhôk jif shstiob ji hkecrobdhôk    Oôjufcs jif shstiob    \ipcrtis gikirbjcs  ∜

∜

∜

2

 Phbtthkh y Jif Pisc (288=).

 

Pfbk ji bddhôk pbrb fb hopfioiktbdhôk ji DCLHZ Clnithvc> Oitbs> Bfdbkdi> Prcdisc> HItbpb

Jisdrhpdhôk Tifiddhôk jif Iquhpc ji Bujhtcrhb        

∜ ∜ ∜ ∜

HH

Bujhtcr hktirkc Pirsckbf ji fb Dccrjhkbdhôk Dccrjhkbdhôk ji shstiobs \iprisiktbkti ji Jipbrtboiktcs Ysubrhcs Jhridtcs

Pfbkibdhôk ji fb Bujhtcrïb   Clnithvcs y bfdbkdi jif trblbnc ji bujhtcrïb.   Zèdkhdbs y mirrbohiktbs b uthfhzbr.   \idurscs ehkbkdhircs, muobkcs y eïshdcs riquirhjcs pbrb fb

∜ ∜ ∜

inidudhôk ji fb bujhtcrïb. 

HHH

Cltikdhôk ji dckcdhohiktc bdtubfhzbjc   Fb crgbkhzbdhôk

∜

  c   c  c  c  c 

\iquirhohiktcs gikirbfis jif kigcdhc Istrudturb crgbkhzbthvb \cfis y rispcksblhfhjbjis Pcfïthdbs y prcdijhohiktcs Fiyis y rigufbdhckis Hkjhdbjcris ji dcktrcf istblfidhjcs (ripcrtis ji ockhtcric — mhstôrhdcs y bdtubfis —, bddhckis inirdhjbs y risuftbjcs cltikhjcs). \ipcrtis girikdhbfis (stbtus y jisiopiòc). c 

c

HHH

Cltikdhôk ji dckcdhohiktc bdtubfhzbjc sclri>   Fb ukhjbj rispcksblfi jif prcdisc lbnc istujhc ∜

  c  c  c 

c

Istrudturb crgbkhzbthvb Eukdhckis Bdthvhjbjis rifbdhckbjbs b su eukdhôk Pfbtbecrob hkecroâthdb jhspckhlfi (Iquhpcs y scetwbri hkstbfbjcs)

  If Prcdisc lbnc istujhc Jisdrhpdhôk gikirbf c  Bdthvhjbjis jif prcdisc dck su dcrrispckjhikti c 

∜

jisdrhpdhôk

  Thstiobthzbdhôk jif prcdisc lbnc istujhc> jbtcs

c

riquirhjcs, bdthvhjbjis inidutbjbs y risuftbjcs Jitirohkbdhôk ji rhisgcs y boikbzbs jif prcdisc c  Thstiobthzbdhôk ji fbs bdthvhjbjis ji dcktrcf jif c  prcdisc>   Dcktrcfis Privikthvcs   Dcktrcfis Jitidthvcs  

Dcktrcfis Dcrridthvcs

\ieirikdhb

 

  If Thstiob ji Hkecrobdhôk uthfhzbjc Jisdrhpdhôk ji fcs oôjufcs c    Eukdhôk   Jbtcs riquirhjcs   \ipcrtis gikirbjcs 

∜

HU

Bpfhdbdhôk ji fb Guïb gikèrhdb DCLHZ ik if prcdisc lbnc istujhc  

∜

Hjikthehdbdhôk y Jcduoiktbdhôk c  Dckcdhohiktc ji fbs tbribs rifbdhckbjbs ri fbdhckbjbs 

  Hjikthehdbdhôk ji fcs rispcksblfis jif prcdisc (Zblfb

c

\BDH)  Iktrivhstbs b fcs hkecrobktis dfbvi   c  Jisdrhpdhôk ji fcs Prcdijhohiktcs istblfidhjcs.  c 

  Ivbfubdhôk sigþk fcs clnithvcs ji dcktrcf prcphcs jif

∜

jcohkhc

Zcobr ik duiktb if ocjifc ji objuriz dcrrispckjhikti, fiyis, rigufbdhckis y drhtirhcs prcphcs ji fb crgbkhzbdhôk ik dubktc b dbfhjbj, ehjudhbrhcs y sigurhjbj. Hktirpritbdhôk ji fcs risuftbjcs ji fb ivbfubdhôk ∜ 

\IPC\ZI EH \IPC\ZI EHKBF KBF JI B BYJHZC\ YJHZC\ B  \ivhsbjc pcr>  Bprclbjc pcr>  Fugbr y Eidmb>  <

 HTBDB ( \ispcksblfi> 

Khvif ji \ifivbkdhb> 

Ivbfubdhôk> 

Inidutbjc pcr>

Hopcrtbkdhb> 

Khvif ji \hisgc> 

Ivbfubdhôk> Prclfiobs> Cphkhôk ji fb Girikdhb> \idcoikjbdhôk> \ivhscr>

Eidmb>