Bach's Notation of Tempo - Sherman - Early Music

Bach's Notation of Tempo and Early-Music Performance: some reconsiderations reconsiderations

by Bernard D. Sherman Reprinted from Early Music , August 2000

Ever since historically informed performance (HIP) of Bach began to win recording royalties, would-be debunkers have questioned its historical basis. Frederick Neumann campaigned against HIP use of French-style performance practices in Bach; other critics cast doubt on unequal temperament and 'rhetorical' phrasing. Below I suggest that certain tempos prevalent in HIP Bach ignore notational distinctions and, as a result, have no more claim (perhaps even less) to be historical than slower pre-HIP tempos. At this late stage of t he early-music debates, however, however, my stance is - or so I hope - not like Neumann's. First, what I've been able to discern suggests that in general, HIP tempos in Bach tend t end to be more historically defensible than slower mainstream ones. Second, while this article focuses on cases where the opposite pertains, I do not aim to be prescriptive. Performers have plenty of good reasons not to care about the historical authenticity of the tempos they choose. I question only the idea that certain HIP choices are more historically grounded. PART ONE: Time signatures and tempo A number of scholars have argued recently recentl y that time signatures conveyed basic tempo information for Bach.1 They note, first, that this is how the musical world in which he grew up used time th signatures. George Houle concludes that 17  century notational conventions 'required composers to use meter signs uniformly to indicate both metrical structures and tempos'. 2 He notes that by the end of the century (when Bach was being trained), genres and Italian tempo words were conventionally used to modify or clarify the tempo implications of time signatures, but that signatures remained primary indicators. As for 18 th-c. German writers, a number of them, such as Sperling (1705), Mattheson (1712), Heinichen (1728) and Quantz (1752) explicitly mention links of time signatures with tempos. 3 While such linkages were neither perfectly systematic nor uniformly observed, 4 they are present in German sources from Bach's years as a composer. Did Bach himself associate time signatures with tempos? At least two sources suggest as much. One is a 1738 thoroughbass manual 5 in the hand of C. H. Thieme, a a Bach student and member of his choir; the title page lists Bach as the author. Much of the book replicates the 1700 treatise,  Die  Musicalische Handleitung Handleitung by F. E. Niedt, 6  who  who appears to have studied in the late 1690s with Bach's older cousin Johann Nicolaus Bach. Niedt's approach to teaching bears certain broad parallels to what we know of Bach's own, leading a translator to speculate that 'it is possible that Part I is a record of the Bach family's teaching techniques'. 7  A  A skeptic may question that notion, wonder about the extent of Bach's role in the 1738 manual, and doubt that a treatise by a minor predecessor predecessor captures the practices of Bach. Still, it is worth noting that in the chapter on tempo both Niedt and the 1738 manual discuss two time signatures (C and 2), and say explicitly that the signatures have differing implications for tempo. 8  The  The books say nothing to suggest that these are the only such associations of tempo and time signature. Indeed, the laconic nature of the chapter makes clear that it is not meant to t o be exhaustive; so does Niedt's comment that he presupposes that the student will know about time, to which Bach (if it is he) adds 'because no one can give them knowledge of metre [Tact] all at once.'

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What might Bach have said if he had expanded on this topic? A well-known treatise purports to tell us. Die Kunst des reinen Satzes in der Musik  by J. P. Kirnberger, who studied with Bach from 1739 to 1741, details how time signatures convey information about tempo. 9 Kirnberger claimed that in this book he sought 'to reduce the methods of the late Joh. Seb. Bach to pri nciples, and to lay his teachings before the world to the best of my powers'. 10 A skeptic may doubt the claim, assert that Kirnberger's principles are probably systematized beyond anything one would find i n Bach's teaching or practice (which in some cases, discussed below, Kirnberger seems to contradict). But it is nonetheless reasonable to suggest that Bach taught Kirnberger some of these associations between time signature and tempo, or at least the general principle of such associations, and that perhaps Kirnberger was true to his stated aim. That Bach associated signatures with tempos seems, given the above evidence, more likely th an otherwise. Bach is often said to have surpassed contemporary norms for notating ornamentation and articulation; if so, it would be characteristic of him to notate some instructions about tempo as well. Yet tempo words are not common in his scores. The implications of time signatures might explain why. th

th

In 18 -century sources such as Mattheson, Rameau, and Kirnberger we fi nd another 17 -century principle, which underlies the idea of time signatures implying tempo: that note values have intrinsic speeds. 11 Quavers were, for example, by nature faster than crotchets. Thus - a point of significance to this paper - the signature 3/4 would have tempo implications similar to C, because its denominator is the same note value. The crotchet speed of both signatures would not feel significantly different. th

In 18 century usage, tempo implications of time signatures could be modified by many other factors, such as Italian tempo words (discussed in Part Two, below), vocal texts, 12 genre, and affect.13 Also, as Kirnberger, C. P. E. Bach, and others explain, unusually small prevailing notes such as demisemiquavers in common time - tend to slow the tempo (an example is 'Komm, süsses Kreuz' from the St. Matthew Passion). Unusually large prevailing note values - as in a piece in 3/8 with no notes faster than quavers - tend to indicate a faster-than-usual tempo. Performers may have good reasons for disregarding composers' tempo notations, of course; I argue only that such notations are more common in Bach than is sometimes believed. But if his time signatures did imply something about tempo, what tempos did they imply? Let us look at the most common of the signatures, C, whose tempo implications were central. The tempo ordinario and historical performance. According to writers such as Penna (1684) and Brossard (1703), 14 the tempo of a common-time movement with no modifying factors was called the  tempo ordinario - the plain or ordinary tempo (also known in Germany as schlechte Tact, which Mattheson,15 for one, explicitly relates to the C signature). Handel appears to have used the term similarly, since some of his works, e.g.,  Messiah and op. 4/2, contain movements in C marked 'a tempo ordinario' as well as others marked Allegro, which are presumably faster. For Heinichen, too, Allegro clearly indicated a speed that was faster than ordinary.16  Bach does not, in any surviving sources, use the term tempo ordinario.  (He did sometimes use the term tempo giusto, as did Handel in some works.) But Bach's cousin and associate J. G. Walther, in his 1732 Musical Lexicon,17  for which Bach served as an agent, defines tempo ordinario in the terms given by Penna and Brossard. It refers to the signature C, in which all the notes are played in their 'natural and normal values.' Robert Marshall writes, 'There is no doubt about the relevance of the tempo ordinario to a proper historical understanding of tempo in Bach's music.' 18  2

Two sources close to Bach discuss the time signature C in other terms, but t hese are compatible with the tempo ordinario convention just discussed. Niedt says C is 'dignified' and contrasts it to the 'fast and lively' French signature, 2. The 1738 treatise changes the adjective to 'slow' (langsam); we don't know if the substitution is by Bach or Thieme, and 'slow' may be meant mainly to contrast with the high speed of the French signature. And Kirnberger distinguishes two kinds of common time. The 'great 4/4' is indicated with the adjective 'grave' and is notated by the ratio 4/4; it is of 'extremely weighty tempo and execution' and is 'emphatic.' It is used in church pieces and fugues in place of the (by the 1770s) outmoded 4/2 signature. But the far more common 'li ttle 4/4' metre which is notated with C - 'has a more lively tempo and a far lighter execution' than the great 4/4, yet 'is still somewhat emphatic.' Walther, Niedt, and Kirnberger, then, all ascribe tempo implications to the signature C, which in every case are more or less 'ordinary', explicitl y so with Walther (as with Mattheson). Are there arguments against Bach's ascribing such a tempo significance to C? One involves the signature ¢, which was often held to be an exception to the i dea of intrinsic speeds. 19 Sperling (in 1705) says that while 'many' treat ¢ as faster than C, many others ignore the distinction. 20 His observation is not unique. 21 Those who believe that Bach fell into Sperling's latter group note t hat in some Bach scores the two signatures are exchanged in some way. Sometimes a score with semiquavers will be marked C in one incarnation (the Sanctus of the B Minor Mass) and ¢ in another (the score and most parts of the 1724 Sanctus). And in some movements (again, in the 1724 Sanctus) certain parts or staves are marked C while other parts or staves have ¢. Yet such inconsistencies do not necessarily imply that the two signatures meant the same thing to Bach. In some cases, inconsistencies may suggest that time signatures were an inexact way of conveying tempo, and that it was difficult to determine which signature to use in every case. Also, different members of an ensemble may have needed different promptings, as shown by Bach's frequent practice of notating tempo instructions only in certain parts. And Bach's decision might change according to his judgment of the moment (indeed, modern composers often change their views about the tempos of their own music). Bach's tempo in the Sanctus in 1724 might have seemed fast enough to require ¢, but the movement might have seemed less rapid to him in 1748. Some authors suggest that Bach's tempo in French overtures slowed over these decades, which may explain his tendency to move from ¢ to C in notating them. 22 Thus Bach might sometimes have changed these signatures precisely because they had different implications for tempo. 23 Another factor is that of accuracy among copyists. Many instances exist of possible i naccuracy. For example, the duet 'Wir eilen mit schwachen' from BWV 78 seems to require a faster-than-ordinary tempo; yet most of the surviving parts, copied by Johann Andreas Kuhnau, are in C. (This is the signature found in modern editions.) But two parts by the composer himself sruvive, and they show ¢ - a signature that better suits the movement, it would seem. It is possible that Kuhnau's C was a careless error, which Bach did not bother to correct since he himself was conducting, and that when he began to copy parts he used the correct signature. 24 In summary, inconsistencies do not, as is sometimes claimed, disprove the idea that C and ¢ had different tempo implications for Bach. If a plain C or-by the principle of intrinsic speeds, 3/4-time signature with no modifying factors implies an 'ordinary' tempo, how fast would 'ordinary' be? Period discussions of a basic standard tactus use such comparisons as the normal human pulse; this and other historical comparisons variously suggest tempos between MM60 and MM85. 25 George Stauffer suggests for Bach a tempo ordinario of crotchet=MM72, the pace of a normal pulse.26 Marshall points out that Bach was said more than once to take a lively tempo, implying that his tempo ordinario was at the fast end of the range implied by period discussion. Thus Marshall suggests a tempo ordinario for Bach of approximately crotchet=MM80.27

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Still, Marshall notes, 'It cannot be sufficiently emphasized that the tempo ordinario, whether defined as crotchet=MM80 or anything else, was by no means a fixed metronome point but rather…encompassed a fairly generous amplitude. This is already clear from its traditional association with such a variable standard as the human pulse'. Bach lived in the era before the metronome. Even today, in the era of the metronome, musicians know that numbers fail to capture what makes a tempo 'work'; two performances with identical metronome marks can feel as if they have different speeds, and performances at differing MMs can feel as if they have a similar speed. In practice, the speed of Bach's tempo ordinario  would no doubt depend on the acoustics, instruments, phrasing and accentuation involved, the affect of the piece, the text, and the whims of the day. Still, within a certain range numbers convey differences that one feels and hears. Thus Marshall posits a range, in the neighborhood of MM72 to MM88, 'or even further i n each direction.' (I would posit a range from about MM65 to MM95, or perhaps more. Again, these numbers are not entirely to the point. The tempo ordinario  would be defined by a  feeling of not being very extreme in either direction, and thus its measured MM might stil l be outside my posited range in a given piece). Still, nowhere in the literature has anyone has argued that it was as fast as, say, crotchet =MM115, which usually  feels faster than ordinary. The implication might be something like the following: when we have a carefully notated Bach source - a set of autograph parts, for example - and a movement is in C with no modifying factors such as unusual note values (or perhaps such as special considerations of genre), it may imply that Bach, at the time of preparing the source, did not have an extremely fast or slow tempo in mind. What do such considerations suggest about HIP Bach performance? On the one hand, the concept of tempo ordinario  often does seem to justify the 'briskness' of HIP tempos. The chorus 'Herr, unser Herscher' in the St. John Passion is in ordinary C, and t hus the tempos of Slowik (MM75) or Parrott (MM72) appear to have the above historical justification. Might Bach himself have sometimes taken the chorus as slowly as Karl Richter (MM57)? Of course. Might there be reasons not to care what he did? Of course. I argue only that the notation seems to imply something on the faster side. On the other hand, an aria from the same work, 'Ach, mein Sinn,' is in ordinary 3/4 time, with no modifying factors such as a tempo words. Thus, whatever one's artistic judgement of rapid HIP tempos (which are as fast as MM115; see Table 1), they seem to lack historical justification, while the MM77 of Britten or the MM90 of Jochum and Richter seem better supported by the notation. The slower tempos in this aria may also be implied by ( an arguable) reference to the sarabande topos, and by the meaning of its text. Table 1 Speeds of recorded performances of 'Ach, mein Sinn' from t he St. John Passion _________________________________ period-instrument Christopher ± = 115 Scholars ± =113 Herreweghe ± = 113 Gardiner ± = 111 Parrott ± = 106 Slowik ± =105 Suzuki ± = 105 Sorrell ± = 103 Koopman ± =98 Kuijken ± =9 6 median ± =105.5 modern-instrument Scherchen ± = 98 Jochum ± =90

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Richter ± =90 Britten ± =77 median ± = 90 ____________________________

C is by far the most common time signature in Bach. A survey of recordings suggest that few earlymusic performers accept the idea that movements in C, when not subject to the modifying factors discussed above, fall within a range of, say, MM60 to 100 (I will be more generous than above). I would not for a moment suggest that HIP musicians begin to limit their tempos thus, and I would not do so even if the above arguments had quite explicit historical support, or if all the Bach sources were reliable indications of his performance intentions. Thus I am happy to continue to hear and play the Bb-minor prelude in the Well-Tempered Clavier Bk. 1 at well below quarter=MM65. That Prelude may seem the sort of fatal exception that disproves the approach to time signatures discussed above. But such apparent exceptions may reflect modern prejudices. Consider the turba movements in the St. John Passion. While most of these are in C or 3/4, HIP performers take them at a median tempo of MM109, above the ordinario range; mainstream performers often take them just as quickly. We may find it difficult to imagine these turbae being taken more slowly, given their dramatic character and our long experience with them. Yet Britten takes them at an average of MM92-within the ordinario range-and his turbae have all the power and variety that one finds in faster recordings. I do not mean to say that HIP conductors should emulate Britten, or that faster turbae (which can be powerful) are unjustifiable. I claim only that the turbae do not undermine the idea of C or 3/4 typically indicating a speed somewhere in the tempo ordinario  range. I further question the assumption, if anyone is making it, that those who take faster speeds in the turbae are more historically accurate than Britten; an examination of German Baroque Passion settings does not support this viewpoint. 28 

PART TWO: TEMPO WORDS: The significance of 'Andante' John Butt observes that 'Many gurus of performance practice still interpret [Italian tempo words in Bach] literally as moods rather than tempo indications.' 29 Yet Baroque German sources, he notes, contradict the gurus. From Praetorius on, these sources typically call for the use of Italian t empo words specifically to indicate tempo.30 If some sources also relate some words to character, none state that Italian tempo words have to do with mood more than speed. Why that belief became common among early-music performers is an interesting question, which this article will not examine, but it did not result from overwhelming evidence. Consider sources close to Bach. In Niedt's treatise (and the related 1738 manual) the brief chapter on tempo includes the sentence, 'If it is to be played fast, the composer expressly writes underneath: allegro or presto. If it is to be played slowly, this is indicated by writing adagio or lento underneath.' Also, in a 1706 second volume (not copied in the Bach-circle text), Niedt gives definitions of Adagio, Allegro, Andante, Largo, and Presto that have to do purely with tempo; in only one case, Allegro, is there additional mention of character. 31 The tempo definitions in Walther's 1732 Lexicon often derive from the 1703  Dictionaire of Brossard, with modifications. Despite Walther's familial relationship and documented contact with Bach, one may question whether the  Lexicon is an infallible guide to Bach's own usage; but again, its definitions may be relevant evidence. Some, like Presto and Lento, deal more or less exclusively with speed: Largo, for example, is 'very slow [sehr langsam], as if expanding the measure'. Three other definitions (Adagio, Andante, Allegro) deal with character, but also, unambiguously, with 5

speed. Walther gives a literal translation ( lebhaft ) of the Italian Vivace, which might or might not refer to speed. Other sources related to Bach state unambiguously that Italian time words are used to indicate tempo. These include the  Musikalischer Trichter  (1706) by Martin Fuhrmann, who later heard and appreciated Bach, and (after Bach's death), C.P.E. Bach's Versuch (1753-1762), and Kirnberger's  Die Kunst des reinen Satzes. As for the evidence of Bach's scores, Marshall argues that these suggest a hierarchy of tempo words, from slowest (Adagissimo) to fastest (Prestissimo). That Bach also associated tempo words with character, may be suggested by movements in which he combined two markings; but Marshall notes only two such combinations -  Allegro e presto and Vivace ed allegro -and only the latter occurs more than once.32 In each case the words combined have speed implications that are neither unrelated nor contradictory. Also, Stauffer mentions 49 cases where Bach gave different tempo markings to different simultaneous parts (e.g., Lente and Adagio),33 suggesting that the markings in question were more or less equivalent. But none of this impli es that Bach's tempo words were primarily concerned with character. Both external and internal evidence suggests that they primarily indicated tempo. Did any Italian tempo words indicate character and not tempo for Bach? Stauffer has recently argued that this is true of Vivace,34 although Marshall and others disagree. And - quite influentially - such commentators as Willi Apel, Fritz Rothschild, Nikolaus Harnoncourt, and David Fallows have stated that Andante in Bach (to quote Fallows in New Grove) is 'not a tempo designation'. It seems, says New Grove , 'to have been fully accepted as a tempo designation only with Leopold Mozart (1756)'. Fallows says that the Andante marking in Prelude 24 of the Well-Tempered Clavier (WTC) Book 1 is simply 'an instruction for clear performance of the running bass, and a warning not to play inégale' . But Bach sometimes uses the term Andante for movements without running or quaver bass lines. 35 In some of these movements, the bass line involves held breves and semibreves (as in BWV 10/6). In at least one case, Andante applies to a motet-style fugal passage in minims (the last ten bars of BWV 12/2) that continues the style and texture of the preceding music. Andante can only refer to tempo in this instance, and, similarly, in the final bars of BWV 21/2. One might argue that in most (but not all) of these movements the motion is such that Andante could refer to a steadiness or evenness of execution; Bach often uses Andante in movements with at least one line, usually the bass, moving in continuous quavers (or semiquavers). But even i n these cases Andante could, of course, refer to tempo as well. Opponents of that view sometimes point to composers like Corelli and Handel, who use the term Andante in conjunction with other tempo words, e.g.  Andante largo  or Allegro andante. In these cases, Andante may perhaps to refer to execution or character (and perhaps functions literally as a verb). But it is by no means clear that Andante does not indicate tempo here; and in any case, the use of Italian tempo words in other countries, particularly Italy , may not be relevant to the conventional use of these words in northeast Germany. For that, we would do better to turn to the sources closer to Bach. These leave no doubt that Andante moderated the tempo. Niedt, for example, describes Andante as being 'gantz langsam'.36 In a posthumous second edition of Niedt's book, Mattheson changed Niedt's description to 'nicht zu langsam nicht zu geschwinde' with a footnote mentioning the earlier description and saying that the musical reader 'shall decide whether this is right or wrong'. 37 Even Mattheson's revision indicates that for him, too, the term has tempo implications that preclude great 6

speed. Fuhrmann categorizes Andante among the slow tempo markings. Walther strays from Brossard by adding that Andante is 'somewhat faster than an Adagio' ('etwas geschwinder als adagio'). Since Walther considers an Adagio to be 'langsam', his comparison clearly indicates that Andante slows the tempo to something below the ordinary. Finally, Kirnberger gives a list of Italian tempo markings that, he says, modify the tempo implications of time signatures and note values. It seems to begin at the slow end of the tempo spectrum (with Largo) and end at the fast end (with Presto) - and Andante is on the slow side, faster than Adagio and slower than Allegro. The unanimity of these sources (as well as his own usage) suggests that for Bach, the term Andante slowed the tempo somewhat compared to what it would be without the marking. Marshall speculates that a speed in the broad neighborhood of ± =MM60 would suit a common-time movement marked 'Andante'. Once again, however, the Andante tempo would be defined by feeling rather than by a specific metronome mark; Andante should  feel more relaxed than ordinary. HIP performers sometimes treat Andante this way, but at other times treat i t as if it does not affect the tempo. In, for example, Prelude 24 of the Well-Tempered Keyboard , Book 1, ten HIP performers I surveyed took a median tempo of ± =MM87, while ten pianists had a more moderate median of MM70.38 (See Table 2 below.) One may or may not prefer the faster tempo (I feel that the fastest HIP performances, reaching MM100, undermine the expressive implications of the pervasive dissonances); but we may question the assumption that the faster speed reflects history. The 'Andante' that Bach wrote over this prelude would, by the above evidence, moderate the tempo somewhat compared to the tempo ordinario that the C signature implies. A similar argument applies to the 'Et in unum' of the Mass in B Minor. Here again we have a duet in common time; the Andante marking may be considered cautionary, warning musicians not to proceed as quickly as in an ordinary movement in common time. Mainstream performers take a median tempo of MM67, but HIP performers take a noticeably faster median tempo of MM76. Again, numbers convey little of the feeling of a tempo, and one must j udge each performance for oneself; but some of the fastest HIP performances feel, to speak purely subjectively, less Andante than "jaunty." My point, once again, is not to condemn them, but to assert that we can't assume that HIP performers have more historical support here than older, slower performers did. (I can think of a few other reasons for taking the 'Et in unum' at less than an ordinary tempo. One could argue that an unhurried pace helps the singers declaim the imitative writing most effectively. Moreover, the movement has an enormous amount of text; at a fast tempo it 'often sounds gabbled, almost like a patter aria'.39 One could also compare tempos in this movement to those in the 'Christe eleison', which, of couse, has just two word in it s text, with some notes extending a syllable at length. The Christe, like 'Et in unum,' is a common-time duet with a quaver bass line, but it has no tempo marking to modify the time signature. Thus, the notation of the 'Christe' suggests at least a tempo no slower than the 'Et in unum', and probably noticeably faster. Yet all but a few EM recordings take the 'Et in unum' perceptibly faster and the other recordings s t ake the two movements at more or less identical tempos.40) PART THREE: Genre: The Crucifixus Another element that might modify the tempo implications of time signatures was genre. But applying that principle can be tricky. Misreadings of genre sometimes lead HIP performers to historically dubious tempos. An example is the 'Crucifixus' of the B Minor Mass. Four very distinguished EM performers Harnoncourt 1968, Leonhardt, Herreweghe 1997, and Brueggen - take the 'Crucifixus' far faster

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than their colleagues, either HIP or mainstream. Harnoncourt, at [half note]=MM76, holds the studio speed record [he is far slower in his 1986 recording]. Harnoncourt in 1968 explained his speed by saying that the 'Crucifixus' (which is in 3/2) i s a dance, a passacaglia. He added, 'it may well seem strange to us that, in t his of all places, Bach has chosen a dance form'. A different dance form has been posited for this movement by Thomas Hoekstra, who asserts that it is a sarabande; he suggests a tempo in the mi d-60s, since that would fit estimates of the tempo of that dance.41 The basic lament notes are indeed reached on the second beat of each bar; but that does not make the 'Crucifixus' an actual sarabande, to be played at a tempo that would allow one to dance. The sarabande is marked by many attributes, including phrasing and rh ythm, not present here. A baroque movement in a triple metre with a significant second beat is not necessarily a sarabande, much less a danceable one. (And, of course, actual dance topics may well not imply danceable tempos in Bach's music, even in overtly named dances.)42 The passacaglia attribution is more plausible, but still does not imply a fast tempo. For one thing, this movement is not simply a passacaglia. It has a more specific topos, a descending minor tetrachord ostinato, which during the mid-17th century (as Ellen Rosand writes) 'came to assume a quite specific function associated almost exclusively with a single expressive genre, the lament'. 43 It still had this association for Bach, who used it in the early Capriccio on the Departure of His  Beloved Brother, with the title, 'Ist ein allgemeines Lamento der Freunde'. To this movement in 3/4 he gave the tempo marking  Adagiosissimo, which Robert Marshall has identified as the slowest of all his tempo markings. The slow tempo was not idiosyncratic: the lament was associated with a slow tempo.44 Alexander Silbiger writes, 'it is still not clear to what extent the seventeenth century identified the descending tetrachord ostinato with the passacaglia dance-genre.'45 Wye J. Allanbrook is more certain about the 18th century: she states that the descending tetrachord lament had lost any dance implications whatsoever.46 Even if one regards the Crucifixus as a passacaglia, its metre (as well as its lamento topic) would still imply a slow tempo. Silbiger notes that a 'slower tempo for the passacaglia is sometimes suggested by a meter based on larger note values (e.g., 3/2 rather than 6/4 or 3/4)'.47 A final argument for a slow tempo in the Crucifixus is that Bach gave its model, BWV 12/2, t he tempo marking Lente. PART FOUR: Do HIP Performers Selectively Favour Evidence for High Speed? One can come up with other examples in which the fast new tempos favoured by HIP performers seem to have less historical support than the slow ones once favoured by mainstream performers. But it is not the case the historical performers as a group have always played Bach faster than mainstream performers, or that they have selectively favoured evidence for high speed whenever it is available. For one thing, a majority of HIP performers take certain movements as slowly as their mainstream predecessors, in spite of evidence that could easily be used to support a faster tempo. One example is the 'Et incarnatus', in which the median HIP tempo (± =MM50) is only four points faster than the traditional median. Yet the movement is in ordinary 3/4, and has no markings to i ndicate a slow tempo; if one wished, one could plausibly argue that it is a tempo ordinario movement. Admittedly, Stauffer notes that 'the text, the b-minor mode, and the expressive slurring' (one might add, also, the suspensions) slow the tempo in the 'Et incarnatus'48; but one can give these matters their due 8

without slowing below the tempo ordinario range. Rifkin and René Jacobs take the Et incarnatus at ± =MM66-67, yet their slurs sound expressive and their suspensions have sufficient weight. In another example, the Sanctus, most of the HIP tempos fall into two distinct groups. One group (including nine conductors) has a median tempo of ± =MM64, barely faster than the median mainstream tempo of MM60. The other group, with six conductors, takes a much faster median tempo of MM78. The latter accords with Marshall's estimate of the  tempo ordinario - the tempo suggested by the movement's notation in C with triplets (again, an earlier version has ¢ with triplets). Indeed, Bach could probably have notated the movement in 12/8 (unless one holds that the timpani should not be assimilated with the prevailing triplets); for reasons of intrinsic note-value speeds, Marshall argues that 12/8 would imply a tempo approximately a third slower than what is implied by C.49 That the slower tempo is more common than the fast one in both movements among HIP performers is no cause for outrage. But it does show that HIP performers have not always favoured evidence for faster speeds, even when such evidence can be found easily. The Benedictus and Agnus Dei arias are two additional examples; in the latter, several prominent HIP recordings are so slow as to move at eight to the bar. Here, then, are four movements in which a majority of HIP performers have ignored convenient evidence for a faster tempo. Another reason to qualify the belief that HIP performers always favour evidence for speed is that in some works and genres HIP performers have played significantly more slowly than their mainstream predecessors and colleagues. An example is Book 1 of the Well-Tempered Keyboard,  in which a group of ten pianists take median tempos that are on the whole about 9 percent faster than ten period-instrument recordings. While the period instrument players are significantly faster in eight movements, usually serious ones like the minor-key fugues in c#-, d-, f#-, g#- and bb, the pianists are significantly faster in 20 movements, usually fast ones like the Prelude in c minor. This pattern suggests that what motivates HIP tempo choices is something other than a global taste for speed. Table 2 Tempo comparisons, pianists versus period keyboardists, in Book One of the Well-Tempered Clavier Note: Column Four includes ratios only for those pieces in which the tempo difference is greater than 5%. In cases where the two groups take similar tempos, no number is given. The ratio is figured with the slower of the two tempos servings as the denominator. Brackets are used in those cases in which period keyboardists are faster on average. BOOK1

Median Piano MM

Median HIP MM

Signif. Diff.

Median Piano MM

Median HIP MM

Significant differences

P1 in C C

75.5

73.5

P 13 in F# 12/16

75.5

80

F1 in C C

60.5

59.5

F13 in F# C

66.5

70.5

P2 in c C

114

104

P14 in f# C

104.5

73

14.3%

F2 in c C

79.5

78.5

F14 in f# 6/4

70.5

85.5

[21%]

P 3 in C# 3/8

88

77

14.3%

P15 in G 24/16 C

97.5

80

12.9%

F3 in C# C

98

86

13.9%

F15 in G 6/8

72.5

62.5

16%

P4 in c# 6/4

92

94

41

41.75

9.6%

P16 in g C

9

F4 in c# ¢

50

64.5

[29%]

F16 in g C

P5 in D C

132

106

24.5%

P17 in Ab 3/4

F5 in D C

60

58

P6 in d C

79.5

67.5

17.78%

F6 in d 3/4

63

70

[11%]

P7 in Eb C

73

71

F7 in Eb C

94

81.5

40.5

46

69

64.5

P9 in E 12/8

76.5

70.5

8.5%

F9 in E C

110

84

30.95%

P10 in e in C

57

56

119

98

P11 in F 12/8

82

61

F11 in F 3/8

60

57

P12 in f C

50.5

45

F12 in f in C

55

53.5

P8 in eb 3/2

f8 in eb C

F10 in e 3/4

69.5

66.5

96

100

F17 in G# C

61.5

61.5

P18 in g# 6/8

116

114

F18 in g# C

55

63

[15%]

P19 in A C

84.5

68

24.3%

15.34%

F19 in A 9/8

67.5

75

[11%]

[14%]

P20 in a 9/8

82

73.5

11.6%

F20 in a C

76

65

16.9%

P21 in Bb C

84

76.5

9.8%

F21 in Bb 3/4

98.5

82

20.1%

P22 in bb in C

35

41

[17%]

21.4%

F22 in bb ¢

48

56

[17%]

34.4%

P23 in B in C

78

69.5

12.2%

F23 in B in C

60

58

70.5

87

45

48

12.2%

P24 in b C Andante

f24 in b C Largo

[23%]

Perhaps it might be taken as evidence for the thesis that a central motive for HIP performers is to be different from the mainstream. Perhaps this desire arises as a reaction to specific performance traditions. Harpsichordists may be reacting against pianists and the Bischoff/Czerny tradition, while HIP conductors may react against previous choral traditions, which tended to seek weight and gravity. There will, of course, be many exceptions to the generalizations in the previous sentence; but reaction against the mainstream may well motivate some of the fastest performances of the Kyrie 1, the 'Et in unum', and the 'Crucifixus', among others. We might also consider the role of performance media and fashions of playing. It could be that harpsichordists play more slowly than pianists in fast movements because harpsichordists cannot emphasize strong beats with dynamics, and instead use preceding articulatory silences. 50 If harpsichordists played with pianistic styles and speeds, they might sound m echanical. Moreover, harpsichordists tend to place greater rhetorical weight on smaller motivic units. Also, while I used the Crucifixus as an example of a movement that has sometimes been played quickly based on mistaken ascription of a dance genre, considerations of dance have often slowed tempos, especially in keyboard music. It is often suggested that traditional choral recordings have been slower than EM recordings because of the limits on speed caused by huge choruses. However, the evidence undermines the belief. In the fastest choral movements, mainstream recordings with large choruses (e.g., the B Minor Mass of 10

Solti, or the St. John Passion of Scherchen) can be every bit as f ast as the quickest early-music recordings. Another hypothesis might be that influential individual performers, e.g., Leonhardt, create tempo traditions among students; a preliminary statistical investigation, however, fails to confirm this hypothesis either in the Mass or in the WTC. Perhaps, also, period-keyboardists simply tend to favor a narrower spectrum of tempos than pianists do. If so, one might wonder if their circumspection reflects an attempt to apply the idea of the tempo ordinario in movements in C or 3/4, and otherwise to interpret time signatures according to intrinsic note values. But this idea could account for only eleven of 28 tempos in which the t wo groups differ significantly in WTC 1. One general influence on the cases examined in this article may be musicological advice. Influential musicologists such as Robert Donington 51have told performers that time signatures had no tempo implications in Bach, that Andante was not a tempo marking, even that Bach's notation generally did not indicate tempo. If such advice turned out to be mistaken, performers who thought they had historical sanction would be mistaken as well. CONCLUSION: Authenticity and Tempo Donington is indisputably correct when he says that 'the right tempo for a given piece of music is the tempo which fits, as the hand fits the glove, the interpretation of that piece then being given by the performer,' and when he adds that 'the limits within which the right tempo for any particular piece of music may vary are surprisingly wide.'52 Such matters as the performance's character, pulse, and phrasing all play a role in making a given tempo work. Even if we were able to reconstruct Bach's systems of tempo notation with a fair degree of confidence, then, we should hardly expect performers to be bound by it. Indeed, composers' own tempos in performance vary widely from one occasion to another. On the other hand, Andrew Parrott has argued that when musicians take account of historical data 'new possibilities emerge, even if old ones fall by the wayside'. 53 The same might be said of criticisms of HIP trends: even when attempts at debunking have failed, they have sometimes suggested new possibilities to performers. Thus I hope that the arguments in this paper, however they are judged in the long run, will serve to stimulate performers rather than to constrain them.  I am very grateful to Alyson Ahern, Jonathan Bellman, John Butt, Robert Cammarota, Matthew  Dirst, Laurence Dreyfus, Don Franklin, George Houle, Michael Marissen, Robert Marshall, Daniel  Melamed, Andrew Parrott, Joshua Rifkin, and Eric Van Tassel for their comments on this paper.

Endnotes: 1. T. Hoekstra, Tempo considerations in the choral music of J. S. Bach  (doctoral dissertation, University of Iowa, 1974); D. Franklin, "The fermata as notational convention in the music of J. S. Bach,' in W. J. Allanbrook et al, Convention in eighteenth- and nineteenth-century music  (New York, 1992), pp. 345-61; P . Williams, 'Two case studies in performance practice and the details of notation,' Early music 21 (1993), p 613-22; R. Marshall, 'Bach's tempo ordinario: a plaine and easie introduction to the system,' in J. Knowles, ed., C ritica musica: essays in honor of Paul Brainard  (New York, 1996), pp.249-78; G. Stauffer, Bach: the Mass in b minor (New York, 1997), p. 231-33.Return to text 2. G. Houle, Meter in music, 1600-1800 (Bloomington, IN, 1987), p.32 Return to text 3. Sperling, Principia Musicae (Bautzen, 1705), p. 66, Mattheson,  Das neu-eröffnete Orchestre (Hamburg, 1713), Pars Prima, chapter III; Heinichen, Der General-Bass in der Composition (Dresden, 1728; facsimile Hildesheim, 1969), pp. 257-378; Quantz: Versuch einer Anweisung die Floete traversiere zu spielen (Berlin, 1752), XVII vii, 50.Return to text

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4 . See, e.g., Heinichen, Der General-Bass, p. 350. Return to text 5. Trans. P. Poulin as  J. S. Bach's precepts and principles for playing the thorough-bass or accompanying in four parts (Oxford, 1994). Re Thieme, see H.J. Schulze, ' "Das Stück im Goldpapier"',  Bach-Jahrbuch 64 (1978), 19-42. Return to text 6. F. E. Niedt, Die musicalische Handleitung... verheren durch J. Mattheson (Hamburg, 1721; facs. Buren, Netherlands, 1976), pp.109-115. The edition reprinted in facsimile contains some of these definitions; for all of them, and for translation, see F. E. Niedt, The musical guide (trans. P. Poulin and I. Taylor, Oxford, 1989) pp.148-155. Return to text 7. Niedt, The musical guide, introduction by P. Poulin, p.xiii. Return to text 8. It is perhaps of interest that the books do not mention differing implications of the signatures for inequality, a distinction made between these two signatures in such texts as Muffat's. Return to text 9. Kirnberger, Die Kunst des reinen Satzes in der Musik (1771-79, ) Vol. 2, Chap. 1 . Translation: D. Beach and J. Thym as, The art of strict musical composition (New Haven, CT, 1982) Return to text 10. Kirnberger, Gedanken ü ber die verschiedenen Lerharten in der Komponisten ( Berlin 1782). Bach-Dokumente III, no. 867. Translation from The New Bach Reader  ed. H. T. David and A. Mendel, rev. C Wolff (New York, 1998), p.320. Return to text th

11. For the 17  century see, e.g., Printz, Compendium musicae signatoriae  (Dresden, 1689. Reprint: Hildesheim, th 1974)) ch. iv/7, p. 22. For the 18 , see, e.g., Mattheson,  Das neu-eröffnete Orchestre; Rameau, Traité de l'harmonie (Paris, 1722), pp. 151-53. Kirnberger (trans.), The art of strict musical composition, p. 377 writes 'Those [meters] having larger [denominator] values, like alla breve, 3/2 and 6/4, have a heavier and slower tempo than those of smaller values, like 2/4, ¾, and 6/8.' Return to text 12. Some see the meaning of vocal texts as more than merely a modifying element; they argue that in Bach vocal music a given time signature suggested little about the tempo, and that performers discerned what speed to take mainly by considering the text. I would emphasize instead how text influenced Bach's tempo choices at the stage of composition-where it affected his musical setting-- and suggest that Bach, like later composers, then included tempo indications in his notation (at least of parts and carefully prepared fair copies) in order to alert performers to his intended speed. [My thanks to Joshua Rifkin for advice on formulating this sentence.] Unlike a metronome mark, however, Bach's notation indicated a tempo's neighborhood rather than its specific address. His time signatures, tempo words, and note values indicated a range of speeds; the text suggested where the actual speed might fall within the limits of t his range. To the general evidence for this approach given here, I would add that tempo words are about as fr equent on average in Bach's relevant vocal works as in his published keyboard works, and that Bach regularly did use notational devices (e.g. tempo words) to indicate a particularly fast or slow tempo in vocal music. Neither point would seem likely if performers discerned tempo mainly by considering textual meaning. Return to text 13. We might also mention harmonic rhythm; a faster harmonic rhythm tends to be associated with a slower tempo. In Book 2 of the Well-tempered Keyboard , the Preludes in f# minor and in G major are both in 3/4 time. But the for mer not only has prevailing motion in triplet 16ths to slow its temp o; it also has a fast harmonic rhythm (on the crotchet), which may be said to slow the tempo as well. The G major, by contrast, has a slow harmonic rhythm, perhaps suggesting a faster tempo (as d oes its dancing moto perpetuo genre). My thanks to Yo Tomita for suggesting these examples. Return to text 14. See, e.g., Penna, La primi albori musicali (Bologna, 1684; facs. Bologna 1969) p. 40. Brossard,  Dictionaire de  Musique, 2nd. ed. (Paris: 1705; facs. Hilversum, 1965), p.154. See also  New Grove dictionary of music and musicians, s.v., 'Tempo ordinario' and 'Tempo giusto', 18:685. Return to text. 15 Mattheson, Das neu-eröffnete Orchestre, p. 79. Return to text 16. see Heinichen, Der Generalbass, p. 268 That Bach was familiar with the use of Allegro to indicate a tempo faster than C might be suggested by a work he performed on three d ifferent occasions - a St. Mark Passion by another composer. I discuss it in detail in the Appendix to this article on turbae movements. Return to text 17. Walther, Musicalisches Lexicon (Leipzig, 1732); facs. ed. R. Schaal, (Kassel, 1953). 'Tempo minore', p.598. Return to text

12

18. R. Marshall, 'Bach's tempo ordinario," p. 252. Return to text 19. Its note values were 'twice as fast' as normal, according to Kirnberger (upholding an old tradition also maintained by thth Brossard and Quantz). Walther says only that allabreve is 'beat very fast'. Many 17  and 18 -century sources describe ¢ simply as 'somewhat faster,' not twice as fast. For an excellent summary of source writings see Houle,  Meter in Music, th th. pp. 13-19 for the 17  century, and p. 57 for the 18 W hen the prevailing note value is the semiquaver - twice as small a note as is usual for ¢ - the signature would seem, by the principles described earlier, to slow the minim pulse and indicate a faster-than-ordinary crotchet  (4/4) pulse. See Marshall, 'Bach's tempo ordinario,'  p. 270; Hoekstra, Tempo considerations, p. 90. See also A. Dürr,  Neue Bach Ausgabe (NBA) I/10 Kritische Berichte (KB), p. 103. I would note that Bach adds the word 'Presto' to ¢ only when the prevailing note value is the quaver, not the semiquaver; this pattern may lend support to the assertion that Bach saw a Return to text systematic relationship between note values, time signatures, and tempos 20. Sperling, Principia Musicae, p. 66. Return to text. 21. See Heinichen,  Der General-Bass, p. 350. Kircher and several French sources dismiss the distinction; see R. Donington, Tempo and rhythm in Bach's organ music (London, 1960), p.22. Return to text. 22. M. Dirst, 'Bach's French overtures and the politics of overdotting',  Early Music, 25:1: 1997, p. 40. Return to text. 23. Also, Don Franklin and Joshua Rifkin have both presented evidence (not yet published) that Bach's use of the cut-C signature changed in his later years. Return to text 24. Rifkin first noted this history, though he has not as yet published it; my thanks to him for explaining it to me. The parts are also mentioned in NBA KB I/21, p. 146. For another example, Don Franklin points to instances of Bach's ¢ th signature being changed to C in 18 -century copies of the Well-tempered clavier; he interprets them as suggesting that perhaps 'the younger composers did not give as much prominence to the time-signature as did Bach' (personal communication, 1999). An examination of the details supports the interpretation; most of the fu gues in Book Two whose signatures are thus changed are in genres that Bach typically notated in ¢. Return to text. 25 Hoekstra, Tempo considerations, p.21, lists 14 sources from de Pareia in 1482 to Billings in 1794. Return to text 26. Stauffer, Bach: The Mass in B Minor,  p. 231. Return to text 27 R. Marshall, 'Bach's tempo ordinario."  Return to text 28 My examination of 20 other German Baroque Passions suggests that turbae tempos that are well above the ordinary seem to receive special notation indicating speed. Details are posted at my Web site at http://www.kdsi.net/~sherman/turba.htm. Return to text 29 Butt, Journal of the Royal Musical Association (1990), v. 115/2, p.265.Return to text 30 E.g., M. Praetorius, Syntagma Musicum v. III, (Wolfenbüttel, 1619; facs. Kassel, 1959), p.51; D. Merck, Compendium musicae (Augsburg, 1659), p.16; W. C. Printz, Compendium musicum signatoriae , IV,8 (p.22); J. D. Heinichen, Neu erfundene und gruendliche Anweisungen wie die Musik-Liebenden... (Leipzig, 1711), section 25. Return to text 31 Niedt, Die musicalische Handleitung, pp.109-115. and F. E. Niedt, The musical guide  pp.148-155.Return to text 32. R. Marshall, 'Tempo and dynamics: the original terminology," reprinted in Marshall, The music of Johann Sebastian  Bach: the sources, the style, the significance (New York, 1989), pp. 255-269. Regarding another combination of two words found in some Bach autographs, 'Grave. Adagio' (which is discussed briefly by Marshall), see S. Soderlund, 'Bach and Grave', in Organist as Scholar  (Stuyvesant, NY, 1994), ed. K. J. Snyder , pp. 77-82. Both see 'Grave' as not primarily a tempo word." Return to text 33. G. Stauffer, Bach: the mass in b minor , p. 295, n. 59. Return to text. 34 Ibid ., pp. 236-37. Space limits preclude discussion. Return to text.

13

35 e.g., BWV 152/6; 176/4, 199/4; 229/2; 988/15; 1015/1.Return to text 36 See F. E. Niedt, Die Musicalische Handleitung underer Theil, ed. J. Mattheson, p.109. Return to text 37 P. Poulin and I. Taylor, The musical guide, p.148. Return to text 38 Pianists included Czerny and Bischoff (from metronome marks), Edwin Fischer, Sviatoslav Richter, Gould, Schiff, Gulda, Joao-Carlos Martins, Tureck, and Demus. Per iod-instrument players (harpsichordists unless otherwise noted) include van Asperen, Léon Berben, Kenneth Gilbert, Koopman, Leonhardt, Moroney, Scott Ross, Suzuki, Tilney (clavichord), and Glen Wilson. Return to text 39 J. Butt, personal communication, Feb 27, 2000 Return to text 40 G. Stauffer, in his excellent  Bach: the mass in b minor , p.235, lends support to this approach, by arguing that the 'Christe' is actually an Andante movement without the marking. To support my contrary view that the 'Christe' is a tempo ordinario movement, I would note that many Bach movements with quaver bass lines are not Andantes, so the Christe's bass, which Stauffer mentions, isn't necessarily a genre marker. Also, two features of the 'Et in unum' suggest that it has a slower tempo than the Christe. First, the declamation of t he Christe is on the crotchet, while that of the 'Et in unum' is on the quaver; second, the two lines of 'Christe' move in parallel, while those of the 'Et in unum' move imitatively. Return to text. 41. Hoekstra, Tempo considerations, p.121.Return to text 42. See, for example, L. Dreyfus,  Bach and the patterns of invention (Cambridge, Mass, 1997), pp. 103-33 Return to text 43. E. Rosand, 'The descending tetrachord: An emblem of lament,' The musical quarterly 65 (1979), pp.346-59, quote, p.346. Return to text 44. Fuhrmann (Musikalischer Trichter, Frankfurt an der Spree, 1 706, p.87) remarks that the Lamento (which he does not equate with the descending tetrachord) 'must be set in a slow tempo'. Return to text 45. A. Silbiger, 'Passacaglia and ciaccona: Genre pairing and ambiguity from Frescobaldi to Couperin',  Journal of seventeenth-century music  2 (1996), http://www.sscm.harvard.edu/jscm/v2/no1/Silbiger.html Return to text 46. Personal communication, June, 1998 Return to text 47. Houle ( Meter in music, p. 2) states of the 17th century in general that 'compositions written in 3/2. . . were slower in th tempo than those in 3/4'. As for 18 -century Germany, the slowness of 3/2 is implicit in Mattheson (who describes the use of 3/2 in 'sad pieces, adagios, sarabandes'), and explicit in Kirnberger. Kirnberger ( The art of strict musical composition, 394, 400) describes 3/2 as indicating 'a ponderous and slow performance'; he later adds that '3/2 meter is more ponderous than 3/4' . Return to text 48. G. Stauffer, Bach: the mass in b minor, p.238. Stauffer makes an interesting comparison of the 'Et incarnatus' to the 'Qui tollis', some of whose parts have the markings Adagio or Lente. Indeed, the two movements are similar in mode, key, repeated crotchet bass line, and some aspects of melody. Various differences, however, might lead one to question Stauffer's assertion that the Adagio and Lente markings of the 'Qui tollis' 'would seem to be appropr iate' to the 'Et incarnatus'. The most significant is that 'Qui tollis' has obbligato lines i n semiquavers, whereas the 'Et incarnatus' obbligato moves only in quavers. Flautists attest that the semiquavers put a limit on the tempo of t he 'Qui tollis' (moreover, the 'Qui tollis' flute obbligatos are imitative, which may limit the tempo further). The choral declamation shows a similar difference in prevailing note values: that in the 'Qui tollis' is pri marily in quavers while that in the 'Et incarnatus' is primarily in crotchets. A less germane difference is that the slurs in the 'Qui tollis' are not really similar to those in the 'Et incarnatus'. In the 'Qui tollis' they 'background' the string parts rather than indicating an expressive rendering of a sighing appoggiatura as they do in the 'Et incarnatus'. Nor are the repeated-crotchet bass lines quite similar. That in the 'Et incarnatus' serves as an eight-bar tonic pedal point on two occasion and is slurr ed within the bar (a tremolo bowing, according to George Houle), but that in t he 'Qui tollis' begins in first inversion, changes at least once a bar, and is marked staccato (in the parts). Return to text 49. Marshall, 'Bach's tempo ordinario', p.256-59. Return to text

14

50. Thanks to John Butt for this point. Return to text 51. Notably Robert Donington; see, e.g., his article on 'Tempo' in The New Grove Dictionary, esp. pp. 676-77. Return to text 52. Donington, Tempo and Rhythm in Bach's organ music, pp.12-13. Return to text 53. B. Sherman, Inside early music (New York, 1997), p.392. Return to text

15