Case Study Research Method

December 4, 2018 | Author: Costin Stefanoiu | Category: Validity (Statistics), Case Study, Quantitative Research, Theory, Research Design
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CASE STUDY RESEARCH METHOD

LOGIC OF CASE STUDY

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PLAN

DESIGN

COLLECT

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Based on R.Yin, 2009, Case Study Research, 4th Ed., SAGE

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LOGIC OF CASE STUDY

PREPARE

PLAN

DESIGN

COLLECT

SHARE

Based on R.Yin, 2009, Case Study Research, 4th Ed., SAGE

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WHEN TO USE? •

“How” and “Why” research questions



Researcher has little control over events



Focus is on contemporary phenomenon within real-life contex contextt

GOALS OF CASE STUDY •

Exploratory



Descriptive



Explanatory

CRITICISM •

Rigor of case study research



Little basis for scientific generalization



Too long, result in massive, unreadable documents



Can’t directly address causal relationships

DEFINITION (R.YIN, 2009, Case Study Research, 4th Ed., SAGE. p.18)

1. A case study is an empirical enquiry that •



investigates a contemporary phenomenon in depth and within its real-life context, especially when the boundaries between phenomenon and context are not clearly evident.

2. The case study inquiry •





copes with the technically distinctive situation in which there will be many more variables of interest than data points, and as one result relies on multiple sources of evidence, with data needing to converge in a triangulating fashion, and as another result benefits from the prior development of theoretical propositions to guide data collection and analysis.

NUMBER OF CASES •



Single vs. Multiple Comparative case method (distinctive form of multiple case study)

DESIGN

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RESEARCH DESIGN OF CASE STUDY •

Research design – logic linking data to be collected to the initial questions of study



Logical connection between questions and findings



Example: inter-organizational study

COMPONENTS OF RESEARCH DESIGN •

Questions of a study



Propositions



Unit(s) of analysis



Logic linking the data to the propositions



Criteria for interpreting the findings

ROLE OF THEORY IN DESIGN •





Theoretical framework for a study E.g., organizational theories (theories of bureaucracy, organizational structure and functions; excellence in organizational performance, and inter-organizational partnerships) Generalizations: statistical and analytic

CRITERIA FOR JUDGING THE QUALITY OF RESEARCH DESIGN •







Construct validity: identifying correct operational measures for the concepts being studied Internal validity: seeking to establish a causal relationship, whereby certain conditions are believed to lead to other  conditions External validity: defining the domain to which a study’s findings can be generalized Reliability: demonstrating that the operations of a study –  such as the data collection procedures – can be repeated, the same results

CONSTRUCT VALIDITY •

Problem: •



Operational set of measures: objectivity vs. subjectivity

Tactics: •

Use multiple sources of evidence



Establish chain of evidence



Have key informants review draft case study report

INTERNAL VALIDITY •



Problem: •

Mainly a concern for explanatory case studies



Making inferences in a case study

Tactics: •

Do pattern matching



Do explanation building



Address rival explanation



Use logic model

EXTERNAL VALIDITY •

Problem: •



Is this study generalizable? This is a major concern in case studies!

Tactics: •

Use theory in single-case studies



Use replication logic in multiple-case studies

RELIABILITY •

Problem: •



To minimize errors and biases in a study

Tactics: •

Use case study protocol



Develop case study database

PREPARING FOR DATA COLLECTION

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DESIRED SKILLS •

Ask good questions



Be a good ”listener”



Be adaptive and flexible



Have a firm grasp of the issues being studied



Be unbiased by preconceived notions

PROTOCOL OF INVESTIGATION •

Major way to increase the reliability of case study



Guides the investigator in the data collection



General content of a case study protocol: •

an overview of the project



field procedures



case study questions



a guide for case study report

COLLECTING CASE STUDY EVIDENCE

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SOURCES OF EVIDENCE •

Documentation



Archival records



Interviews



Direct observation



Participant observation



Physical artefacts

DOCUMENTATION •

Strengths: •



Weaknesses: •





Stable, unobtrusive, exact, broad coverage

Retrievability, biased selectivity, reporting bias, and access

Use of documents: to corroborate and augment evidence from other sources An Internet search prior to field visit

ARCHIVAL RECORDS •



Strengths: •

Same as for documents



Precise and usually quantitative

Weaknesses: •

Same as for documents



Accessibility due to privacy reasons



Often take a form of computer files and records



E.g., organizational records (budget or personnel records)



Usefulness of archival records vary: from essential to passive relevance

INTERVIEWS •

Strengths: •



Targeted, insightful

Weaknesses: •

Bias due to poorly articulated questions



Response bias



Inaccuracies due to poor recall



Reflexivity

DIRECT OBSERVATIONS •

Strengths: •



Weaknesses: •



Reality, contextual

Time-consuming, selectivity, reflexivity, and cost

Observations of meetings, factory work, classrooms, etc.

PARTICIPANT OBSERVATION •



Strengths: •

Same as for direct observation



Insightful into interpersonal behavior and motives

Weaknesses: •

Same as for direct observation



Bias due to participant-observer’s manipulation of events

PHYSICAL ARTEFACTS •

Strengths: •



Weaknesses: •



Insightful into cultural features and technical operations

Selectivity and availability

E.g., technological device, tool or instrument, a work of art

PRINCIPLE 1: USE MULTIPLE SOURCES OF EVIDENCE •







Use of multiple sources is a strength of a case study Triangulation -> findings are more convincing and accurate Convergence and nonconvergence of sources Prerequisites for using multiple sources: costs, knowledge in different data collection methods

PRINCIPLE 2: CREATE A CASE STUDY DATABASE •

Way of organizing and documenting the data collected



Increases reliability of research



Database includes: •

case study notes (e.g., results of interviews, observations)



case study documents



tabular materials (e.g., survey and other quantitative data)



narratives (open-ended answers to the questions)

PRINCIPLE 3: MAINTAIN A CHAIN OF EVIDENCE •



To allow an external observer to follow the derivation of any evidence from initial research questions to ultimate conclusions Not only the actual evidence but the circumstances of its collection

ANALYSIS

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GENERAL STRATEGIES •

Relying on theoretical propositions



Developing a case description



Using both qualitative and quantitative data



Examining rival explanations

1. PATTERN MATCHING •







Compare an empirically based pattern with a predicted one Can help to strengthen the internal validity A pattern might be related to the variables of the study Example of pattern analysis

2. EXPLANATION BUILDING •





Analysis of a case study by building an explanation about the case Mainly relevant to explanatory case studies Explanation building occurs most often in a narrative form



Reflect theoretically significant propositions



Iterative nature of explanation building



Potential problems with explanation building

3. TIME-SERIES ANALYSIS •

The ability to trace changes over time is a strength of case studies



Single dependent or independent variable



Statistical tests are used



Complex time series analysis



Chronologies

4. LOGIC MODELS •

The model stipulates a complex chain of events over an extended period of time



Repeated cause-effect-cause-effect patterns



Can be considered as a form of pattern matching



Matching empirically observed events to theoretically predicted events

5. CROSS CASE SYNTHESIS •



Applied specifically to the analysis of multiple cases Cases for synthesis might come from different studies

REPORTING CASE STUDY

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ISSUES IN REPORTING •





There is no any stereotypic form Targeting case study reports Structures for case study reports: •

Linear-analytic (for all types)



Comparative (for all types)



Chronological (for all types)







Theory-building (for explanatory and exploratory) Suspense (only for explanatory) Unsequenced (only for descriptive)

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