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WWU -- Chemistry
CHAPTER 10 Nucleophilic Substitution The SN1 and SN2 Mechanisms
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Sect. 10.1: Overview of nucleophilic substitution • The
substitution reaction: SN1 and SN2 substitution • Primary halides = S N2 • Secondary halides = both mechanisms! • Tertiary halides = SN1 • Leaving groups: halogens most common • There are a number of different nucleophiles!!
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Sect. 10.1: Overview of nucleophilic substitution • The
substitution reaction: SN1 and SN2 substitution • Primary halides = S N2 • Secondary halides = both mechanisms! • Tertiary halides = SN1 • Leaving groups: halogens most common • There are a number of different nucleophiles!!
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Nucleophilic Substitution (SN2) Oxygen Nucleophiles (SN2) _
R-CH 2-X substrate
+
Nu
nucleophile
_ R-CH 2-X + O-H hydroxide _ R-CH 2-X + O-R alkoxide _ R-CH 2-X + O-C-R O carboxylate
_
R-CH2-Nu product
+
leaving group
R-CH 2-O-H + alcohol R-CH 2-O-R + ether R-CH 2-O-C-R + O ester
X
_
X X
_
X
_
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Nitrogen as a nucleophile (SN2) _
R-CH 2-X
+
substrate
nucleophile
R-CH2-Nu product
+
NH 3 ammonia
X
leaving group _
+
R-CH 2-X +
+
Nu
_
R-CH2-NH3
X
_
R-CH 2-NH3 X
R-CH 2-NH2 primary amine
+
H-X
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Carbon as a nucleophile (SN2) _
R-CH2-X substrate
+
Nu
nucleophile
_ C N R-CH2-X + cyanide _ R-CH2-X + C C-H _ R-CH 2-X + CH2-C-R O
_
R-CH2-Nu product
+
X
leaving group
R-CH2 C N + nitrile
X
_
_
R-CH2- C C-H + alkyne
X _
R-CH 2 CH2-C-R + X ketone
O
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H
R
d-
O
C
H H
Br
d-
energy
H
_ .. _ O: .. R
H
C
H
Br
Reaction coordinate
OH R C H H Br
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The SN1 Mechanism 1)
CH3 CH3 C
CH3 CH3
slow
CH3 C +
CH3
.. _ : Br : ..
+
carbocation
: Br: .. 2) CH3 CH3 C +
CH3 CH3
+ : Nu
_
fast
CH3 C Nu
CH3
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d+R
R C R
d+ R
Br
d-
C R R Nu
d+R
R C
R
energy
intermediate
R R R C R Br
R C R Nu
Reaction coordinate
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Sect. 10.2: SN2 Mechanism • reaction
and mechanism
• kinetics • stereochemistry • substrate
structure • nucleophiles • leaving groups • solvents
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The SN2 Reaction Sterically accessible compounds react by this mechanism!! _ CH3 Br
+
.. :O ..
H
Methyl group is small
.. CH3 OH ..
+
.. _ : Br : ..
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SN2 Mechanism: kinetics • The
reactions follows second order (bimolecular) kinetics
• Rate
= k [R-Br]1 [OH-]1
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H
R
d-
O
C
H H
Br
d-
energy
H
_ .. _ O: .. R
H
C
H
Br
Reaction coordinate
OH R C H H Br
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SN2 Reaction: stereochemistry H
.. _ O: ..
CH3
CH3 C H
d-
Br
H
d-
O
Et
C H
Et
(R)- enantiomer
Inversion of configuration
H
.. O ..
CH 3 _
C
H Et
(S) enantiomer
+
Br
Br
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For an SN2 Reaction:
EVERY REACTION EVENT ALWAYS LEADS TO INVERSION OF CONFIGURATION
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SN2 Reaction: substrate structure (Table 10-5) krel CH3 Br
150
CH3 CH2 Br
1
CH3 CH Br
0.008
CH3 CH3 CH3 C CH3
Br
unreactive! KI in Acetone at 25°
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Chloromethane + Iodide as the Nucleophile
Fast
I-
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tert -Butyl Chloride + Iodide as the Nucleophile
No reaction I-
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SN2 Reaction: substrate structure CH3 CH3-Br > CH3-CH2-Br >
CH3
CH
Br >
CH3 primary
secondary
Reactivity order---- fastest to slowest!
CH3
C CH3 tertiary
Br
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Predict which is more nucleophilic -
-
CH3-O or CH3-S -
CH3-S
is more nucleophilic!
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Relative Nucleophilicity
CH3OH H2O
O CH3 C
_ OH _ O
_ O
_ OCH3
_ _ I
SH _ N C
Increasing Nucleophilicty
1) In general, stronger bases are better nucleophiles 2) However, iodide doesn’t fit that pattern (weak base, but great nucleophile!) 3) Cyanide is an excellent nucleophile because of its linear structure 4) Sulfur is better than oxygen as a nucleophile
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SN2 Reaction: Leaving Groups • Best
leaving groups leave to form weak Lewis bases.
• Good leaving groups: • Br, I, Cl, OTs, OH2+ • “Lousy” leaving groups: • OH, OR, NH2,, F
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Sulfonate Leaving Groups O R
O
S
CH3
R
OTs
O para -Toluenesulfonate
Tosylate
O R
O
S
Br
R
OBs
O para -Bromobenzenesulfonate
Brosylate
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Tosylate leaving group CH3 H
C
OH CH3
CH2
CH3
O
H
S
Cl
O
[Ts-Cl]
C
O
Ts
CH2 + H-Cl
Retention of configuration
(S)-(+)-1-Phenyl-2-propanol
(S)-(+)-1-Methyl-2-phenylethyl tosylate
CH3 H
C
O
Ts
CH2 C2H5O
_
Retention or inversion?
CH3 CH2 CH
O CH2 CH3
2-Ethoxy-1-phenylpropane
Is this ether (R) or (S)?
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Inversion of Configuration CH3 CH2
H
O _
O
CH3 C
CH2
O
S
CH3
O
(S)
CH3 CH2 O
CH3 H C
O
CH2 +
R
CH3
S O
O
_
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SN2 Reaction: solvents SN2 reactions are accelerated in polar, aprotic solvents. Consider Na+ -OEt as an example of a nucleophile.
Why are reactions accelerated? The Na + cation is complexed by the negative part of the aprotic solvent molecule pulling it away from –OEt. Now that the sodium ion is complexed, the oxygen in the nucleophile –OEt is more available for attack.
Aprotic solvents • These
solvents solve nts do do not have OH OH bonds in them. them. They complex the cation through the lone pairs on oxygen or nitrogen: O Acetone H3 C
CH3 O
Dimet imethy hyll sulfox sulfoxide ide (DMSO) DMSO)
H3 C
S
CH3
O Dimethy Di methylf lforma ormamid mide e (DMF)
Acetonitrile
H3 C C N
H
N
CH3 CH3
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How cations are complexed with aprotic solvents H3C S CH3 O Na
H3C
O S
CH3
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Now that the Na+ is complexed, the –OEt can react more easily
Et O
H3C Br
Et O CH3
Br
SN2 Reaction: solvents SN2 reactions are retarded (slowed) in polar, protic solvents. Protic solvents have O-H groups. Why are reactions retarded? Nucleophile is hydrogen bonded to solvent! Et O
H O Et
The nucleophile is hydrogen bonded to ethanol - reduces nucleophilicity
Protic solvents Typical protic solvents: Water
H
O
Methanol
H
Ethanol
H
Acetic acid
Formic acid
abbreviations
H
H
H
O
CH3
HOMe
O
CH2 CH3
HOEt
O
C CH3 O
O
C H O
HOAc
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Sect. 10.4: SN1 Mechanism
reaction and mechanism • kinetics • stereochemistry • substrate structure • nucleophiles • leaving groups • solvents •
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Solvolysis of tert -Butyl Bromide Acetone is used to dissolve everything! Water is the solvent and nucleophile (solvolysis).
CH3
CH3 CH3 C Br
CH3
+
H2O
acetone
CH3 C
CH3
+
H
Br
OH + other products
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The SN1 Mechanism 1)
CH3 CH3 C
CH3 CH3
slow
CH3 C +
: Br: .. 2)
+
carbocation
CH3 CH3 C +
CH3
.. _ : Br : ..
H CH3
+ :O:
CH3 fast
CH3 C
H
:O
CH3 +
H
H 3)
CH3
CH3 CH3 C :O H
CH3 +
H
fast
CH3 C :O ..
CH3
+
H
+
H
1935: Hughes & Ingold
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d+R
R C R Br
d-
+ R
R R C R O H intermediate H
R C R
energy
intermediate R R R C R Br
R C R OH
Reaction coordinate
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SN1 Reaction: kinetics • The
reactions follows first order (unimolecular) kinetics
• Rate
= k [R-Br]1
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SN1 Reaction: stereochemistry With chiral R-X compounds, the product will be racemic (50% of each enantiomer).
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Stereochemistry in SN1 reactions – racemic product
Slow Pr C
CH3-O-H
Pr C Br H3C Et 3o substrate
polar protic solvent!
(S) enantiomer
H3C Et planar carbocation
CH3-O-H front side attack Pr C H3C Et CH3-O-H Fast
back side attack
Pr H3C Et
H3C H
C O
CH3 H
Pr
H fast
Pr H
O CH3 Et
fast
H Et
H3C
C O
CH3
50% (S) Pr O CH3 Et 50% (R)
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d+R
R C R Br
d-
+ R
R R C R O H intermediate H3C
R C R
energy
intermediate R
R C R O-CH3
R R C R Br
Reaction coordinate
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SN1 Reaction: substrate structure CH3 Br
krel no reaction
CH3 CH2 Br
1.00
CH3 CH Br
11.6
CH3 CH3 CH3 C
Br
6 1.2 x 10
CH3 Solvolysis in water at 50°C
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SN1 Reaction: substrate structure tertiary>secondary>primary > methyl Primary and methyl halides are very unreactive! They don’t go by S N1 reactions.
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CH3 CH3
C
Br
>
CH3
secondary
CH3 CH3
C+ CH3
tertiary carbocation (very stable) three methyl groups
Br >
CH3-CH2-Br
> CH3-Br
CH3
CH3 tertiary
CH
primary
+
CH3
CH
+
CH3
CH 2
+
CH3
CH3
secondary carbocation
two methyl groups
primary carbocation (unstable) one methyl group
very unstable carbocation no methyl groups
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Nucleophiles Usually SN1 reactions are run in polar protic solvents; compounds with O-H groups. • The polar protic solvent acts as BOTH nucleophile as well as the solvent. • Common solvent/nucleophiles include: water, ethanol, methanol, acetic acid, and formic acid. •
A protic solvent acts as both a solvent and nucleophile in SN1 reactions - solvolysis: Water
H
O
Methanol
H
Ethanol
H
Acetic acid
Formic acid
abbreviations
H
H
H
O
CH3
HOMe
O
CH2 CH3
HOEt
O
C CH3 O
O
C H O
HOAc
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Typical solvolysis reaction
Slow Pr C
CH3-O-H
Pr C Br H3C Et 3o substrate
Solvent is the (S) enantiomer nucleophile
polar protic solvent!
H3C Et planar carbocation
CH3-O-H front side attack Pr C H3C Et CH3-O-H Fast
back side attack
Pr H3C Et
H3C H
C O
CH3 H
Pr
H fast
Pr H
O CH3 Et
fast
H Et
H3C
C O
CH3
50% (S) Pr O CH3 Et 50% (R)
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Leaving groups •
Leaving groups are the same as in S N2 reactions:
•
Cl, Br, I, OTs are the usual ones.
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SN1 Reaction: solvent polarity • SN1
solvolysis reactions go much faster in trifluoroacetic acid and water (high ionizing power).
• SN1
solvolysis reactions go slower in ethanol and acetic acid (lower ionizing power).
• See
table 10-9.
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SN2 versus SN1 Reactions • A primary alkyl
halide or a methyl halide should react by an S N2 process. Look for a good nucleophile, such as hydroxide, methoxide, etc. in an polar aprotic solvent. • A tertiary alkyl halide should react by an S N1 mechanism. Make sure to run the reaction under solvolysis (polar protic solvent) conditions! Don’t use strong base conditions - it will give you nothing but E2 elimination! • A secondary alkyl halide can go by either mechanism. Look at the solvent/nucleophile conditions!!
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SN2 versus SN1 Reactions (continued) • If
the reaction medium is KI or NaI in acetone, this demands an SN2 mechanism.
• If
the reaction medium is AgNO3 in ethanol, this demands an SN1 mechanism.
• If
the medium is basic, look for S N2.
• If
the medium is acidic or neutral, expect S N1.
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Comparison of SN1 and SN2 Reactions • See
Table 10-10 on page 936. Great table!!
• Section
10-5: Solvent effects; been there done that!!
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Sect. 10.6: classification tests • Sodium
iodide and potassium iodide in acetone are typical SN2 reagents!!
• Silver
nitrate in ethanol is a typical SN1 reagent!!
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Sect. 10.7: Special Cases Neopentyl compounds are very unreactive in SN2 reactions.
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Effect of b-substitution on SN2 reactivity (Table 10-11) krel b
H CH 2 CH 2 Br
1.0
b
CH 3 CH 2 CH 2 Br
0.65
CH 3 CH 3 CH CH 2 Br
0.15
b
CH 3 CH 3 C
b
CH 2 Br
Neopentyl bromide
0.000026
CH 3 KI in Acetone at 25°
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Neopentyl Transition State Y Y
R1 R1
H C
C R2
H
R3
Nu Nu
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Allylic and Benzylic compounds Allylic and benzylic compounds are especially reactive in SN1 reactions. Even though they are primary substrates, they are more reactive most other halides! They form resonance stabilized carbocations.
CH2-Br
benzyl bromide
CH2=CH-CH2-Br allyl bromide
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Solvolysis Rates: SN1 Table 10-13 krel
Ethyl chloride Isopropyl chloride Allyl chloride Benzyl chloride tert-Butyl chloride
very small 1 74 140 12,000
80% Ethanol-water at 50°
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Allylic and Benzylic compounds Allylic and benzylic compounds are especially reactive in SN2 reactions. They are more reactive than typical primary compounds!
CH2-Br
benzyl bromide
CH2=CH-CH2-Br allyl bromide
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Reaction with KI in Acetone: SN2 Table 10-14 krel
Ethyl chloride Allyl chloride Methyl chloride Benzyl chloride
1 33 93 93
60° C
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Vinyl and Phenyl Compounds Vinyl and Phenyl compounds are completely inert in both SN1 and SN2 reactions!!
Cl
H CH2
C Cl
vinyl
phenyl
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Reactivity order for SN1
CH2 R C R R
3
o
Br
Br
>
> H H C C CH2 Br H
Benzyl Allyl
R CH Br
>>
R CH2
Br
>> CH3-Br >>
Br H C Br
R
2o
1o
methyl
R R
phenyl vinyl Inert!! No reaction
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Reactivity order for SN2 About same reactivity
CH2
Br
H H C C CH2 Br H
Benzyl Allyl
=
CH3-Br
methyl
>
R CH2
1o
Br
>
R CH Br R
2o
>>>
R C R R
Br
3o Can not undergo SN2
>>>
Br H
R
C
Br
R phenyl vinyl Inert!! No reaction!!
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Sect. 10.8: Cyclic Systems • Cyclopropyl
and cyclobutyl halides are very unreactive in both SN1 and SN2 reactions
• Cyclopentyl
halides are more reactive than cyclohexyl halides in SN1 and SN2 reactions.
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Bicyclic systems: Bredt’s Rule p orbitals on a bridgehead position in a rigid bicyclic molecule.
You can’t have
-- You cannot form a carbocation at a bridgehead position. bridgehead
+ bridgehead
--You cannot have a double bond at a bridgehead position.
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AgNO 3 Ethanol Cl
No reaction!
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Sect. 10.9: Carbocation Rearrangement 1)
CH3 CH3 C
CH3 slow
CH CH3
CH3 Br
CH3 C CH3
CH CH3 +
_ + Br
a carbocation 2)
CH3 C CH3
3)
CH3
CH3
CH3 C +
CH CH3 +
CH3
CH3
CH3 CH3 C +
CH CH3
CH CH3 CH3
+
ROH
CH3 C
CH CH3
OR CH3
+
+ H
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A Closer Look... CH3 CH3 C CH3
CH3 CH CH3 +
CH3 C +
CH3 CH3
C
+
CH CH3
CH3 transition state
CH CH3 CH3
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Carbocation Rearrangement
CH3 CH3 C CH3
CH
CH3
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Carbocation Rearrangement
CH3 CH3 C CH3
CH
CH3
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Carbocation Rearrangement
CH3 CH3 C CH3
CH
CH3
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Carbocation Rearrangement
CH3 CH3 C
CH
CH3
CH3
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Carbocation Rearrangement
CH3 CH3 C
CH CH3
CH3
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Carbocation Rearrangement
CH3 CH3 C
CH CH3
CH3
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Carbocation Rearrangement
CH3 CH3 C
CH CH3
CH3
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Carbocation Rearrangement
CH3 CH3 C
CH CH3
CH3
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Sir Christopher Ingold
Source: Michigan State University, Department of Chemistry http://www.chemistry.msu.edu/Portraits/PortraitsHH_collection.shtml
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Saul Winstein
Source: Michigan State University, Department of Chemistry http://www.chemistry.msu.edu/Portraits/PortraitsHH_collection.shtml
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Sect. 10.10 Competing Reactions: Elimination -- Table 10-16 Lower temperatures favor substitution; higher temperatures give more elimination. • Highly branched compounds (secondary and tertiary compounds) give mostly elimination with strong bases. Weaker bases give more substitution. A basic medium favors E2; a more nucleophilic medium favors S N2. • Primary compounds give mostly substitution with nonbulky nucleophiles. A bulky base (tert-butoxide) gives elimination. • Tertiary compounds should be reacted under solvolysis conditions to give substitution!!! •
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Sect. 10.11: Neighboring group participation O CH3 CH C Br
O _ _ O + CH O 3 > 0.5 M
CH3OH inversion
CH3 CH C Br (R)-(+)
OCH3 (S)-(-)
(R)-(+)
O
CH3 CH C
_ _ O + Br
O _ _ O + CH O 3 < 0.1 M
CH3OH retention
CH3 CH C
_ _ O + Br
OCH3 (R)-(+)
!!!
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Under SN2 Conditions _ .. CH3 O : ..
CH3 C
H
Br
C _ O
O
CH3
CH3 O
Br
C H _ O
C O
(R)
CH3 Inversion of configuration
CH3 O
C C
_ O (S)
H O
+
Br
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Internal SN2 reaction followed by an external SN2 reaction H
CH3 _
C ..
:O ..
H
Br
slow
C
O C
C
C H _
..
:O ..
:O :
CH3
CH3 _ + Br
O
O (R)
CH3 ..
O ..
C O
+
H (R)
Retention of Configuration
CH3 + H
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Neighboring Group Participation 1)
G
G: C
C
slow
C
C
+
.. _ :X: ..
X
2) C
G:
G:
G C
fast
C
C Nu
Nu :
X
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Neighboring group participation: Summary • Retention of configuration • Enhanced rate of reaction
Mustard gas • Mustard gas is a substance that causes tissue blistering (a vesicant). It is
highly reactive compound that combines with proteins and DNA and results in cellular changes immediately after exposure. Mustard gas was used as a chemical warfare agent in World War I by both sides.
Cl
Cl S
Mustard gas
Cl
Cl S
Cl
Cl S
Neighboring group participation Internal SN2
O-Enzyme External SN2
O-Enzyme
Cl S
Cl
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Sect. 10.13: Ion-pair mechanisms (skip!!) • SN1 reactions are “expected” to give a 50 -50
(racemic) mixture of the two enantiomers!! • But, if the leaving group doesn’t get out of the way, you will get more inversion than retention, which makes it “look like” S N2. • In the extreme, you could have a carbocation give only inversion of configuration by an S N1 mechanism!!
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In-Class Problem For the following reaction,
CH3 CH
CH
CH2 OTs
H2O acetone
A)
Identify the mechanism of this reaction.
B)
Predict the product(s) of this reaction, and identify them as major or minor , if appropriate.
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The following table may be helpful as a review
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